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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview

Overview of all insider trading transactions in HERZFELD CARIBBEAN BASIN FUND INC. Get notifications about new insider transactions in HERZFELD CARIBBEAN BASIN FUND INC for free.

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Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Mar 12 2021	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Sell	S	6.80	3,765	25,586	217,854	221.6 K to 217.9 K (-1.70 %)
Mar 12 2021	CUBA	HERZFELD CARIBBEAN ...	Paylor Ryan M		Sell	S	6.80	266	1,808	1,866	2.1 K to 1.9 K (-12.48 %)
Apr 21 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.55	1,589	5,641	203,931	205.5 K to 203.9 K (-0.77 %)
Apr 21 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.65	5,177	18,889	205,520	210.7 K to 205.5 K (-2.46 %)
Apr 21 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.50	5,000	17,500	210,697	215.7 K to 210.7 K (-2.32 %)
Apr 21 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.36	25,000	83,960	215,697	240.7 K to 215.7 K (-10.39 %)
Apr 21 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.14	18,714	58,693	240,697	259.4 K to 240.7 K (-7.21 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.44	11,700	40,250	259,411	271.1 K to 259.4 K (-4.32 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	P	3.55	5,365	19,046	271,111	276.5 K to 271.1 K (-1.94 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.50	2,316	8,106	276,476	278.8 K to 276.5 K (-0.83 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Buy	S	3.46	410	1,420	278,792	278.4 K to 278.8 K (+0.15 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.56	12,645	44,993	279,202	291.8 K to 279.2 K (-4.33 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.32	30,002	99,508	291,847	321.8 K to 291.8 K (-9.32 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Buy	S	3.01	35,000	105,350	321,849	286.8 K to 321.8 K (+12.20 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.00	5,000	15,000	356,849	361.8 K to 356.8 K (-1.38 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Buy	S	2.82	5,000	14,100	361,849	356.8 K to 361.8 K (+1.40 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	2.85	10,000	28,500	366,849	376.8 K to 366.8 K (-2.65 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	2.80	10,000	28,000	376,849	386.8 K to 376.8 K (-2.58 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	2.80	5,000	14,005	386,849	391.8 K to 386.8 K (-1.28 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.25	608	1,976	391,849	392.5 K to 391.8 K (-0.15 %)
Apr 06 2020	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Sell	S	3.63	3,630	13,177	392,457	396.1 K to 392.5 K (-0.92 %)
Mar 25 2020	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	2.58	4,153	10,701	550,609	546.5 K to 550.6 K (+0.76 %)
Mar 23 2020	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Director	Buy	P	2.75	3,000	8,250	8,825	5.8 K to 8.8 K (+51.50 %)
Mar 13 2020	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	4.08	4,000	16,322	221,619	217.6 K to 221.6 K (+1.84 %)
Mar 13 2020	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	4.05	6,205	25,120	217,619	211.4 K to 217.6 K (+2.93 %)
Mar 13 2020	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	4.63	20,000	92,596	211,414	191.4 K to 211.4 K (+10.45 %)
Mar 13 2020	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	J	7.10	7,379	52,378	191,414	184 K to 191.4 K (+4.01 %)
Aug 29 2019	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Buy	L	6.15	4,200	25,830	396,087	391.9 K to 396.1 K (+1.07 %)
Aug 29 2019	CUBA	HERZFELD CARIBBEAN ...	GOLDSTEIN PHILLIP	10% Owner	Buy	L	6.15	800	4,920	391,887	391.1 K to 391.9 K (+0.20 %)
