PHILLIP MD ET AL FROST Insider Trading for December 2018

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General | Insider Transactions | Monthly Overview

Overview of insider trading of PHILLIP MD ET AL FROST for December 2018.

Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.23	11,660	37,662	24,520,177	24.5 M to 24.5 M (+0.05 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.23	1,300	4,193	24,508,517	24.5 M to 24.5 M (+0.01 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.22	7,040	22,669	24,507,217	24.5 M to 24.5 M (+0.03 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.18	9,600	30,528	24,500,177	24.5 M to 24.5 M (+0.04 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.18	400	1,270	24,490,577	24.5 M to 24.5 M (0.00 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.17	9,600	30,432	24,490,177	24.5 M to 24.5 M (+0.04 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.17	400	1,266	24,480,577	24.5 M to 24.5 M (0.00 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.15	7,607	23,962	24,480,177	24.5 M to 24.5 M (+0.03 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.15	573	1,804	24,472,570	24.5 M to 24.5 M (0.00 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.13	1,820	5,697	24,471,997	24.5 M to 24.5 M (+0.01 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.10	20,156	62,484	24,470,177	24.5 M to 24.5 M (+0.08 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.09	6,744	20,839	24,450,021	24.4 M to 24.5 M (+0.03 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.08	8,100	24,948	24,443,277	24.4 M to 24.4 M (+0.03 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.01	14,000	42,140	24,435,177	24.4 M to 24.4 M (+0.06 %)
Dec 31 2018	EXEG	Opko Health, Inc.	FROST PHILLIP MD ET AL	CEO & Chairman	Buy	P	3.01	1,000	3,005	24,421,177	24.4 M to 24.4 M (0.00 %)
Dec 28 2018	ROX	Castle Brands Inc	FROST PHILLIP MD ET AL	Director	Buy	P	0.83	75,000	62,235	43,975,719	43.9 M to 44 M (+0.17 %)
Dec 27 2018	NIMU	NON INVASIVE MONIT ...	FROST PHILLIP MD ET AL	10% Owner	Buy	P	0.07	26,212,468	1,834,873	48,355,325	22.1 M to 48.4 M (+118.38 %)
Dec 27 2018	NIMU	NON INVASIVE MONIT ...	FROST PHILLIP MD ET AL	10% Owner	Buy	P	0.07	7,142,857	500,000	22,142,857	15 M to 22.1 M (+47.62 %)
Dec 27 2018	NIMU	NON INVASIVE MONIT ...	FROST PHILLIP MD ET AL	10% Owner	Buy	P	0.07	26,212,468	1,834,873	48,355,325	22.1 M to 48.4 M (+118.38 %)
Dec 27 2018	NIMU	NON INVASIVE MONIT ...	FROST PHILLIP MD ET AL	10% Owner	Buy	P	0.07	7,142,857	500,000	22,142,857	15 M to 22.1 M (+47.62 %)
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	2.40	50,000	120,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	2.65	100,000	265,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	3.38	50,000	169,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	4.25	150,000	637,500	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	3.01	50,000	150,500	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	3.25	400,000	1,300,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	1.46	50,000	73,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	1.40	300,000	420,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	1.32	50,000	66,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	2.80	750,000	2,100,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	1.79	20,000	35,800	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	1.28	600,000	768,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	1.11	20,000	22,200	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	0.90	1,000,000	900,000	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Option Exercise	H	0.73	20,000	14,600	0
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Sell	S	2.50	47,805,000	119,512,500	6,208,431	54 M to 6.2 M (-88.51 %)
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Sell	S	2.50	3,095,000	7,737,500	0	3.1 M to 0 (-100.00 %)
Dec 27 2018	LTS	LADENBURG THALMANN ...	FROST PHILLIP MD ET AL		Gift	G	0.00	12,000,000	0	816,199	12.8 M to 816.2 K (-93.63 %)
Dec 27 2018	BCDA	BioCardia, Inc.	FROST PHILLIP MD ET AL	10% Owner	Option Exercise	P	0.75	1,000,000	750,000	1,000,000
Dec 27 2018	BCDA	BioCardia, Inc.	FROST PHILLIP MD ET AL	10% Owner	Buy	P	0.75	2,000,000	1,500,000	12,875,318	10.9 M to 12.9 M (+18.39 %)
Dec 04 2018	VGR	VECTOR GROUP LTD	FROST PHILLIP MD ET AL	10% Owner	Sell	S	12.19	150,000	1,828,500	3,528,260	3.7 M to 3.5 M (-4.08 %)
Dec 04 2018	VGR	VECTOR GROUP LTD	FROST PHILLIP MD ET AL	10% Owner	Sell	S	12.42	250,000	3,105,000	3,678,260	3.9 M to 3.7 M (-6.36 %)
Dec 04 2018	VGR	VECTOR GROUP LTD	FROST PHILLIP MD ET AL	10% Owner	Sell	S	12.61	226,250	2,853,013	3,928,260	4.2 M to 3.9 M (-5.45 %)