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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview

Overview of all insider trading transactions in PIPER SANDLER COMPANIES. Get notifications about new insider transactions in PIPER SANDLER COMPANIES for free.

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Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Feb 25 2015	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Sell	S	52.96	2,858	151,367	0	2.9 K to 0 (-100.00 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	CIO and Head of Fix ...	Sell	S	52.95	85	4,501	0	85 to 0 (-100.00 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	CIO and Head of Fix ...	Grant	A	0.00	7,511	0	35,223	27.7 K to 35.2 K (+27.10 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	CIO and Head of Fix ...	Payment of Exercise	F	54.56	421	22,970	27,712	28.1 K to 27.7 K (-1.50 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	CIO and Head of Fix ...	Payment of Exercise	F	55.26	2,618	144,671	28,133	30.8 K to 28.1 K (-8.51 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB a ...	Grant	A	0.00	16,593	0	59,962	43.4 K to 60 K (+38.26 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB a ...	Payment of Exercise	F	54.56	1,660	90,570	43,369	45 K to 43.4 K (-3.69 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB a ...	Payment of Exercise	F	55.26	1,003	55,426	45,029	46 K to 45 K (-2.18 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB a ...	Payment of Exercise	F	55.26	835	46,142	46,032	46.9 K to 46 K (-1.78 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Grant	A	0.00	7,456	0	24,251	16.8 K to 24.3 K (+44.39 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Payment of Exercise	F	54.56	526	28,699	16,795	17.3 K to 16.8 K (-3.04 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Payment of Exercise	F	55.26	564	31,167	17,321	17.9 K to 17.3 K (-3.15 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Payment of Exercise	F	55.26	169	9,339	17,885	18.1 K to 17.9 K (-0.94 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Grant	A	0.00	11,849	0	55,471	43.6 K to 55.5 K (+27.16 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Payment of Exercise	F	54.56	1,489	81,240	43,622	45.1 K to 43.6 K (-3.30 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Payment of Exercise	F	55.26	882	48,739	45,111	46 K to 45.1 K (-1.92 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Payment of Exercise	F	55.26	1,356	74,933	45,993	47.3 K to 46 K (-2.86 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Geelan John W	General Counsel	Grant	A	0.00	718	0	1,562	844 to 1.6 K (+85.07 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Geelan John W	General Counsel	Payment of Exercise	F	54.56	154	8,402	844	998 to 844 (-15.43 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Co-Head Global IB a ...	Grant	A	0.00	16,593	0	54,481	37.9 K to 54.5 K (+43.79 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Co-Head Global IB a ...	Payment of Exercise	F	54.56	2,088	113,921	37,888	40 K to 37.9 K (-5.22 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Co-Head Global IB a ...	Payment of Exercise	F	55.26	933	51,558	39,976	40.9 K to 40 K (-2.28 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Grant	A	0.00	2,952	0	40,088	37.1 K to 40.1 K (+7.95 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Payment of Exercise	F	54.56	393	21,442	37,136	37.5 K to 37.1 K (-1.05 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Payment of Exercise	F	55.26	975	53,879	37,529	38.5 K to 37.5 K (-2.53 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Grant	A	0.00	26,396	0	180,027	153.6 K to 180 K (+17.18 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Payment of Exercise	F	54.56	3,499	190,905	153,631	157.1 K to 153.6 K (-2.23 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Payment of Exercise	F	55.26	2,307	127,485	157,130	159.4 K to 157.1 K (-1.45 %)