Jun 10 2019	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Director	Buy	P	6.19	1,000	6,190	5,825	4.8 K to 5.8 K (+20.73 %)
Jun 10 2019	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Director	Buy	P	6.18	25	155	4,825	4.8 K to 4.8 K (+0.52 %)
Jan 04 2019	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	4.99	10,400	51,896	508,518	498.1 K to 508.5 K (+2.09 %)
Jan 04 2019	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	4.97	5,600	27,834	498,118	492.5 K to 498.1 K (+1.14 %)
Jan 04 2019	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	J	4.85	1,971	9,551	492,518	490.5 K to 492.5 K (+0.40 %)
Jan 04 2019	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	J	5.04	7,292	36,785	490,547	483.3 K to 490.5 K (+1.51 %)
Oct 25 2018	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	5.78	30,000	173,394	184,035	154 K to 184 K (+19.48 %)
Oct 25 2018	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	5.84	3,500	20,438	154,035	150.5 K to 154 K (+2.33 %)
Oct 25 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	5.84	20,000	116,790	483,255	463.3 K to 483.3 K (+4.32 %)
Jun 27 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.69	10,000	66,900	463,255	453.3 K to 463.3 K (+2.21 %)
Apr 25 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.09	5,000	35,426	453,255	448.3 K to 453.3 K (+1.12 %)
Apr 06 2018	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	6.99	5,000	34,947	150,434	145.4 K to 150.4 K (+3.44 %)
Apr 06 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.99	5,000	34,947	448,255	443.3 K to 448.3 K (+1.13 %)
Mar 23 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.09	5,000	35,450	443,255	438.3 K to 443.3 K (+1.14 %)
Mar 23 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.18	2,506	17,993	438,255	435.7 K to 438.3 K (+0.58 %)
Mar 21 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.12	11,100	79,026	435,749	424.6 K to 435.7 K (+2.61 %)
Jan 18 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.41	10,000	74,076	424,569	414.6 K to 424.6 K (+2.41 %)
Jan 18 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.37	420	3,095	414,569	414.1 K to 414.6 K (+0.10 %)
Jan 18 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	J	7.14	1,961	14,000	414,149	412.2 K to 414.1 K (+0.48 %)
Jan 12 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.20	7,800	56,160	412,188	404.4 K to 412.2 K (+1.93 %)
Jan 12 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.21	1,700	12,259	404,388	402.7 K to 404.4 K (+0.42 %)
Jan 09 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.23	4,000	28,933	402,688	398.7 K to 402.7 K (+1.00 %)
Jan 09 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.25	9,800	71,058	398,688	388.9 K to 398.7 K (+2.52 %)
Jan 09 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.21	100	721	388,888	388.8 K to 388.9 K (+0.03 %)
Jan 03 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.21	1,200	8,652	388,788	387.6 K to 388.8 K (+0.31 %)
Jan 03 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.13	4,100	29,222	387,588	383.5 K to 387.6 K (+1.07 %)
Jan 03 2018	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.15	13,990	99,968	383,488	369.5 K to 383.5 K (+3.79 %)
Dec 22 2017	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	7.10	10,000	70,993	145,535	135.5 K to 145.5 K (+7.38 %)
Dec 08 2017	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	7.03	1,100	7,733	135,535	134.4 K to 135.5 K (+0.82 %)
Dec 08 2017	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	6.98	20,000	139,600	134,435	114.4 K to 134.4 K (+17.48 %)
Nov 29 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.05	9,500	67,013	369,498	360 K to 369.5 K (+2.64 %)
