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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview

Overview of all insider trading transactions in Hilltop Securities Holdings LLC. Get notifications about new insider transactions in Hilltop Securities Holdings LLC for free.

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Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Jan 05 2015	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Sell	J	0.00	10,171,039	0	0	10.2 M to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	OAK HILL CAPITAL MANAGEMENT, L ...	10% Owner	Sell	S	0.00	19,925	0	0	19.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Option Exercise	S	5.75	69,126	397,475	0
Jan 02 2015	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Option Exercise	S	5.75	2,104,787	12,102,525	0
Jan 02 2015	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Sell	S	0.00	207,378	0	0	207.4 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Sell	S	0.00	6,314,361	0	0	6.3 M to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	MILLER TYREE B	Director	Sell	D	0.00	19,925	0	0	19.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	100,000	0	0	100 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	32,172	0	0	32.2 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	9,075	0	0	9.1 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	59,154	0	0	59.2 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	D	0.00	350,683	0	0	350.7 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Moses Michael A	Director	Sell	D	0.00	38,748	0	0	38.7 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	JOBE LARRY A	Director	Sell	D	0.00	50,588	0	0	50.6 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Williams Joel T. III	Director	Sell	D	0.00	27,588	0	0	27.6 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	FORD GERALD J	Director	Sell	D	0.00	10,171,039	0	0	10.2 M to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	FORD GERALD J	Director	Sell	D	0.00	19,925	0	0	19.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Flanagan Christie S	Director	Sell	D	0.00	19,925	0	0	19.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	COBB BRODIE L	Director	Sell	D	0.00	972,083	0	0	972.1 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	COBB BRODIE L	Director	Sell	D	0.00	41,467	0	0	41.5 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Option Exercise	D	0.00	2,738	0	0
Jan 02 2015	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Sell	D	0.00	11,875	0	0	11.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Sell	D	0.00	8,573	0	0	8.6 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Sell	D	0.00	37,327	0	8,573	45.9 K to 8.6 K (-81.32 %)
Jan 02 2015	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	D	0.00	747	0	0
Jan 02 2015	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	D	0.00	52,947	0	0	52.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	D	0.00	111,527	0	52,947	164.5 K to 52.9 K (-67.81 %)
Jan 02 2015	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Option Exercise	D	0.00	2,465	0	0
Jan 02 2015	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Sell	D	0.00	12,576	0	0	12.6 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Ross James H	President and CEO	Sell	D	0.00	33,000	0	0	33 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Ross James H	President and CEO	Sell	D	0.00	41,152	0	0	41.2 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Ross James H	President and CEO	Sell	D	0.00	249,843	0	41,152	291 K to 41.2 K (-85.86 %)
