Hilltop Securities Holdings LLC Insider Trading for January 2015

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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview

Overview of insider trading in Hilltop Securities Holdings LLC for January 2015.

Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Jan 05 2015	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Sell	J	0.00	10,171,039	0	0	10.2 M to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	OAK HILL CAPITAL MANAGEMENT, L ...	10% Owner	Sell	S	0.00	19,925	0	0	19.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Option Exercise	S	5.75	69,126	397,475	0
Jan 02 2015	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Option Exercise	S	5.75	2,104,787	12,102,525	0
Jan 02 2015	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Sell	S	0.00	207,378	0	0	207.4 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Sell	S	0.00	6,314,361	0	0	6.3 M to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	MILLER TYREE B	Director	Sell	D	0.00	19,925	0	0	19.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	100,000	0	0	100 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	32,172	0	0	32.2 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	9,075	0	0	9.1 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	59,154	0	0	59.2 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	350,683	0	0	350.7 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Moses Michael A	Director	Sell	D	0.00	38,748	0	0	38.7 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	JOBE LARRY A	Director	Sell	D	0.00	50,588	0	0	50.6 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Williams Joel T. III	Director	Sell	D	0.00	27,588	0	0	27.6 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	FORD GERALD J	Director	Sell	D	0.00	10,171,039	0	0	10.2 M to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	FORD GERALD J	Director	Sell	D	0.00	19,925	0	0	19.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Flanagan Christie S	Director	Sell	D	0.00	19,925	0	0	19.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	COBB BRODIE L	Director	Sell	D	0.00	972,083	0	0	972.1 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	COBB BRODIE L	Director	Sell	D	0.00	41,467	0	0	41.5 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Option Exercise	D	0.00	2,738	0	0
Jan 02 2015	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Sell	D	0.00	11,875	0	0	11.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Sell	D	0.00	8,573	0	0	8.6 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Sell	D	0.00	37,327	0	8,573	45.9 K to 8.6 K (-81.32 %)
Jan 02 2015	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	D	0.00	747	0	0
Jan 02 2015	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	D	0.00	52,947	0	0	52.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	D	0.00	111,527	0	52,947	164.5 K to 52.9 K (-67.81 %)
Jan 02 2015	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Option Exercise	D	0.00	2,465	0	0
Jan 02 2015	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Sell	D	0.00	12,576	0	0	12.6 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Ross James H	President and CEO	Sell	D	0.00	33,000	0	0	33 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Ross James H	President and CEO	Sell	D	0.00	41,152	0	0	41.2 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Ross James H	President and CEO	Sell	D	0.00	249,843	0	41,152	291 K to 41.2 K (-85.86 %)
Jan 02 2015	SWS	Hilltop Securities ...	Edge Joseph Michael II	Senior Vice Preside ...	Option Exercise	D	0.00	658	0	0
Jan 02 2015	SWS	Hilltop Securities ...	Edge Joseph Michael II	Senior Vice Preside ...	Sell	D	0.00	10,288	0	0	10.3 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Edge Joseph Michael II	Senior Vice Preside ...	Sell	D	0.00	2,084	0	10,288	12.4 K to 10.3 K (-16.84 %)
Jan 02 2015	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Sell	D	0.00	40,000	0	0	40 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Sell	D	0.00	16,461	0	0	16.5 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Sell	D	0.00	100,910	0	16,461	117.4 K to 16.5 K (-85.98 %)
Jan 02 2015	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Option Exercise	D	0.00	655	0	0
Jan 02 2015	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Sell	D	0.00	10,288	0	0	10.3 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Sell	D	0.00	37,433	0	10,288	47.7 K to 10.3 K (-78.44 %)