Nov 29 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.02	6,510	45,700	359,998	353.5 K to 360 K (+1.84 %)
Nov 29 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.96	610	4,248	353,488	352.9 K to 353.5 K (+0.17 %)
Oct 03 2017	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Director	Buy	P	7.23	1,000	7,230	4,800	3.8 K to 4.8 K (+26.32 %)
May 26 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.99	3,000	20,970	352,878	349.9 K to 352.9 K (+0.86 %)
May 23 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.97	399	2,781	349,878	349.5 K to 349.9 K (+0.11 %)
May 18 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.10	1,670	11,857	349,479	347.8 K to 349.5 K (+0.48 %)
May 18 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.13	2,000	14,269	347,809	345.8 K to 347.8 K (+0.58 %)
Apr 19 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.90	3,036	20,948	345,809	342.8 K to 345.8 K (+0.89 %)
Apr 10 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.97	70	488	342,773	342.7 K to 342.8 K (+0.02 %)
Apr 10 2017	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	6.92	15,000	103,866	114,435	99.4 K to 114.4 K (+15.09 %)
Mar 30 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	7.00	60	420	342,703	342.6 K to 342.7 K (+0.02 %)
Mar 30 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.96	50	348	342,643	342.6 K to 342.6 K (+0.01 %)
Mar 30 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.88	50	344	342,593	342.5 K to 342.6 K (+0.01 %)
Mar 23 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.92	120	831	342,543	342.4 K to 342.5 K (+0.04 %)
Mar 23 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.89	7	48	342,423	342.4 K to 342.4 K (0.00 %)
Mar 23 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.93	120	832	342,416	342.3 K to 342.4 K (+0.04 %)
Mar 17 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.95	40	278	342,296	342.3 K to 342.3 K (+0.01 %)
Mar 17 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.88	60	413	342,246	342.2 K to 342.2 K (+0.02 %)
Mar 17 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	J	6.40	2,077	13,293	342,186	340.1 K to 342.2 K (+0.61 %)
Jan 19 2017	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	6.48	1,218	7,893	99,435	98.2 K to 99.4 K (+1.24 %)
Jan 19 2017	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	P	6.49	7,037	45,648	98,217	91.2 K to 98.2 K (+7.72 %)
Jan 19 2017	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	President	Buy	J	8.42	6,397	53,834	91,180	84.8 K to 91.2 K (+7.55 %)
Jan 17 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.47	2,500	16,181	340,109	337.6 K to 340.1 K (+0.74 %)
Jan 17 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.47	2,500	16,175	337,609	335.1 K to 337.6 K (+0.75 %)
Jan 17 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.49	2,326	15,096	335,109	332.8 K to 335.1 K (+0.70 %)
Jan 17 2017	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.49	400	2,596	332,783	332.4 K to 332.8 K (+0.12 %)
Dec 27 2016	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.76	160	1,081	332,383	332.2 K to 332.4 K (+0.05 %)
Dec 22 2016	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.81	310	2,111	332,223	331.9 K to 332.2 K (+0.09 %)
Dec 22 2016	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	P	6.73	100	673	331,913	331.8 K to 331.9 K (+0.03 %)
Dec 22 2016	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	J	6.27	2,895	18,152	331,813	328.9 K to 331.8 K (+0.88 %)
Dec 22 2016	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	Director	Buy	J	7.85	8,491	66,654	328,918	320.4 K to 328.9 K (+2.65 %)
Dec 24 2014	CUBA	HERZFELD CARIBBEAN ...	TATUM KAY W	Director	Sell	S	13.02	412	5,364	1,000	1.4 K to 1,000 (-29.18 %)
