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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview

Overview of all insider trading transactions in CAPITAL SOUTHWEST CORP. Get notifications about new insider transactions in CAPITAL SOUTHWEST CORP for free.

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Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Oct 21 2009	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President, Chairman ...	Option Exercise	A	76.74	18,750	1,438,875	58,000
Oct 21 2009	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Option Exercise	A	76.74	5,000	383,700	20,400
Oct 21 2009	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Option Exercise	A	76.74	5,000	383,700	17,500
Sep 24 2009	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	78.93	1,000	78,930	12,000	11 K to 12 K (+9.09 %)
Sep 18 2009	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	77.00	10	770	11,000	11 K to 11 K (+0.09 %)
Sep 18 2009	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	77.00	490	37,730	10,990	10.5 K to 11 K (+4.67 %)
Sep 17 2009	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Buy	P	77.19	150	11,579	350	200 to 350 (+75.00 %)
Sep 02 2009	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	75.00	500	37,500	10,500	10 K to 10.5 K (+5.00 %)
Aug 31 2009	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Gift	G	78.23	200	15,646	13,936	14.1 K to 13.9 K (-1.41 %)
Aug 21 2009	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	75.00	500	37,500	10,000	9.5 K to 10 K (+5.26 %)
Jun 08 2009	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Sell	S	72.03	1,610	115,968	23,526	25.1 K to 23.5 K (-6.41 %)
Jun 08 2009	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Sell	S	73.00	400	29,200	25,136	25.5 K to 25.1 K (-1.57 %)
Jun 09 2009	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Sell	S	72.13	9,390	677,301	14,136	23.5 K to 14.1 K (-39.91 %)
Jun 04 2009	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Sell	S	73.96	7,600	562,096	25,536	33.1 K to 25.5 K (-22.94 %)
May 07 2009	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Buy	P	70.00	200	14,000	200	0 to 200
Apr 29 2009	CSWC	CAPITAL SOUTHWEST ...	CAPITAL SOUTHWEST CORP	10% Owner	Option Exercise	J	3.14	286,625	900,003	286,625
Mar 11 2009	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	55.22	6,344	350,316	97,123	90.8 K to 97.1 K (+6.99 %)
Mar 11 2009	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	55.22	2,115	116,790	32,376	30.3 K to 32.4 K (+6.99 %)
Mar 09 2009	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	58.00	1,005	58,290	90,779	89.8 K to 90.8 K (+1.12 %)
Mar 09 2009	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	58.00	335	19,430	30,261	29.9 K to 30.3 K (+1.12 %)
Mar 09 2009	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	57.93	1,969	114,064	89,774	87.8 K to 89.8 K (+2.24 %)
Mar 09 2009	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	57.93	656	38,002	29,926	29.3 K to 29.9 K (+2.24 %)
Feb 24 2009	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Gift	G	70.72	522	36,916	2,752	2.2 K to 2.8 K (+23.41 %)
Feb 24 2009	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Gift	G	70.72	522	36,916	33,136	33.7 K to 33.1 K (-1.55 %)
Dec 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	76.50	67,500	5,163,750	87,384	19.9 K to 87.4 K (+339.47 %)
Dec 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	76.50	22,500	1,721,250	29,130	6.6 K to 29.1 K (+339.37 %)
Dec 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	69.79	756	52,761	19,884	19.1 K to 19.9 K (+3.95 %)
Dec 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	69.79	252	17,587	6,630	6.4 K to 6.6 K (+3.95 %)
Dec 19 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Gift	G	107.28	577	61,901	2,230	1.7 K to 2.2 K (+34.91 %)
Dec 19 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Gift	G	107.28	577	61,901	33,658	34.2 K to 33.7 K (-1.69 %)
Dec 10 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Gift	G	99.00	2,500	247,500	34,235	36.7 K to 34.2 K (-6.81 %)
Dec 10 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Gift	G	95.74	1,500	143,610	36,735	38.2 K to 36.7 K (-3.92 %)
Dec 03 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Grant	A	104.99	132	13,859	132	0 to 132
Dec 03 2008	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President, Chairman ...	Grant	A	104.99	235	24,673	5,300	5.1 K to 5.3 K (+4.64 %)
Dec 03 2008	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Grant	A	104.99	210	22,048	791	581 to 791 (+36.14 %)
Dec 03 2008	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Grant	A	104.99	211	22,153	1,019	808 to 1 K (+26.11 %)
