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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview

Overview of all insider trading transactions in Fifth Street Asset Management Inc.. Get notifications about new insider transactions in Fifth Street Asset Management Inc. for free.

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Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Dec 11 2017	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Sell	S	4.05	6,000	24,300	0	6 K to 0 (-100.00 %)
Dec 04 2017	FSAM	Fifth Street Asset ...	Arthur Michael W	Director	Option Exercise	M	3.37	10,000	33,700	0
Dec 04 2017	FSAM	Fifth Street Asset ...	Arthur Michael W	Director	Sell	S	4.08	10,000	40,760	0	10 K to 0 (-100.00 %)
Dec 04 2017	FSAM	Fifth Street Asset ...	Arthur Michael W	Director	Buy	M	3.37	10,000	33,700	10,000	0 to 10 K
Dec 04 2017	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Option Exercise	M	3.28	20,000	65,600	0
Dec 04 2017	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Sell	S	4.07	20,000	81,378	0	20 K to 0 (-100.00 %)
Dec 04 2017	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Buy	M	3.28	20,000	65,600	20,000	0 to 20 K
Dec 01 2017	FSAM	Fifth Street Asset ...	BRANDT THOMAS HOWARD	Director	Option Exercise	M	3.60	10,000	36,000	0
Dec 01 2017	FSAM	Fifth Street Asset ...	BRANDT THOMAS HOWARD	Director	Sell	S	4.08	5,805	23,684	1,095	6.9 K to 1.1 K (-84.13 %)
Dec 01 2017	FSAM	Fifth Street Asset ...	BRANDT THOMAS HOWARD	Director	Sell	S	4.12	3,100	12,772	6,900	10 K to 6.9 K (-31.00 %)
Dec 01 2017	FSAM	Fifth Street Asset ...	BRANDT THOMAS HOWARD	Director	Buy	M	3.60	10,000	36,000	10,000	0 to 10 K
Oct 30 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Option Exercise	M	0.00	70,591	0	0
Oct 30 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Payment of Exercise	F	4.00	30,263	121,052	1,436,625	1.5 M to 1.4 M (-2.06 %)
Oct 30 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Buy	M	0.00	70,591	0	1,466,888	1.4 M to 1.5 M (+5.06 %)
Oct 30 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Option Exercise	M	0.00	243,979	0	0
Oct 30 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Payment of Exercise	F	4.00	102,350	409,400	1,069,405	1.2 M to 1.1 M (-8.73 %)
Oct 30 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Buy	M	0.00	243,979	0	1,171,755	927.8 K to 1.2 M (+26.30 %)
Oct 19 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Option Exercise	M	0.00	97,863	0	0
Oct 19 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Payment of Exercise	F	3.95	41,954	165,718	1,396,297	1.4 M to 1.4 M (-2.92 %)
Oct 19 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Buy	M	0.00	97,863	0	1,438,251	1.3 M to 1.4 M (+7.30 %)
Oct 19 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Option Exercise	M	0.00	432,519	0	0
Oct 19 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Payment of Exercise	F	3.95	144,959	572,588	927,776	1.1 M to 927.8 K (-13.51 %)
Oct 19 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Buy	M	0.00	432,519	0	1,072,735	640.2 K to 1.1 M (+67.56 %)
Oct 19 2017	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	Director	Option Exercise	M	0.00	76,366	0	0
Oct 19 2017	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	Director	Payment of Exercise	F	3.95	35,685	140,956	141,241	176.9 K to 141.2 K (-20.17 %)
Oct 19 2017	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	Director	Buy	M	0.00	76,366	0	176,926	100.6 K to 176.9 K (+75.94 %)
Oct 18 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Option Exercise	M	0.00	502,801	0	222,973
Oct 18 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Option Exercise	M	0.00	988,678	0	438,441