Feb 19 2015	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Payment of Exercise	F	55.26	1,733	95,766	159,437	161.2 K to 159.4 K (-1.08 %)
Feb 10 2015	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Sell	S	55.10	7,200	396,720	47,349	54.5 K to 47.3 K (-13.20 %)
Feb 10 2015	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Gift	G	0.00	300	0	54,549	54.8 K to 54.5 K (-0.55 %)
Jan 05 2015	PJC	PIPER JAFFRAY COMP ...	FITZGERALD WILLIAM R	Director	Option Exercise	A	0.00	35	0	1,295
Nov 18 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Option Exercise	M	39.62	11,719	464,307	0
Nov 18 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Sell	S	57.16	1,571	89,796	161,170	162.7 K to 161.2 K (-0.97 %)
Nov 18 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Sell	S	56.30	10,148	571,306	162,741	172.9 K to 162.7 K (-5.87 %)
Nov 18 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Buy	M	39.62	11,719	464,307	172,889	161.2 K to 172.9 K (+7.27 %)
Nov 14 2014	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Sell	S	56.46	1,619	91,409	0	1.6 K to 0 (-100.00 %)
Nov 12 2014	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Sell	S	58.93	750	44,194	0	750 to 0 (-100.00 %)
Nov 12 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Sell	S	56.48	1,156	65,290	85	1.2 K to 85 (-93.15 %)
Nov 10 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Sell	S	55.45	1,617	89,657	0	1.6 K to 0 (-100.00 %)
Nov 10 2014	PJC	PIPER JAFFRAY COMP ...	POLSKY LISA	Director	Sell	S	57.05	7,000	399,330	12,829	19.8 K to 12.8 K (-35.30 %)
Nov 07 2014	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB	Sell	S	57.37	6,670	382,658	46,867	53.5 K to 46.9 K (-12.46 %)
Nov 05 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Option Exercise	M	41.09	6,759	277,727	0
Nov 05 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Option Exercise	M	47.85	2,135	102,160	0
Nov 05 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Sell	S	57.71	6,759	390,056	38,504	45.3 K to 38.5 K (-14.93 %)
Nov 05 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Buy	M	41.09	6,759	277,727	45,263	38.5 K to 45.3 K (+17.55 %)
Nov 05 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Sell	S	57.76	2,135	123,323	38,504	40.6 K to 38.5 K (-5.25 %)
Nov 05 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Buy	M	47.85	2,135	102,160	40,639	38.5 K to 40.6 K (+5.54 %)
Oct 31 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Option Exercise	M	39.62	290	11,490	0
Oct 31 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Sell	S	56.33	290	16,336	18,054	18.3 K to 18.1 K (-1.58 %)
Oct 31 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Buy	M	39.62	290	11,490	18,344	18.1 K to 18.3 K (+1.61 %)
Oct 31 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Option Exercise	M	39.62	1,391	55,111	0
Oct 31 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Sell	S	56.54	1,391	78,647	38,504	39.9 K to 38.5 K (-3.49 %)
Oct 31 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Buy	M	39.62	1,391	55,111	39,895	38.5 K to 39.9 K (+3.61 %)
Oct 31 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Global Co-Head IB a ...	Option Exercise	M	39.62	4,442	175,992	0
Oct 31 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Global Co-Head IB a ...	Sell	S	53.97	4,442	239,713	40,909	45.4 K to 40.9 K (-9.79 %)
Oct 31 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Global Co-Head IB a ...	Buy	M	39.62	4,442	175,992	45,351	40.9 K to 45.4 K (+10.86 %)