Dec 01 2008	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President, Chairman ...	Buy	P	73.00	1,000	73,000	89,923	88.9 K to 89.9 K (+1.12 %)
Nov 25 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Buy	W	0.00	261	0	38,235	38 K to 38.2 K (+0.69 %)
Nov 12 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III	Assistant Vice Pres ...	Buy	J	0.00	206,525	0	246,152	39.6 K to 246.2 K (+521.17 %)
Jul 25 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III		Option Exercise	A	118.70	5,000	593,500	5,000
Jul 25 2008	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Option Exercise	A	118.70	5,000	593,500	5,000
Jul 25 2008	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Option Exercise	A	118.70	5,000	593,500	5,000
Jul 25 2008	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President, Chairman ...	Option Exercise	A	118.70	20,000	2,374,000	20,000
Jun 24 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III		Buy	P	115.03	157	18,060	1,653	1.5 K to 1.7 K (+10.49 %)
Jun 24 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III		Buy	P	115.24	43	4,955	1,496	1.5 K to 1.5 K (+2.96 %)
Jun 24 2008	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President	Buy	P	115.13	1,000	115,130	88,923	87.9 K to 88.9 K (+1.14 %)
Jun 09 2008	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Buy	P	117.50	250	29,375	500	250 to 500 (+100.00 %)
Jun 09 2008	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Buy	P	118.00	250	29,500	250	0 to 250
Mar 07 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	100.00	750	75,000	18,999	18.2 K to 19 K (+4.11 %)
Mar 07 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	100.00	250	25,000	6,334	6.1 K to 6.3 K (+4.11 %)
Mar 06 2008	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	103.50	1,000	103,500	9,500	8.5 K to 9.5 K (+11.76 %)
Mar 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	109.00	2,250	245,250	18,249	16 K to 18.2 K (+14.06 %)
Mar 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	111.00	750	83,250	15,999	15.2 K to 16 K (+4.92 %)
Mar 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	109.00	750	81,750	6,084	5.3 K to 6.1 K (+14.06 %)
Mar 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	111.00	250	27,750	5,334	5.1 K to 5.3 K (+4.92 %)
Mar 03 2008	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	115.00	1,100	126,500	8,500	7.4 K to 8.5 K (+14.86 %)
Feb 15 2008	CSWC	CAPITAL SOUTHWEST ...	Thomas William R III		Buy	P	115.00	200	23,000	1,453	1.3 K to 1.5 K (+15.96 %)
Jan 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	115.00	4,350	500,250	15,249	10.9 K to 15.2 K (+39.91 %)
Jan 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	115.00	675	77,625	10,899	10.2 K to 10.9 K (+6.60 %)
Jan 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	115.00	1,450	166,750	5,084	3.6 K to 5.1 K (+39.90 %)
Jan 04 2008	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	115.00	225	25,875	3,634	3.4 K to 3.6 K (+6.60 %)
Dec 12 2007	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Gift	G	126.33	100	12,633	7,400	7.5 K to 7.4 K (-1.33 %)
Nov 02 2007	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Grant	A	152.12	126	19,167	581	455 to 581 (+27.69 %)
Nov 02 2007	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President	Grant	A	152.12	299	45,484	5,065	4.8 K to 5.1 K (+6.27 %)
Nov 02 2007	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary-Treasurer	Grant	A	152.12	10	1,521	1,098	1.1 K to 1.1 K (+0.92 %)
Nov 02 2007	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	140.75	44	6,193	10,224	10.2 K to 10.2 K (+0.43 %)
Nov 02 2007	CSWC	CAPITAL SOUTHWEST ...	BURTON DONALD W	Director	Grant	A	140.75	14	1,971	3,409	3.4 K to 3.4 K (+0.41 %)
Nov 02 2007	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Grant	A	152.12	159	24,187	808	649 to 808 (+24.50 %)
Aug 28 2007	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President	Buy	P	129.89	917	119,109	87,923	87 K to 87.9 K (+1.05 %)
Aug 28 2007	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President	Buy	P	130.25	83	10,811	87,006	86.9 K to 87 K (+0.10 %)
Aug 20 2007	CSWC	CAPITAL SOUTHWEST ...	THOMAS WILLIAM R	Director	Buy	P	121.13	5,000	605,650	341,975	337 K to 342 K (+1.48 %)
Aug 15 2007	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	112.36	110	12,360	7,500	7.4 K to 7.5 K (+1.49 %)
Aug 15 2007	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	111.50	474	52,851	7,390	6.9 K to 7.4 K (+6.85 %)
Aug 15 2007	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	111.50	16	1,784	6,916	6.9 K to 6.9 K (+0.23 %)