Dec 24 2014	CUBA	HERZFELD CARIBBEAN ...	LIEFF ANN S	Director	Sell	S	13.26	3,418	45,323	11,728	15.1 K to 11.7 K (-22.57 %)
Dec 24 2014	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	Portfolio Manager	Sell	S	13.38	78,475	1,049,721	84,783	163.3 K to 84.8 K (-48.07 %)
Dec 24 2014	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	PRESIDENT	Sell	S	13.38	4,295	57,452	320,427	324.7 K to 320.4 K (-1.32 %)
Dec 23 2014	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	PRESIDENT	Sell	S	13.09	100,000	1,308,650	324,722	424.7 K to 324.7 K (-23.54 %)
Dec 23 2014	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	PRESIDENT	Sell	S	11.52	100,000	1,151,740	424,722	524.7 K to 424.7 K (-19.06 %)
Dec 16 2014	CUBA	HERZFELD CARIBBEAN ...	TATUM KAY W	Director	Buy	X	6.77	606	4,103	1,412	806 to 1.4 K (+75.19 %)
Dec 16 2014	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	PRESIDENT	Buy	X	6.77	274,005	1,855,014	524,722	250.7 K to 524.7 K (+109.29 %)
Dec 16 2014	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Director	Buy	X	6.77	188	1,273	3,800	3.6 K to 3.8 K (+5.20 %)
Dec 16 2014	CUBA	HERZFELD CARIBBEAN ...	LIEFF ANN S	Director	Buy	X	6.77	1,700	11,509	15,146	13.4 K to 15.1 K (+12.64 %)
Dec 16 2014	CUBA	HERZFELD CARIBBEAN ...	Gelety John A	Director	Buy	X	6.77	434	2,938	2,168	1.7 K to 2.2 K (+25.03 %)
Dec 16 2014	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	Portfolio Manager	Buy	X	6.77	102,497	693,905	163,258	60.8 K to 163.3 K (+168.69 %)
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	PRESIDENT	Option Exercise	X	6.77	179,967	1,218,377	0
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	PRESIDENT	Buy	X	6.77	59,989	406,126	250,717	190.7 K to 250.7 K (+31.45 %)
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	LIEFF ANN S	Director	Option Exercise	X	6.77	10,086	68,282	0
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	LIEFF ANN S	Director	Buy	X	6.77	3,362	22,761	13,446	10.1 K to 13.4 K (+33.34 %)
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Director	Option Exercise	X	6.77	2,709	18,340	0
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Director	Buy	X	6.77	903	6,113	3,612	2.7 K to 3.6 K (+33.33 %)
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	Gelety John A	Director	Option Exercise	X	6.77	1,302	8,815	0
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	Gelety John A	Director	Buy	X	6.77	434	2,938	1,734	1.3 K to 1.7 K (+33.38 %)
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	TATUM KAY W	Director	Option Exercise	X	6.77	606	4,103	0
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	TATUM KAY W	Director	Buy	X	6.77	202	1,368	806	604 to 806 (+33.44 %)
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	Portfolio Manager	Option Exercise	X	6.77	45,573	308,529	0
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	Portfolio Manager	Buy	X	6.77	15,191	102,843	60,761	45.6 K to 60.8 K (+33.34 %)
Dec 08 2014	CUBA	HERZFELD CARIBBEAN ...	Herzfeld Erik Mervin	Portfolio Manager	Buy	J	8.19	5,570	45,600	45,570	40 K to 45.6 K (+13.93 %)
Dec 23 2013	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	P	7.90	1,800	14,217	190,728	188.9 K to 190.7 K (+0.95 %)
Dec 19 2013	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	P	7.80	4,100	31,972	188,928	184.8 K to 188.9 K (+2.22 %)
Dec 19 2013	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	P	7.79	2,000	15,579	184,828	182.8 K to 184.8 K (+1.09 %)
Dec 19 2013	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	J	7.59	1,550	11,757	182,828	181.3 K to 182.8 K (+0.86 %)
Dec 04 2013	CUBA	HERZFELD CARIBBEAN ...	Gelety John A	Director	Buy	P	8.94	375	3,351	1,300	925 to 1.3 K (+40.54 %)