Oct 28 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Sell	S	54.85	2,000	109,700	30,751	32.8 K to 30.8 K (-6.11 %)
Oct 28 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Global Co-Head IB a ...	Sell	S	55.17	5,000	275,831	40,909	45.9 K to 40.9 K (-10.89 %)
Oct 28 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Global Co-Head IB a ...	Sell	S	52.78	5,000	263,914	45,909	50.9 K to 45.9 K (-9.82 %)
Aug 21 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Sell	S	53.85	15,000	807,719	161,170	176.2 K to 161.2 K (-8.51 %)
Aug 12 2014	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB	Option Exercise	M	39.62	3,609	142,989	0
Aug 12 2014	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB	Sell	S	53.62	3,609	193,505	53,537	57.1 K to 53.5 K (-6.32 %)
Aug 12 2014	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB	Buy	M	39.62	3,609	142,989	57,146	53.5 K to 57.1 K (+6.74 %)
Jul 28 2014	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Sell	S	51.50	7,500	386,254	54,849	62.3 K to 54.8 K (-12.03 %)
Aug 01 2014	PJC	PIPER JAFFRAY COMP ...	PIPER ADDISON L	Director	Option Exercise	M	39.62	2,171	86,015	0
Aug 01 2014	PJC	PIPER JAFFRAY COMP ...	PIPER ADDISON L	Director	Sell	S	50.96	2,171	110,631	21,957	24.1 K to 22 K (-9.00 %)
Aug 01 2014	PJC	PIPER JAFFRAY COMP ...	PIPER ADDISON L	Director	Buy	M	39.62	2,171	86,015	24,128	22 K to 24.1 K (+9.89 %)
Jul 28 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Global Co-Head IB a ...	Sell	S	51.60	5,000	257,983	50,909	55.9 K to 50.9 K (-8.94 %)
Jun 04 2014	PJC	PIPER JAFFRAY COMP ...	Geelan John W	General Counsel	Sell	S	43.54	1,136	49,461	0	1.1 K to 0 (-100.00 %)
May 19 2014	PJC	PIPER JAFFRAY COMP ...	Geelan John W	General Counsel	Option Exercise	A	0.00	4,270	0	4,270
May 19 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Option Exercise	A	0.00	8,540	0	8,540
May 19 2014	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB	Option Exercise	A	0.00	8,540	0	8,540
May 19 2014	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Option Exercise	A	0.00	8,540	0	8,540
May 19 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Option Exercise	A	0.00	8,540	0	8,540
May 19 2014	PJC	PIPER JAFFRAY COMP ...	Crawshaw Christopher D	Head of Asset Manag ...	Option Exercise	A	0.00	8,540	0	8,540
May 19 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Co-Head Global IB	Option Exercise	A	0.00	8,540	0	8,540
May 19 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Option Exercise	A	0.00	12,810	0	12,810
May 19 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Option Exercise	A	0.00	25,620	0	25,620
May 13 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Gift	G	0.00	1	0	0	1 to 0 (-100.00 %)
May 13 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Gift	G	0.00	1	0	18,054	18.1 K to 18.1 K (+0.01 %)
May 08 2014	PJC	PIPER JAFFRAY COMP ...	TAYLOR SCOTT C	Director	Grant	A	0.00	1,409	0	2,988	1.6 K to 3 K (+89.23 %)
May 08 2014	PJC	PIPER JAFFRAY COMP ...	SORAN PHILIP	Director	Grant	A	0.00	1,409	0	4,641	3.2 K to 4.6 K (+43.60 %)
May 08 2014	PJC	PIPER JAFFRAY COMP ...	Volpi Michele	Director	Payment of Exercise	F	42.61	423	18,024	8,549	9 K to 8.5 K (-4.71 %)
May 08 2014	PJC	PIPER JAFFRAY COMP ...	Volpi Michele	Director	Grant	A	0.00	1,409	0	8,972	7.6 K to 9 K (+18.63 %)
May 08 2014	PJC	PIPER JAFFRAY COMP ...	POLSKY LISA	Director	Grant	A	0.00	1,409	0	19,829	18.4 K to 19.8 K (+7.65 %)
May 08 2014	PJC	PIPER JAFFRAY COMP ...	PIPER ADDISON L	Director	Grant	A	0.00	1,409	0	21,957	20.5 K to 22 K (+6.86 %)
May 08 2014	PJC	PIPER JAFFRAY COMP ...	JOHNSON B KRISTINE	Director	Grant	A	0.00	1,409	0	10,160	8.8 K to 10.2 K (+16.10 %)
May 08 2014	PJC	PIPER JAFFRAY COMP ...	FITZGERALD WILLIAM R	Director	Option Exercise	A	0.00	154	0	1,260