Aug 09 2007	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	122.50	1,000	122,500	6,900	5.9 K to 6.9 K (+16.95 %)
Aug 07 2007	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary-Treasurer	Option Exercise	J	93.49	4,000	373,960	0
Aug 07 2007	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary-Treasurer	Grant	A	158.53	87	13,792	1,088	1 K to 1.1 K (+8.69 %)
Jul 18 2007	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President	Option Exercise	A	152.98	21,750	3,327,315	21,750
Jul 18 2007	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	President	Option Exercise	A	152.98	3,250	497,185	3,250
May 16 2007	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary-Treasurer	Sell	S	169.83	3,200	543,456	59	3.3 K to 59 (-98.19 %)
May 18 2007	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary-Treasurer	Option Exercise	M	93.49	1,000	93,490	4,000
May 18 2007	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary-Treasurer	Buy	M	93.49	1,000	93,490	1,059	59 to 1.1 K (+1,694.92 %)
May 14 2007	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Option Exercise	M	65.70	2,000	131,400	7,500
May 14 2007	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Sell	S	167.93	1,616	271,375	0	1.6 K to 0 (-100.00 %)
May 14 2007	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Sell	S	168.86	384	64,842	1,616	2 K to 1.6 K (-19.20 %)
May 14 2007	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Buy	M	65.70	2,000	131,400	2,000	0 to 2 K
May 14 2007	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Option Exercise	M	65.00	100	6,500	5,400
May 14 2007	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Sell	S	171.33	100	17,133	0	100 to 0 (-100.00 %)
May 14 2007	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Buy	M	65.00	100	6,500	100	0 to 100
Feb 14 2007	CSWC	CAPITAL SOUTHWEST ...	THOMAS WILLIAM R	President & CEO	Sell	J	0.00	37,974	0	37,974	75.9 K to 38 K (-50.00 %)
Feb 14 2007	CSWC	CAPITAL SOUTHWEST ...	THOMAS WILLIAM R	President & CEO	Buy	P	130.13	2,000	260,260	336,975	335 K to 337 K (+0.60 %)
Feb 14 2007	CSWC	CAPITAL SOUTHWEST ...	THOMAS WILLIAM R	President & CEO	Buy	P	130.13	1,000	130,130	334,975	334 K to 335 K (+0.30 %)
Dec 15 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Option Exercise	M	65.70	3,500	229,950	9,500
Dec 15 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Sell	S	133.65	3,500	467,775	0	3.5 K to 0 (-100.00 %)
Dec 15 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Buy	M	65.70	3,500	229,950	3,500	0 to 3.5 K
Dec 15 2006	CSWC	CAPITAL SOUTHWEST ...	CAPITAL SOUTHWEST CORP	10% Owner	Sell	S	21.00	1,591,790	33,427,590	9,317,310	10.9 M to 9.3 M (-14.59 %)
Dec 07 2006	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Gift	G	132.27	600	79,362	5,900	6.5 K to 5.9 K (-9.23 %)
Dec 08 2006	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	Vice President	Grant	A	130.00	1,000	130,000	86,923	85.9 K to 86.9 K (+1.16 %)
Nov 29 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Option Exercise	M	65.70	1,000	65,700	13,000
Nov 29 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Sell	S	121.93	1,000	121,930	0	1,000 to 0 (-100.00 %)
Nov 29 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Buy	M	65.70	1,000	65,700	1,000	0 to 1,000
Nov 13 2006	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Option Exercise	M	65.00	2,000	130,000	5,500
Nov 13 2006	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Sell	S	120.01	12	1,440	0	12 to 0 (-100.00 %)
Nov 13 2006	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Sell	S	120.51	1,488	179,319	12	1.5 K to 12 (-99.20 %)
Nov 13 2006	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Sell	S	120.50	500	60,250	1,500	2 K to 1.5 K (-25.00 %)
Nov 13 2006	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Buy	M	65.00	2,000	130,000	2,000	0 to 2 K
Nov 21 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary - Treasur ...	Option Exercise	M	77.00	2,000	154,000	0
Nov 21 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary - Treasur ...	Option Exercise	M	65.00	800	52,000	0
Nov 21 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary - Treasur ...	Sell	S	128.41	1,800	231,138	3,259	5.1 K to 3.3 K (-35.58 %)
Nov 21 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary - Treasur ...	Sell	S	128.75	1,000	128,750	5,059	6.1 K to 5.1 K (-16.50 %)
Nov 21 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary - Treasur ...	Buy	M	77.00	2,000	154,000	6,059	4.1 K to 6.1 K (+49.27 %)
Nov 21 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary - Treasur ...	Buy	M	65.00	800	52,000	4,059	3.3 K to 4.1 K (+24.55 %)