Oct 18 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Buy	D	0.00	1,491,479	0	641,137	-850,342 to 641.1 K (-175.40 %)
Oct 18 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Buy	M	0.00	502,801	0	684,244	181.4 K to 684.2 K (+277.11 %)
Oct 18 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	President and CCO	Buy	M	0.00	988,678	0	1,340,388	351.7 K to 1.3 M (+281.11 %)
Oct 18 2017	FSAM	Fifth Street Asset ...	Velgot James F	Director	Option Exercise	M	0.00	12,393	0	5,496
Oct 18 2017	FSAM	Fifth Street Asset ...	Velgot James F	Director	Buy	M	0.00	12,393	0	16,865	4.5 K to 16.9 K (+277.12 %)
Oct 18 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Option Exercise	M	0.00	2,078,337	0	24,465,706
Oct 18 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Sell	D	0.00	2,078,337	0	30,074,531	32.2 M to 30.1 M (-6.46 %)
Oct 18 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Buy	M	0.00	2,078,337	0	8,714,348	6.6 M to 8.7 M (+31.32 %)
Oct 18 2017	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	Director	Option Exercise	M	0.00	72,700	0	32,240
Oct 18 2017	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	Director	Option Exercise	M	0.00	52,317	0	0
Oct 18 2017	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	Director	Buy	M	0.00	72,700	0	100,560	27.9 K to 100.6 K (+260.95 %)
Oct 18 2017	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	Director	Payment of Exercise	F	3.90	24,457	95,382	27,860	52.3 K to 27.9 K (-46.75 %)
Oct 18 2017	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	Director	Buy	M	0.00	52,317	0	52,317	0 to 52.3 K
May 09 2017	FSAM	Fifth Street Asset ...	BRANDT THOMAS HOWARD	Director	Option Exercise	A	4.60	5,000	23,000	5,000
May 08 2017	FSAM	Fifth Street Asset ...	Bond Jodi Hanson	Director	Option Exercise	A	4.60	10,000	46,000	10,000
May 08 2017	FSAM	Fifth Street Asset ...	Velgot James F	Director	Option Exercise	A	4.60	5,000	23,000	5,000
May 08 2017	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Option Exercise	A	4.60	5,000	23,000	5,000
May 08 2017	FSAM	Fifth Street Asset ...	Arthur Michael W	Director	Option Exercise	A	4.60	5,000	23,000	5,000
Jan 17 2017	FSAM	Fifth Street Asset ...	Dalton Patrick J	Co-President	Option Exercise	A	0.00	287,770	0	287,770
Jan 17 2017	FSAM	Fifth Street Asset ...	Dalton Patrick J	Co-President	Option Exercise	A	6.95	250,000	1,737,500	250,000
Jan 17 2017	FSAM	Fifth Street Asset ...	Dalton Patrick J	Co-President	Option Exercise	A	6.95	750,000	5,212,500	750,000
Jan 17 2017	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	COO & CFO	Option Exercise	A	0.00	76,336	0	76,336
Jan 17 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-President and CC ...	Option Exercise	A	0.00	97,863	0	97,863
Jan 17 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Option Exercise	A	0.00	447,786	0	447,786
Jan 17 2017	FSAM	Fifth Street Asset ...	Velgot James F	Director	Option Exercise	A	6.55	10,000	65,500	10,000
Jan 06 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-President and CC ...	Option Exercise	C	0.00	181,443	0	725,774
Jan 06 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-President and CC ...	Option Exercise	C	0.00	351,710	0	1,408,044
Jan 06 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-President and CC ...	Sell	D	0.00	533,153	0	2,132,616	2.7 M to 2.1 M (-20.00 %)
Jan 06 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-President and CC ...	Buy	C	0.00	181,443	0	181,443	0 to 181.4 K
Jan 06 2017	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-President and CC ...	Buy	C	0.00	351,710	0	351,710	0 to 351.7 K
Jan 06 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Option Exercise	C	0.00	762,023	0	3,048,092
Jan 06 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Option Exercise	C	0.00	6,636,011	0	26,544,043