May 08 2014	PJC	PIPER JAFFRAY COMP ...	FITZGERALD WILLIAM R	Director	Grant	A	0.00	1,409	0	2,801	1.4 K to 2.8 K (+101.22 %)
Apr 29 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Option Exercise	M	39.62	573	22,702	0
Apr 29 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Sell	S	43.39	573	24,863	32,751	33.3 K to 32.8 K (-1.72 %)
Apr 29 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Buy	M	39.62	573	22,702	33,324	32.8 K to 33.3 K (+1.75 %)
Apr 29 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Sell	S	43.45	5,000	217,254	32,751	37.8 K to 32.8 K (-13.24 %)
Apr 29 2014	PJC	PIPER JAFFRAY COMP ...	JOHNSON B KRISTINE	Director	Option Exercise	M	28.01	5,713	160,021	0
Apr 29 2014	PJC	PIPER JAFFRAY COMP ...	JOHNSON B KRISTINE	Director	Sell	S	43.64	5,713	249,338	8,751	14.5 K to 8.8 K (-39.50 %)
Apr 29 2014	PJC	PIPER JAFFRAY COMP ...	JOHNSON B KRISTINE	Director	Buy	M	28.01	5,713	160,021	14,464	8.8 K to 14.5 K (+65.28 %)
Mar 18 2014	PJC	PIPER JAFFRAY COMP ...	FITZGERALD WILLIAM R	Director	Option Exercise	A	0.00	1,106	0	1,106
Mar 18 2014	PJC	PIPER JAFFRAY COMP ...	FITZGERALD WILLIAM R	Director	Grant	A	0.00	1,392	0	1,392	0 to 1.4 K
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Sell	S	39.32	2,395	94,171	37,751	40.1 K to 37.8 K (-5.97 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Grant	A	0.00	3,757	0	40,146	36.4 K to 40.1 K (+10.32 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Payment of Exercise	F	40.12	2,556	102,547	36,389	38.9 K to 36.4 K (-6.56 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Payment of Exercise	F	40.12	888	35,627	38,945	39.8 K to 38.9 K (-2.23 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Grant	A	0.00	4,736	0	18,053	13.3 K to 18.1 K (+35.56 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Payment of Exercise	F	40.12	613	24,594	13,317	13.9 K to 13.3 K (-4.40 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Payment of Exercise	F	40.12	142	5,697	13,930	14.1 K to 13.9 K (-1.01 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Payment of Exercise	F	40.12	370	14,844	14,072	14.4 K to 14.1 K (-2.56 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Global Co-Head IB a ...	Grant	A	0.00	13,320	0	53,537	40.2 K to 53.5 K (+33.12 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Global Co-Head IB a ...	Payment of Exercise	F	40.12	1,014	40,682	40,217	41.2 K to 40.2 K (-2.46 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Global Co-Head IB a ...	Payment of Exercise	F	40.12	768	30,812	41,231	42 K to 41.2 K (-1.83 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Global Co-Head IB a ...	Payment of Exercise	F	40.12	1,209	48,505	41,999	43.2 K to 42 K (-2.80 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Sell	S	40.10	7,500	300,767	62,349	69.8 K to 62.3 K (-10.74 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Grant	A	0.00	13,292	0	69,849	56.6 K to 69.8 K (+23.50 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Payment of Exercise	F	40.12	859	34,463	56,557	57.4 K to 56.6 K (-1.50 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Payment of Exercise	F	40.12	1,396	56,008	57,416	58.8 K to 57.4 K (-2.37 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Payment of Exercise	F	40.12	1,183	47,462	58,812	60 K to 58.8 K (-1.97 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Geelan John W	General Counsel	Grant	A	0.00	462	0	998	536 to 998 (+86.19 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Grant	A	0.00	3,506	0	38,504	35 K to 38.5 K (+10.02 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Payment of Exercise	F	40.12	913	36,630	34,998	35.9 K to 35 K (-2.54 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Payment of Exercise	F	40.12	