Jan 02 2015	SWS	Hilltop Securities ...	Edge Joseph Michael II	Senior Vice Preside ...	Option Exercise	D	0.00	658	0	0
Jan 02 2015	SWS	Hilltop Securities ...	Edge Joseph Michael II	Senior Vice Preside ...	Sell	D	0.00	10,288	0	0	10.3 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	Edge Joseph Michael II	Senior Vice Preside ...	Sell	D	0.00	2,084	0	10,288	12.4 K to 10.3 K (-16.84 %)
Jan 02 2015	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Sell	D	0.00	40,000	0	0	40 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Sell	D	0.00	16,461	0	0	16.5 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Sell	D	0.00	100,910	0	16,461	117.4 K to 16.5 K (-85.98 %)
Jan 02 2015	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Option Exercise	D	0.00	655	0	0
Jan 02 2015	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Sell	D	0.00	10,288	0	0	10.3 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Sell	D	0.00	37,433	0	10,288	47.7 K to 10.3 K (-78.44 %)
Nov 18 2014	SWS	Hilltop Securities ...	CRANDALL J TAYLOR	Director	Sell	J	0.00	5,963	0	0	6 K to 0 (-100.00 %)
Oct 03 2014	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Option Exercise	X	5.75	8,695,652	49,999,999	0
Oct 03 2014	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Buy	X	5.75	8,695,652	49,999,999	10,171,039	1.5 M to 10.2 M (+589.38 %)
Oct 03 2014	SWS	Hilltop Securities ...	FORD GERALD J	Director	Option Exercise	X	5.75	8,695,652	49,999,999	0
Oct 03 2014	SWS	Hilltop Securities ...	FORD GERALD J	Director	Buy	X	5.75	8,695,652	49,999,999	10,171,039	1.5 M to 10.2 M (+589.38 %)
Sep 29 2014	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Option Exercise	X	5.75	207,378	1,192,424	69,126
Sep 29 2014	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Option Exercise	X	5.75	6,314,361	36,307,576	2,104,787
Sep 29 2014	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Buy	X	5.75	207,378	1,192,424	207,378	0 to 207.4 K
Sep 29 2014	SWS	Hilltop Securities ...	OHCP MGP III, LTD.	10% Owner	Buy	X	5.75	6,314,361	36,307,576	6,314,361	0 to 6.3 M
Aug 26 2014	SWS	Hilltop Securities ...	Ross James H	President and CEO	Payment of Exercise	F	0.00	1,094	0	290,995	292.1 K to 291 K (-0.37 %)
Aug 26 2014	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Grant	A	0.00	16,461	0	120,637	104.2 K to 120.6 K (+15.80 %)
Aug 22 2014	SWS	Hilltop Securities ...	Edge Joseph Michael II	Senior Vice Preside ...	Grant	A	0.00	10,288	0	12,372	2.1 K to 12.4 K (+493.67 %)
Aug 22 2014	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Payment of Exercise	F	0.00	3,266	0	100,910	104.2 K to 100.9 K (-3.14 %)
Aug 22 2014	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Payment of Exercise	F	0.00	1,222	0	47,721	48.9 K to 47.7 K (-2.50 %)
Aug 22 2014	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Grant	A	0.00	10,288	0	48,943	38.7 K to 48.9 K (+26.61 %)
Aug 22 2014	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Payment of Exercise	F	0.00	792	0	45,900	46.7 K to 45.9 K (-1.70 %)
Aug 22 2014	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Grant	A	0.00	8,573	0	46,692	38.1 K to 46.7 K (+22.49 %)
Aug 22 2014	SWS	Hilltop Securities ...	Ross James H	President and CEO	Payment of Exercise	F	0.00	4,099	0	292,089	296.2 K to 292.1 K (-1.38 %)
Aug 22 2014	SWS	Hilltop Securities ...	Ross James H	President and CEO	Grant	A	0.00	41,152	0	296,188	255 K to 296.2 K (+16.14 %)
Aug 22 2014	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	52,947	0	164,474	111.5 K to 164.5 K (+47.47 %)
Nov 18 2013	SWS	Hilltop Securities ...	Williams Joel T. III	Director	Grant	A	0.00	5,963	0	27,588	21.6 K to 27.6 K (+27.57 %)