Jan 06 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Option Exercise	C	0.00	640,183	0	2,562,920
Jan 06 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Sell	D	0.00	8,038,217	0	32,152,868	40.2 M to 32.2 M (-20.00 %)
Jan 06 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Buy	C	0.00	762,023	0	762,023	0 to 762 K
Jan 06 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Buy	C	0.00	6,636,011	0	6,636,011	0 to 6.6 M
Jan 06 2017	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	CEO	Buy	C	0.00	640,183	0	640,216	33 to 640.2 K (+1,939,948.48 %)
Jan 06 2017	FSAM	Fifth Street Asset ...	Velgot James F	Director	Option Exercise	C	0.00	4,472	0	17,889
Jan 06 2017	FSAM	Fifth Street Asset ...	Velgot James F	Director	Buy	C	0.00	4,472	0	4,472	0 to 4.5 K
Oct 04 2016	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	10% Owner	Buy	P	9.00	1,295,742	11,661,678	2,677,494	1.4 M to 2.7 M (+93.78 %)
Oct 04 2016	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	10% Owner	Buy	P	9.00	646,899	5,822,091	5,098,820	4.5 M to 5.1 M (+14.53 %)
Sep 09 2016	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	10% Owner	Option Exercise	X	6.25	1	6	0
Aug 31 2016	FSAM	Fifth Street Asset ...	AUGUST NATHANIEL H.		Sell	S	5.28	5,648	29,845	20,000	25.6 K to 20 K (-22.02 %)
Aug 31 2016	FSAM	Fifth Street Asset ...	AUGUST NATHANIEL H.		Sell	S	5.28	48,873	258,255	25,648	74.5 K to 25.6 K (-65.58 %)
Aug 31 2016	FSAM	Fifth Street Asset ...	AUGUST NATHANIEL H.		Sell	S	5.10	34,028	173,488	74,521	108.5 K to 74.5 K (-31.35 %)
Aug 31 2016	FSAM	Fifth Street Asset ...	AUGUST NATHANIEL H.		Sell	S	5.10	73,059	372,484	108,549	181.6 K to 108.5 K (-40.23 %)
Aug 31 2016	FSAM	Fifth Street Asset ...	AUGUST NATHANIEL H.		Sell	S	5.11	82,269	420,798	181,608	263.9 K to 181.6 K (-31.18 %)
Aug 31 2016	FSAM	Fifth Street Asset ...	AUGUST NATHANIEL H.		Sell	S	5.11	171,531	877,364	263,877	435.4 K to 263.9 K (-39.40 %)
Aug 31 2016	FSAM	Fifth Street Asset ...	AUGUST NATHANIEL H.		Sell	S	5.15	25,000	128,750	435,408	460.4 K to 435.4 K (-5.43 %)
Aug 29 2016	FSAM	Fifth Street Asset ...	Mangrove Partners Master Fund, ...		Sell	S	5.10	50,000	255,000	460,408	510.4 K to 460.4 K (-9.80 %)
Aug 29 2016	FSAM	Fifth Street Asset ...	Mangrove Partners Master Fund, ...		Sell	S	5.06	65,888	333,393	510,408	576.3 K to 510.4 K (-11.43 %)
Aug 29 2016	FSAM	Fifth Street Asset ...	Mangrove Partners Master Fund, ...		Sell	S	5.07	67,626	343,107	576,296	643.9 K to 576.3 K (-10.50 %)
Aug 29 2016	FSAM	Fifth Street Asset ...	Mangrove Partners Master Fund, ...		Sell	S	5.03	15,564	78,324	643,922	659.5 K to 643.9 K (-2.36 %)
Aug 29 2016	FSAM	Fifth Street Asset ...	Mangrove Partners Master Fund, ...		Sell	S	5.04	16,400	82,641	659,486	675.9 K to 659.5 K (-2.43 %)
Aug 25 2016	FSAM	Fifth Street Asset ...	Mangrove Partners Master Fund, ...		Sell	S	5.10	9,932	50,623	675,886	685.8 K to 675.9 K (-1.45 %)
Aug 25 2016	FSAM	Fifth Street Asset ...	Mangrove Partners Master Fund, ...		Sell	S	5.15	7,300	37,584	685,818	693.1 K to 685.8 K (-1.05 %)
Aug 23 2016	FSAM	Fifth Street Asset ...	Mangrove Partners Master Fund, ...		Sell	S	5.01	3,620	18,122	693,118	696.7 K to 693.1 K (-0.52 %)
Jun 20 2016	FSAM	Fifth Street Asset ...	Arthur Michael W	Director	Option Exercise	A	4.28	5,000	21,400	5,000
Jun 20 2016	FSAM	Fifth Street Asset ...	AUGUST NATHANIEL H.	Director	Option Exercise	A	4.28	5,000	21,400	5,000
Jun 20 2016	FSAM	Fifth Street Asset ...	BRANDT THOMAS HOWARD	Director	Option Exercise	A	4.28	5,000	21,400	5,000
Jun 20 2016	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Option Exercise	A	4.28	5,000	21,400	5,000
Mar 18 2016	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Option Exercise	A	3.28	20,000	65,600	20,000