Dec 14 2012	CUBA	HERZFELD CARIBBEAN ...	HERZFELD ERIK MERVIN	Portfolio Manager	Buy	P	7,592.00	8,840	67,113,280	40,000	31.2 K to 40 K (+28.37 %)
Dec 11 2012	CUBA	HERZFELD CARIBBEAN ...	Gelety John A	Director	Buy	P	7.50	925	6,938	925	0 to 925
Jul 25 2012	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	PRESIDENT	Buy	P	6.80	2,000	13,600	181,278	179.3 K to 181.3 K (+1.12 %)
Jul 25 2012	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	PRESIDENT	Buy	P	6.81	10,000	68,132	179,278	169.3 K to 179.3 K (+5.91 %)
Aug 09 2011	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	P	6.11	10,000	61,060	169,278	159.3 K to 169.3 K (+6.28 %)
Aug 09 2011	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	P	6.35	2,200	13,974	159,278	157.1 K to 159.3 K (+1.40 %)
Aug 09 2011	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Secretary/Treasurer	Buy	P	6.11	1,800	10,991	6,592	4.8 K to 6.6 K (+37.56 %)
Aug 09 2011	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Secretary/Treasurer	Buy	J	4.99	83	414	4,792	4.7 K to 4.8 K (+1.76 %)
Aug 09 2011	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Secretary/Treasurer	Buy	J	4.99	109	544	2,709	2.6 K to 2.7 K (+4.19 %)
Aug 09 2011	CUBA	HERZFELD CARIBBEAN ...	HERZFELD ERIK MERVIN	Portfolio Manager	Buy	P	6.11	5,000	30,530	31,160	26.2 K to 31.2 K (+19.11 %)
Aug 09 2011	CUBA	HERZFELD CARIBBEAN ...	HERZFELD ERIK MERVIN	Portfolio Manager	Buy	J	4.99	1,060	5,289	26,160	25.1 K to 26.2 K (+4.22 %)
Aug 05 2011	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	P	6.55	2,500	16,365	157,078	154.6 K to 157.1 K (+1.62 %)
Aug 05 2011	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	P	6.64	2,526	16,762	154,578	152.1 K to 154.6 K (+1.66 %)
Aug 03 2011	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	P	6.74	9,000	60,660	152,052	143.1 K to 152.1 K (+6.29 %)
Aug 03 2011	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	P	6.78	14,700	99,617	143,052	128.4 K to 143.1 K (+11.45 %)
Nov 07 2007	CUBA	HERZFELD CARIBBEAN ...	HERZFELD ERIK MERVIN		Option Exercise	X	10.04	100	1,004	0
Nov 07 2007	CUBA	HERZFELD CARIBBEAN ...	HERZFELD ERIK MERVIN		Buy	X	10.04	25,000	251,000	25,100	100 to 25.1 K (+25,000.00 %)
Nov 16 2007	CUBA	HERZFELD CARIBBEAN ...	LIEFF ANN S	Director	Option Exercise	X	10.04	1,666	16,727	0
Nov 16 2007	CUBA	HERZFELD CARIBBEAN ...	LIEFF ANN S	Director	Buy	X	10.04	6,666	66,927	8,332	1.7 K to 8.3 K (+400.12 %)
Nov 16 2007	CUBA	HERZFELD CARIBBEAN ...	RUBIN MICHAEL A	Director	Option Exercise	X	10.04	1,000	10,040	0
Nov 16 2007	CUBA	HERZFELD CARIBBEAN ...	RUBIN MICHAEL A	Director	Buy	X	10.04	1,000	10,040	2,000	1,000 to 2 K (+100.00 %)
Nov 08 2007	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Secretary/Treasurer	Option Exercise	X	10.04	500	5,020	0
Nov 08 2007	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Secretary/Treasurer	Option Exercise	X	10.04	1,300	13,052	0
Nov 08 2007	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Secretary/Treasurer	Buy	X	10.04	1,500	15,060	4,600	3.1 K to 4.6 K (+48.39 %)
Nov 08 2007	CUBA	HERZFELD CARIBBEAN ...	GONDOR CECILIA L	Secretary/Treasurer	Buy	X	10.04	1,300	13,052	2,600	1.3 K to 2.6 K (+100.00 %)
Nov 07 2007	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Option Exercise	X	10.04	1,000	10,040	0
Nov 07 2007	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Option Exercise	X	10.04	12,524	125,741	0
Nov 07 2007	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	X	10.04	6,000	60,240	123,148	117.1 K to 123.1 K (+5.12 %)
Nov 07 2007	CUBA	HERZFELD CARIBBEAN ...	HERZFELD THOMAS J	President	Buy	X	10.04	103,624	1,040,385	117,148	13.5 K to 117.1 K (+766.22 %)

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