Nov 21 2013	SWS	Hilltop Securities ...	CRANDALL J TAYLOR	Director	Gift	G	0.00	7,231	0	5,963	13.2 K to 6 K (-54.81 %)
Nov 18 2013	SWS	Hilltop Securities ...	Flanagan Christie S	Director	Grant	A	0.00	5,963	0	19,925	14 K to 19.9 K (+42.71 %)
Nov 18 2013	SWS	Hilltop Securities ...	FORD GERALD J	Director	Grant	A	0.00	5,963	0	19,925	14 K to 19.9 K (+42.71 %)
Nov 18 2013	SWS	Hilltop Securities ...	JOBE LARRY A	Director	Grant	A	0.00	5,963	0	50,588	44.6 K to 50.6 K (+13.36 %)
Nov 18 2013	SWS	Hilltop Securities ...	MILLER TYREE B	Director	Grant	A	0.00	5,963	0	19,925	14 K to 19.9 K (+42.71 %)
Nov 18 2013	SWS	Hilltop Securities ...	Moses Michael A	Director	Grant	A	0.00	5,963	0	38,748	32.8 K to 38.7 K (+18.19 %)
Nov 18 2013	SWS	Hilltop Securities ...	CRANDALL J TAYLOR	Director	Grant	A	0.00	5,963	0	13,194	7.2 K to 13.2 K (+82.46 %)
Nov 18 2013	SWS	Hilltop Securities ...	COBB BRODIE L	Director	Grant	A	0.00	5,963	0	41,467	35.5 K to 41.5 K (+16.80 %)
Nov 18 2013	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Grant	A	0.00	5,963	0	350,683	344.7 K to 350.7 K (+1.73 %)
Nov 14 2013	SWS	Hilltop Securities ...	Edge Joseph Michael II	Senior Vice Preside ...	Buy	P	5.81	1,215	7,059	2,084	869 to 2.1 K (+139.82 %)
Aug 26 2013	SWS	Hilltop Securities ...	Ross James H	President and CEO	Payment of Exercise	F	0.00	1,094	0	255,036	256.1 K to 255 K (-0.43 %)
Aug 23 2013	SWS	Hilltop Securities ...	Ross James H	President and CEO	Grant	A	0.00	44,964	0	256,130	211.2 K to 256.1 K (+21.29 %)
Aug 23 2013	SWS	Hilltop Securities ...	HOLDGES STACY M	CFO	Grant	A	0.00	17,986	0	73,198	55.2 K to 73.2 K (+32.58 %)
Aug 23 2013	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	21,583	0	111,527	89.9 K to 111.5 K (+24.00 %)
Aug 23 2013	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Grant	A	0.00	36,691	0	104,176	67.5 K to 104.2 K (+54.37 %)
Aug 23 2013	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Grant	A	0.00	8,993	0	38,119	29.1 K to 38.1 K (+30.88 %)
Aug 23 2013	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Grant	A	0.00	13,489	0	38,655	25.2 K to 38.7 K (+53.60 %)
Aug 15 2013	SWS	Hilltop Securities ...	CRANDALL J TAYLOR	Director	Gift	G	0.00	6,731	0	0	6.7 K to 0 (-100.00 %)
Jun 18 2013	SWS	Hilltop Securities ...	JOBE LARRY A	Director	Buy	P	5.68	10,500	59,640	44,625	34.1 K to 44.6 K (+30.77 %)
Nov 26 2012	SWS	Hilltop Securities ...	COBB BRODIE L	Director	Grant	A	0.00	7,231	0	35,504	28.3 K to 35.5 K (+25.58 %)
Nov 26 2012	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Grant	A	0.00	7,231	0	344,720	337.5 K to 344.7 K (+2.14 %)
Nov 26 2012	SWS	Hilltop Securities ...	CRANDALL J TAYLOR	Director	Grant	A	0.00	7,231	0	13,962	6.7 K to 14 K (+107.43 %)
Nov 26 2012	SWS	Hilltop Securities ...	Flanagan Christie S	Director	Grant	A	0.00	7,231	0	13,962	6.7 K to 14 K (+107.43 %)
Nov 26 2012	SWS	Hilltop Securities ...	FORD GERALD J	Director	Grant	A	0.00	7,231	0	13,962	6.7 K to 14 K (+107.43 %)
Nov 26 2012	SWS	Hilltop Securities ...	MILLER TYREE B	Director	Grant	A	0.00	7,231	0	13,962	6.7 K to 14 K (+107.43 %)
Nov 26 2012	SWS	Hilltop Securities ...	JOBE LARRY A	Director	Grant	A	0.00	7,231	0	34,125	26.9 K to 34.1 K (+26.89 %)
Nov 26 2012	SWS	Hilltop Securities ...	Williams Joel T. III	Director	Grant	A	0.00	7,231	0	21,625	14.4 K to 21.6 K (+50.24 %)
Nov 26 2012	SWS	Hilltop Securities ...	Moses Michael A	Director	Grant	A	0.00	7,231	0	32,785	25.6 K to 32.8 K (+28.30 %)
Nov 21 2012	SWS	Hilltop Securities ...	JOBE LARRY A	Director	Sell	S	4.52	20,500	92,660	26,894	47.4 K to 26.9 K (-43.25 %)
Aug 28 2012	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Payment of Exercise	F	0.00	201	0	29,126	29.3 K to 29.1 K (-0.69 %)