Feb 24 2016	FSAM	Fifth Street Asset ...	EINHORN DAVID	10% Owner	Sell	S	3.41	35,800	122,014	49,000	84.8 K to 49 K (-42.22 %)
Feb 24 2016	FSAM	Fifth Street Asset ...	EINHORN DAVID	10% Owner	Sell	S	3.41	26,600	90,658	36,400	63 K to 36.4 K (-42.22 %)
Feb 24 2016	FSAM	Fifth Street Asset ...	EINHORN DAVID	10% Owner	Sell	S	3.41	98,100	334,344	134,000	232.1 K to 134 K (-42.27 %)
Feb 24 2016	FSAM	Fifth Street Asset ...	EINHORN DAVID	10% Owner	Sell	S	3.41	26,600	90,658	36,300	62.9 K to 36.3 K (-42.29 %)
Feb 24 2016	FSAM	Fifth Street Asset ...	EINHORN DAVID	10% Owner	Sell	S	3.41	53,600	182,680	73,186	126.8 K to 73.2 K (-42.28 %)
Feb 24 2016	FSAM	Fifth Street Asset ...	EINHORN DAVID	10% Owner	Sell	S	3.41	9,300	31,696	12,800	22.1 K to 12.8 K (-42.08 %)
Apr 13 2016	FSAM	Fifth Street Asset ...	Arthur Michael W	Director	Option Exercise	A	3.37	10,000	33,700	10,000
Jan 20 2016	FSAM	Fifth Street Asset ...	Mangrove Partners Master Fund, ...		Buy	P	2.44	196,531	479,536	696,738	500.2 K to 696.7 K (+39.29 %)
Dec 16 2015	FSAM	Fifth Street Asset ...	BRANDT THOMAS HOWARD	Director	Option Exercise	A	3.60	10,000	36,000	10,000
Sep 08 2015	FSAM	Fifth Street Asset ...	Gordon Mark Jeffrey	Director	Buy	P	7.98	2,000	15,965	9,000	7 K to 9 K (+28.57 %)
Jun 08 2015	FSAM	Fifth Street Asset ...	ANDERSON DAVID J	Director	Option Exercise	A	10.22	5,000	51,100	5,000
Jun 08 2015	FSAM	Fifth Street Asset ...	MEYER FRANK C	Director	Option Exercise	A	10.22	5,000	51,100	5,000
Jun 08 2015	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Option Exercise	A	10.22	5,000	51,100	5,000
Jun 08 2015	FSAM	Fifth Street Asset ...	Gordon Mark Jeffrey	Director	Option Exercise	A	10.22	5,000	51,100	5,000
Jun 08 2015	FSAM	Fifth Street Asset ...	Cooper Wayne	Director	Option Exercise	A	10.22	5,000	51,100	5,000
May 22 2015	FSAM	Fifth Street Asset ...	Gordon Mark Jeffrey	Director	Buy	P	9.48	2,000	18,961	7,000	5 K to 7 K (+40.00 %)
Mar 09 2015	FSAM	Fifth Street Asset ...	Philadelphia Financial Managem ...		Sell	S	11.87	925	10,980	78,109	79 K to 78.1 K (-1.17 %)
Mar 09 2015	FSAM	Fifth Street Asset ...	Philadelphia Financial Managem ...		Sell	S	11.87	4,655	55,255	235,319	240 K to 235.3 K (-1.94 %)
Mar 09 2015	FSAM	Fifth Street Asset ...	Philadelphia Financial Managem ...		Sell	S	12.50	1,905	23,813	79,034	80.9 K to 79 K (-2.35 %)
Mar 09 2015	FSAM	Fifth Street Asset ...	Philadelphia Financial Managem ...		Sell	S	12.50	9,601	120,013	239,794	249.4 K to 239.8 K (-3.85 %)
Nov 04 2014	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Buy	P	17.00	6,000	102,000	6,000	0 to 6 K
Nov 04 2014	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	COO & CFO	Option Exercise	J	0.00	14,310	0	104,940
Nov 04 2014	FSAM	Fifth Street Asset ...	MEYER FRANK C	Director	Buy	P	17.00	61,000	1,037,000	61,000	0 to 61 K
Nov 04 2014	FSAM	Fifth Street Asset ...	Gordon Mark Jeffrey	Director	Buy	P	17.00	5,000	85,000	5,000	0 to 5 K
Nov 04 2014	FSAM	Fifth Street Asset ...	Cooper Wayne	Director	Buy	P	17.00	10,000	170,000	10,000	0 to 10 K
Nov 04 2014	FSAM	Fifth Street Asset ...	Noreika Steven M.	Chief Accounting Of ...	Option Exercise	J	0.00	630	0	4,620
Nov 04 2014	FSAM	Fifth Street Asset ...	Noreika Steven M.	Chief Accounting Of ...	Buy	P	17.00	500	8,500	500	0 to 500
Nov 04 2014	FSAM	Fifth Street Asset ...	Owens Todd	Co-President	Buy	P	17.00	100,000	1,700,000	100,000	0 to 100 K
Nov 04 2014	FSAM	Fifth Street Asset ...	ANDERSON DAVID J	Director	Buy	P	17.00	250	4,250	250	0 to 250
Nov 04 2014	FSAM	Fifth Street Asset ...	ANDERSON DAVID J	Director	Buy	P	17.00	2,000	34,000	2,000	0 to 2 K
Nov 04 2014	FSAM	Fifth Street Asset ...	Dimitrov Ivelin M.	Chief Investment Of ...	Option Exercise	J	0.00	72,780	0	533,720