Nov 28 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Option Exercise	M	65.70	1,000	65,700	14,000
Nov 28 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Sell	S	124.00	1,000	124,000	0	1,000 to 0 (-100.00 %)
Nov 28 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Buy	M	65.70	1,000	65,700	1,000	0 to 1,000
Nov 01 2006	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Grant	A	95.62	104	9,944	455	351 to 455 (+29.63 %)
Nov 01 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Grant	A	95.62	309	29,547	10,259	10 K to 10.3 K (+3.11 %)
Nov 01 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary - Treasur ...	Grant	A	95.62	84	8,032	1,001	917 to 1 K (+9.16 %)
Nov 01 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Grant	A	95.62	142	13,578	649	507 to 649 (+28.01 %)
Nov 01 2006	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	Vice President	Grant	A	98.45	286	28,157	4,766	4.5 K to 4.8 K (+6.38 %)
Oct 30 2006	CSWC	CAPITAL SOUTHWEST ...	LIGON SAMUEL B	Director	Buy	P	120.00	1,000	120,000	3,000	2 K to 3 K (+50.00 %)
Jun 15 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Option Exercise	J	77.00	2,500	192,500	0
Jun 15 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Option Exercise	M	77.00	7,500	577,500	2,500
Jun 15 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Buy	M	77.00	7,500	577,500	41,300	33.8 K to 41.3 K (+22.19 %)
Jun 13 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Option Exercise	J	93.49	11,000	1,028,390	0
Jun 13 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Option Exercise	J	93.49	9,000	841,410	0
Jun 13 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Option Exercise	J	65.00	2,000	130,000	0
Jun 13 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Option Exercise	M	65.00	8,000	520,000	2,000
Jun 13 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Sell	S	96.89	8,000	775,120	33,800	41.8 K to 33.8 K (-19.14 %)
Jun 13 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Buy	M	65.00	8,000	520,000	41,800	33.8 K to 41.8 K (+23.67 %)
Jun 05 2006	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	99.90	201	20,080	6,500	6.3 K to 6.5 K (+3.19 %)
Jun 05 2006	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	99.82	1,699	169,594	6,299	4.6 K to 6.3 K (+36.93 %)
May 31 2006	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	98.00	217	21,266	4,600	4.4 K to 4.6 K (+4.95 %)
May 23 2006	CSWC	CAPITAL SOUTHWEST ...	HENDERSON GRAEME W	Director	Buy	P	95.00	283	26,885	4,383	4.1 K to 4.4 K (+6.90 %)
May 17 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary-Treasurer	Option Exercise	A	93.49	5,000	467,450	5,000
May 17 2006	CSWC	CAPITAL SOUTHWEST ...	PETERSON JEFFREY G	Vice President	Option Exercise	A	93.49	10,000	934,900	10,000
May 17 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Option Exercise	A	93.49	10,000	934,900	10,000
May 17 2006	CSWC	CAPITAL SOUTHWEST ...	ASHBAUGH WILLIAM M	Senior Vice Preside ...	Option Exercise	A	93.49	5,000	467,450	5,000
May 17 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Option Exercise	A	93.49	11,000	1,028,390	11,000
May 17 2006	CSWC	CAPITAL SOUTHWEST ...	HAMNER PATRICK F	Senior Vice Preside ...	Option Exercise	A	93.49	9,000	841,410	9,000
May 05 2006	CSWC	CAPITAL SOUTHWEST ...	LIGON SAMUEL B	Director	Buy	P	96.73	1,000	96,730	2,000	1,000 to 2 K (+100.00 %)
Mar 03 2006	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	Vice President	Sell	S	98.00	142	13,916	85,923	86.1 K to 85.9 K (-0.16 %)
Mar 03 2006	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	Vice President	Sell	S	98.00	180	17,640	86,065	86.2 K to 86.1 K (-0.21 %)
Mar 02 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary-Treasurer	Option Exercise	X	65.00	3,200	208,000	800
Mar 02 2006	CSWC	CAPITAL SOUTHWEST ...	HODGSON SUSAN K	Secretary-Treasurer	Buy	X	65.00	3,200	208,000	3,259	59 to 3.3 K (+5,423.73 %)
Mar 01 2006	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	Vice President	Sell	S	98.00	178	17,444	86,245	86.4 K to 86.2 K (-0.21 %)
Feb 16 2006	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	Vice President	Sell	S	96.10	600	57,660	86,423	87 K to 86.4 K (-0.69 %)
Feb 16 2006	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	Vice President	Sell	S	96.25	125	12,031	87,023	87.1 K to 87 K (-0.14 %)
Feb 16 2006	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	Vice President	Sell	S	97.00	400	38,800	87,148	87.5 K to 87.1 K (-0.46 %)
Feb 16 2006	CSWC	CAPITAL SOUTHWEST ...	MARTIN GARY L	Vice President	Sell	S	96.00	1,875	180,000	87,548	89.4 K to 87.5 K (-2.10 %)

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