Aug 28 2012	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Payment of Exercise	F	0.00	201	0	89,944	90.1 K to 89.9 K (-0.22 %)
Aug 28 2012	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Payment of Exercise	F	0.00	201	0	67,485	67.7 K to 67.5 K (-0.30 %)
Aug 28 2012	SWS	Hilltop Securities ...	HOLDGES STACY M	CFO	Payment of Exercise	F	0.00	201	0	55,212	55.4 K to 55.2 K (-0.36 %)
Aug 16 2012	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Option Exercise	P	0.00	1,091	0	2,400
May 29 2012	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Buy	P	5.69	25,000	142,335	337,489	312.5 K to 337.5 K (+8.00 %)
May 29 2012	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Buy	P	5.70	700	3,990	312,489	311.8 K to 312.5 K (+0.22 %)
Feb 23 2012	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Buy	P	5.92	100	592	12,576	12.5 K to 12.6 K (+0.80 %)
Feb 23 2012	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Buy	P	5.95	197	1,172	12,476	12.3 K to 12.5 K (+1.60 %)
Feb 23 2012	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Buy	P	5.95	300	1,784	12,279	12 K to 12.3 K (+2.50 %)
Feb 23 2012	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Buy	P	5.90	303	1,788	11,979	11.7 K to 12 K (+2.60 %)
Feb 23 2012	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Buy	P	5.93	700	4,151	11,676	11 K to 11.7 K (+6.38 %)
Feb 23 2012	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Buy	P	5.92	900	5,328	10,976	10.1 K to 11 K (+8.93 %)
Feb 23 2012	SWS	Hilltop Securities ...	HOLDGES STACY M	CFO	Buy	P	6.08	4,107	24,971	19,454	15.3 K to 19.5 K (+26.76 %)
Feb 14 2012	SWS	Hilltop Securities ...	MEYER FREDERICK	Director	Buy	P	5.97	1,000	5,970	239,321	238.3 K to 239.3 K (+0.42 %)
Feb 14 2012	SWS	Hilltop Securities ...	MEYER FREDERICK	Director	Buy	P	5.96	9,000	53,660	238,321	229.3 K to 238.3 K (+3.92 %)
Feb 06 2012	SWS	Hilltop Securities ...	TUBB ALLEN R	Secretary	Grant	A	0.00	20,107	0	25,166	5.1 K to 25.2 K (+397.45 %)
Feb 06 2012	SWS	Hilltop Securities ...	THOMPSON W NORMAN	CIO	Grant	A	0.00	16,756	0	29,327	12.6 K to 29.3 K (+133.29 %)
Feb 06 2012	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Grant	A	0.00	6,702	0	67,686	61 K to 67.7 K (+10.99 %)
Feb 06 2012	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	6,702	0	90,145	83.4 K to 90.1 K (+8.03 %)
Feb 06 2012	SWS	Hilltop Securities ...	HOLDGES STACY M	CFO	Grant	A	0.00	43,566	0	55,413	11.8 K to 55.4 K (+367.74 %)
Feb 06 2012	SWS	Hilltop Securities ...	Ross James H	President and CEO	Grant	A	0.00	174,263	0	211,166	36.9 K to 211.2 K (+472.22 %)
Nov 28 2011	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Buy	P	5.35	63,145	337,965	1,475,387	1.4 M to 1.5 M (+4.47 %)
Nov 28 2011	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Buy	P	5.32	90,342	480,565	1,412,242	1.3 M to 1.4 M (+6.83 %)
Nov 28 2011	SWS	Hilltop Securities ...	FORD GERALD J	Director	Buy	P	5.35	63,145	337,965	1,475,387	1.4 M to 1.5 M (+4.47 %)
Nov 28 2011	SWS	Hilltop Securities ...	FORD GERALD J	Director	Buy	P	5.32	90,342	480,565	1,412,242	1.3 M to 1.4 M (+6.83 %)
Nov 23 2011	SWS	Hilltop Securities ...	FORD GERALD J	Director	Buy	P	5.47	100,000	547,270	1,321,900	1.2 M to 1.3 M (+8.18 %)
Nov 23 2011	SWS	Hilltop Securities ...	FORD GERALD J	Director	Buy	P	5.47	46,300	253,252	1,221,900	1.2 M to 1.2 M (+3.94 %)
Nov 22 2011	SWS	Hilltop Securities ...	LEVENTHAL LAURA	Controller	Buy	P	5.47	4,044	22,128	10,076	6 K to 10.1 K (+67.04 %)
Nov 23 2011	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Buy	P	5.47	100,000	547,270	1,321,900	1.2 M to 1.3 M (+8.18 %)