Nov 04 2014	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-President & CCO	Option Exercise	J	0.00	123,711	0	907,217
Nov 04 2014	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-President & CCO	Option Exercise	J	0.00	239,803	0	1,758,552
Nov 04 2014	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	Chief Executive Off ...	Option Exercise	J	0.00	519,561	0	3,810,115
Nov 04 2014	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	Chief Executive Off ...	Option Exercise	J	0.00	4,524,553	0	33,180,054
Nov 04 2014	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	Chief Executive Off ...	Option Exercise	J	0.00	436,489	0	3,200,916
Oct 31 2014	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	Chief Executive Off ...	Option Exercise	J	0.00	4,329,676	0	4,329,676
Oct 31 2014	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	Chief Executive Off ...	Option Exercise	J	0.00	37,704,607	0	37,704,607
Oct 31 2014	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	Chief Executive Off ...	Option Exercise	J	0.00	3,637,405	0	3,637,405
Oct 31 2014	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	Chief Executive Off ...	Option Exercise	A	0.00	243,979	0	243,979
Oct 31 2014	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	Chief Executive Off ...	Option Exercise	A	18.70	1,329,371	24,859,238	1,329,371
Oct 31 2014	FSAM	Fifth Street Asset ...	TANNENBAUM LEONARD M	Chief Executive Off ...	Buy	J	0.00	40,191,085	0	40,191,085	0 to 40.2 M
Oct 31 2014	FSAM	Fifth Street Asset ...	Owens Todd	Co-President	Option Exercise	A	0.00	191,176	0	191,176
Oct 31 2014	FSAM	Fifth Street Asset ...	Owens Todd	Co-President	Option Exercise	A	18.70	1,054,217	19,713,858	1,054,217
Oct 31 2014	FSAM	Fifth Street Asset ...	Noreika Steven M.	Chief Accounting Of ...	Option Exercise	J	0.00	5,250	0	5,250
Oct 31 2014	FSAM	Fifth Street Asset ...	Noreika Steven M.	Chief Accounting Of ...	Option Exercise	A	0.00	12,001	0	12,001
Oct 31 2014	FSAM	Fifth Street Asset ...	Noreika Steven M.	Chief Accounting Of ...	Option Exercise	A	18.70	27,928	522,254	27,928
Oct 31 2014	FSAM	Fifth Street Asset ...	MEYER FRANK C	Director	Option Exercise	A	18.70	10,000	187,000	10,000
Oct 31 2014	FSAM	Fifth Street Asset ...	HARRISON THOMAS L	Director	Option Exercise	A	18.70	10,000	187,000	10,000
Oct 31 2014	FSAM	Fifth Street Asset ...	Harrison David H.	Executive VP & Secr ...	Option Exercise	A	0.00	16,222	0	16,222
Oct 31 2014	FSAM	Fifth Street Asset ...	Harrison David H.	Executive VP & Secr ...	Option Exercise	A	18.70	23,389	437,374	23,389
Oct 31 2014	FSAM	Fifth Street Asset ...	Gordon Mark Jeffrey	Director	Option Exercise	A	18.70	10,000	187,000	10,000
Oct 31 2014	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	COO & CFO	Option Exercise	J	0.00	119,250	0	119,250
Oct 31 2014	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	COO & CFO	Option Exercise	A	0.00	80,145	0	80,145
Oct 31 2014	FSAM	Fifth Street Asset ...	FRANK ALEXANDER C	COO & CFO	Option Exercise	A	18.70	441,948	8,264,428	441,948
Oct 31 2014	FSAM	Fifth Street Asset ...	Cooper Wayne	Director	Option Exercise	A	18.70	10,000	187,000	10,000
Oct 31 2014	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-Pres. & Chief Co ...	Option Exercise	J	0.00	1,030,928	0	1,030,928
Oct 31 2014	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-Pres. & Chief Co ...	Option Exercise	J	0.00	1,998,355	0	1,998,355
Oct 31 2014	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-Pres. & Chief Co ...	Option Exercise	A	0.00	70,591	0	70,951
Oct 31 2014	FSAM	Fifth Street Asset ...	Berman Bernard D	Co-Pres. & Chief Co ...	Option Exercise	A	18.70	384,631	7,192,600	384,631

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