1,007	40,401	35,911	36.9 K to 35.9 K (-2.73 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Grant	A	0.00	27,440	0	176,170	148.7 K to 176.2 K (+18.45 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Payment of Exercise	F	40.12	2,307	92,557	148,730	151 K to 148.7 K (-1.53 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Payment of Exercise	F	40.12	1,704	68,364	151,037	152.7 K to 151 K (-1.12 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Payment of Exercise	F	40.12	2,672	107,201	152,741	155.4 K to 152.7 K (-1.72 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Global Co-Head IB a ...	Grant	A	0.00	18,648	0	55,909	37.3 K to 55.9 K (+50.05 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Global Co-Head IB a ...	Payment of Exercise	F	40.12	854	34,262	37,261	38.1 K to 37.3 K (-2.24 %)
Feb 20 2014	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Global Co-Head IB a ...	Payment of Exercise	F	40.12	1,446	58,014	38,115	39.6 K to 38.1 K (-3.66 %)
Feb 05 2014	PJC	PIPER JAFFRAY COMP ...	TAYLOR SCOTT C	Director	Grant	A	0.00	1,579	0	1,579	0 to 1.6 K
Feb 03 2014	PJC	PIPER JAFFRAY COMP ...	FRANCIS MICHAEL	Director	Option Exercise	M	28.01	5,713	160,021	0
Feb 03 2014	PJC	PIPER JAFFRAY COMP ...	FRANCIS MICHAEL	Director	Sell	S	40.31	5,713	230,290	12,751	18.5 K to 12.8 K (-30.94 %)
Feb 03 2014	PJC	PIPER JAFFRAY COMP ...	FRANCIS MICHAEL	Director	Buy	M	28.01	5,713	160,021	18,464	12.8 K to 18.5 K (+44.80 %)
Jan 03 2014	PJC	PIPER JAFFRAY COMP ...	POLSKY LISA	Director	Option Exercise	A	0.00	2,171	0	13,394
Jul 01 2013	PJC	PIPER JAFFRAY COMP ...	POLSKY LISA	Director	Option Exercise	A	0.00	413	0	11,223
May 17 2013	PJC	PIPER JAFFRAY COMP ...	Geelan John W	General Counsel	Option Exercise	A	0.00	4,691	0	4,691
May 17 2013	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Option Exercise	A	0.00	9,381	0	9,381
May 17 2013	PJC	PIPER JAFFRAY COMP ...	Fairman Francis E IV	Head, Public Financ ...	Option Exercise	A	0.00	9,381	0	9,381
May 17 2013	PJC	PIPER JAFFRAY COMP ...	Klinefelter Jeffrey P	Global Head of Equi ...	Option Exercise	A	0.00	9,381	0	9,381
May 17 2013	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB	Option Exercise	A	0.00	9,381	0	9,381
May 17 2013	PJC	PIPER JAFFRAY COMP ...	LaRue R Scott	Co-Head Global IB	Sell	S	35.81	6,934	248,307	43,208	50.1 K to 43.2 K (-13.83 %)
May 17 2013	PJC	PIPER JAFFRAY COMP ...	Abraham Chad R	Co-Head Global IB	Option Exercise	A	0.00	9,381	0	9,381
May 17 2013	PJC	PIPER JAFFRAY COMP ...	Schoneman Debbra L.	Chief Financial Off ...	Option Exercise	A	0.00	14,072	0	14,072
May 17 2013	PJC	PIPER JAFFRAY COMP ...	DUFF ANDREW S	Chairman and CEO	Option Exercise	A	0.00	28,143	0	28,143
May 09 2013	PJC	PIPER JAFFRAY COMP ...	Woodhouse Hope B	Director	Grant	A	0.00	1,768	0	8,613	6.8 K to 8.6 K (+25.83 %)
May 09 2013	PJC	PIPER JAFFRAY COMP ...	Volpi Michele	Director	Payment of Exercise	F	33.95	531	18,027	7,563	8.1 K to 7.6 K (-6.56 %)
May 09 2013	PJC	PIPER JAFFRAY COMP ...	Volpi Michele	Director	Grant	A	0.00	1,768	0	8,094	6.3 K to 8.1 K (+27.95 %)
May 09 2013	PJC	PIPER JAFFRAY COMP ...	SORAN PHILIP	Director	Grant	A	0.00	1,768	0	3,232	1.5 K to 3.2 K (+120.77 %)
May 09 2013	PJC	PIPER JAFFRAY COMP ...	POLSKY LISA	Director	Grant	A	0.00	1,768	0	18,420	16.7 K to 18.4 K (+10.62 %)
May 09 2013	PJC	PIPER JAFFRAY COMP ...	PIPER ADDISON L	Director	Grant	A	0.00	1,768	0	20,548	18.8 K to 20.5 K (+9.41 %)
May 09 2013	PJC	PIPER JAFFRAY COMP ...	JOHNSON B KRISTINE	Director	Grant	A	0.00	1,768	0	8,751	7 K to 8.8 K (+25.32 %)
Apr 30 2013	PJC	PIPER JAFFRAY COMP ...	Winges Martin Bradley	Head, Fixed Income ...	Sell	D	0.00	24,390	0	39,761	64.2 K to 39.8 K (-38.02 %)

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