Nov 23 2011	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Buy	P	5.47	46,300	253,252	1,221,900	1.2 M to 1.2 M (+3.94 %)
Nov 21 2011	SWS	Hilltop Securities ...	MILLER TYREE B	Director	Grant	A	0.00	6,731	0	6,731	0 to 6.7 K
Nov 21 2011	SWS	Hilltop Securities ...	Flanagan Christie S	Director	Grant	A	0.00	6,731	0	6,731	0 to 6.7 K
Nov 21 2011	SWS	Hilltop Securities ...	CRANDALL J TAYLOR	Director	Grant	A	0.00	6,731	0	6,731	0 to 6.7 K
Nov 21 2011	SWS	Hilltop Securities ...	Williams Joel T. III	Director	Grant	A	0.00	6,731	0	14,394	7.7 K to 14.4 K (+87.84 %)
Nov 21 2011	SWS	Hilltop Securities ...	MEYER FREDERICK	Director	Grant	A	0.00	6,731	0	229,321	222.6 K to 229.3 K (+3.02 %)
Nov 21 2011	SWS	Hilltop Securities ...	Moses Michael A	Director	Grant	A	0.00	6,731	0	25,554	18.8 K to 25.6 K (+35.76 %)
Nov 21 2011	SWS	Hilltop Securities ...	JOBE LARRY A	Director	Grant	A	0.00	6,731	0	47,394	40.7 K to 47.4 K (+16.55 %)
Nov 21 2011	SWS	Hilltop Securities ...	COBB BRODIE L	Director	Grant	A	0.00	6,731	0	28,273	21.5 K to 28.3 K (+31.25 %)
Nov 21 2011	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Grant	A	0.00	6,731	0	311,789	305.1 K to 311.8 K (+2.21 %)
Nov 21 2011	SWS	Hilltop Securities ...	FORD GERALD J	Director	Buy	P	5.49	50,000	274,330	1,175,600	1.1 M to 1.2 M (+4.44 %)
Nov 21 2011	SWS	Hilltop Securities ...	FORD GERALD J	Director	Buy	P	5.27	23,800	125,378	1,125,600	1.1 M to 1.1 M (+2.16 %)
Nov 21 2011	SWS	Hilltop Securities ...	FORD GERALD J	Director	Grant	A	0.00	6,731	0	6,731	0 to 6.7 K
Nov 18 2011	SWS	Hilltop Securities ...	HOLDGES STACY M	CFO	Buy	P	5.59	4,467	24,971	15,347	10.9 K to 15.3 K (+41.06 %)
Nov 21 2011	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Buy	P	5.49	50,000	274,330	1,175,600	1.1 M to 1.2 M (+4.44 %)
Nov 21 2011	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Buy	P	5.27	23,800	125,378	1,125,600	1.1 M to 1.1 M (+2.16 %)
Nov 17 2011	SWS	Hilltop Securities ...	FORD GERALD J	Director	Buy	P	5.28	729,400	3,850,576	1,101,800	372.4 K to 1.1 M (+195.86 %)
Nov 17 2011	SWS	Hilltop Securities ...	FORD GERALD J	Director	Buy	P	5.38	15,000	80,643	372,400	357.4 K to 372.4 K (+4.20 %)
Nov 17 2011	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Buy	P	5.28	729,400	3,850,576	1,101,800	372.4 K to 1.1 M (+195.86 %)
Nov 17 2011	SWS	Hilltop Securities ...	Hilltop Holdings Inc.	10% Owner	Buy	P	5.38	15,000	80,643	372,400	357.4 K to 372.4 K (+4.20 %)
Nov 07 2011	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Sell	J	0.00	16,500	0	32,172	48.7 K to 32.2 K (-33.90 %)
Nov 07 2011	SWS	Hilltop Securities ...	Buchholz Robert A	Director	Buy	J	0.00	16,500	0	305,058	288.6 K to 305.1 K (+5.72 %)
Oct 05 2011	SWS	Hilltop Securities ...	BUCHHOLZ DON A	Director	Gift	G	0.00	57,556	0	32,042	89.6 K to 32 K (-64.24 %)
Sep 16 2011	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Buy	P	5.83	6,000	34,990	83,443	77.4 K to 83.4 K (+7.75 %)
Sep 16 2011	SWS	Hilltop Securities ...	MEYER FREDERICK	Director	Buy	P	5.63	3,500	19,714	222,590	219.1 K to 222.6 K (+1.60 %)
Sep 15 2011	SWS	Hilltop Securities ...	MEYER FREDERICK	Director	Buy	P	5.52	5,500	30,371	219,090	213.6 K to 219.1 K (+2.58 %)
Sep 15 2011	SWS	Hilltop Securities ...	MEYER FREDERICK	Director	Buy	P	5.39	26,000	140,140	213,590	187.6 K to 213.6 K (+13.86 %)
Sep 15 2011	SWS	Hilltop Securities ...	LELAND DANIEL	Executive Vice Pres ...	Buy	P	5.60	4,000	22,396	61,446	57.4 K to 61.4 K (+6.96 %)
Sep 15 2011	SWS	Hilltop Securities ...	JOBE LARRY A	Director	Buy	P	5.60	10,000	56,000	40,663	30.7 K to 40.7 K (+32.61 %)

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