Thomas J Fallon Insider Trading Transactions

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General | Insider Transactions | Monthly Overview

Get the latest insider transactions of Thomas J Fallon. Thomas J Fallon is Chief Executive Officer in INFINERA CORP ($INFN) and Chief Operating Officer in INFINERA CORP ($INFN) and Director in Infinera Corp ($INFN) and President & CEO in INFINERA CORP ($INFN) and President and CEO in INFINERA CORP ($INFN) and in Hercules Capital, Inc. ($HTGC) and Director in Hercules Capital, Inc. ($HTGC).

Latest Insider Trading Transactions of Thomas J Fallon

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No. of Purchases	0	0	0	0	0	0	0
Value of Purchases ($)	0	0	0	0	0	0	0
No. of Sales	0	0	0	0	0	0	0
Value of Sales ($)	0	0	0	0	0	0	0

Sentiment: All, HTGC, INFN

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Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
May 07 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Option Exercise	M	0.00	64,485	0	0
May 07 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Payment of Exercise	F	8.58	31,972	274,320	1,702,626	1.7 M to 1.7 M (-1.84 %)
May 07 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Buy	M	0.00	64,485	0	1,734,598	1.7 M to 1.7 M (+3.86 %)
May 03 2021	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Payment of Exercise	F	17.53	9,400	164,782	50,537	59.9 K to 50.5 K (-15.68 %)
May 03 2021	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Buy	M	16.34	10,000	163,400	59,937	49.9 K to 59.9 K (+20.03 %)
May 03 2021	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Payment of Exercise	F	17.53	9,400	164,782	50,537	59.9 K to 50.5 K (-15.68 %)
May 03 2021	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Buy	M	16.34	10,000	163,400	59,937	49.9 K to 59.9 K (+20.03 %)
Mar 16 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Sell	S	9.82	35,065	344,166	1,670,113	1.7 M to 1.7 M (-2.06 %)
Mar 16 2021	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Sell	S	16.56	15,000	248,400	49,937	64.9 K to 49.9 K (-23.10 %)
Mar 16 2021	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Buy	M	11.44	15,000	171,600	64,937	49.9 K to 64.9 K (+30.04 %)
Mar 16 2021	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	16.60	90	1,494	49,937	49.8 K to 49.9 K (+0.18 %)
Mar 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Option Exercise	A	0.00	64,485	0	64,485
Feb 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Option Exercise	M	0.00	220,000	0	0
Feb 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Option Exercise	M	0.00	67,708	0	0
Feb 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Option Exercise	M	0.00	28,707	0	0
Feb 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Payment of Exercise	F	10.47	104,675	1,095,947	1,770,113	1.9 M to 1.8 M (-5.58 %)
Feb 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Buy	M	0.00	220,000	0	1,874,788	1.7 M to 1.9 M (+13.29 %)
Feb 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Payment of Exercise	F	10.47	28,492	298,311	1,654,788	1.7 M to 1.7 M (-1.69 %)
Feb 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Buy	M	0.00	67,708	0	1,683,280	1.6 M to 1.7 M (+4.19 %)
Feb 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Payment of Exercise	F	10.47	10,517	110,113	1,615,572	1.6 M to 1.6 M (-0.65 %)
Feb 11 2021	INFN	Infinera Corp	Fallon Thomas J	Director	Buy	M	0.00	28,707	0	1,626,089	1.6 M to 1.6 M (+1.80 %)
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	8.58	182,250	1,563,705	0
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	8.58	30,475	261,476	0
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	8.58	32,965	282,840	0
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	8.58	14,286	122,574	0
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	8.78	180,156	1,581,770	1,597,382	1.8 M to 1.6 M (-10.14 %)
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	8.58	182,250	1,563,705	1,777,538	1.6 M to 1.8 M (+11.42 %)
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	8.78	30,124	264,489	1,595,288	1.6 M to 1.6 M (-1.85 %)
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	8.58	30,475	261,476	1,625,412	1.6 M to 1.6 M (+1.91 %)
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	8.78	32,586	286,105	1,594,937	1.6 M to 1.6 M (-2.00 %)
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	8.58	32,965	282,840	1,627,523	1.6 M to 1.6 M (+2.07 %)
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	8.78	13,960	122,569	1,594,558	1.6 M to 1.6 M (-0.87 %)
Dec 08 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	8.58	14,286	122,574	1,608,518	1.6 M to 1.6 M (+0.90 %)
Nov 18 2020	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	11.49	111	1,275	49,847	49.7 K to 49.8 K (+0.22 %)
Nov 10 2020	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	11.40	4,379	49,921	49,736	45.4 K to 49.7 K (+9.65 %)
Aug 19 2020	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	11.93	100	1,193	45,354	45.3 K to 45.4 K (+0.22 %)
May 26 2020	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	10.33	116	1,198	45,254	45.1 K to 45.3 K (+0.26 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	58,032	0	0
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	30,217	0	0
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	33,854	0	67,708
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	28,708	0	28,707
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	21,712	0	0
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	0.00	20,951	0	1,594,232	1.6 M to 1.6 M (-1.30 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	58,032	0	1,615,183	1.6 M to 1.6 M (+3.73 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	0.00	11,707	0	1,557,151	1.6 M to 1.6 M (-0.75 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	33,854	0	1,568,858	1.5 M to 1.6 M (+2.21 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	0.00	10,450	0	1,535,004	1.5 M to 1.5 M (-0.68 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	30,217	0	1,545,454	1.5 M to 1.5 M (+1.99 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	0.00	9,928	0	1,515,237	1.5 M to 1.5 M (-0.65 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	28,708	0	1,525,165	1.5 M to 1.5 M (+1.92 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	0.00	7,501	0	1,496,457	1.5 M to 1.5 M (-0.50 %)
May 07 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	21,712	0	1,503,958	1.5 M to 1.5 M (+1.46 %)
Mar 11 2020	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	14.08	106	1,492	45,138	45 K to 45.1 K (+0.24 %)
Mar 06 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	220,000	0	220,000
Feb 11 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	58,032	0	58,032
Feb 11 2020	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	30,217	0	30,217
Nov 20 2019	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	13.91	94	1,308	45,032	44.9 K to 45 K (+0.21 %)
Sep 30 2019	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	13.30	3,759	49,995	44,938	41.2 K to 44.9 K (+9.13 %)
Aug 20 2019	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	12.74	117	1,491	41,179	41.1 K to 41.2 K (+0.28 %)
May 22 2019	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	13.13	107	1,405	41,062	41 K to 41.1 K (+0.26 %)
May 15 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	P	3.32	50,000	165,915	1,482,246	1.4 M to 1.5 M (+3.49 %)
May 06 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	33,854	0	101,562
May 06 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	28,708	0	57,415
May 06 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	21,712	0	21,712
May 06 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	4.43	11,707	51,862	1,432,246	1.4 M to 1.4 M (-0.81 %)
May 06 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	33,854	0	1,443,953	1.4 M to 1.4 M (+2.40 %)
May 06 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	4.43	9,928	43,981	1,410,099	1.4 M to 1.4 M (-0.70 %)
May 06 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	28,708	0	1,420,027	1.4 M to 1.4 M (+2.06 %)
May 06 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	4.43	7,468	33,083	1,391,319	1.4 M to 1.4 M (-0.53 %)
May 06 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	21,712	0	1,398,787	1.4 M to 1.4 M (+1.58 %)
Apr 01 2019	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	162,500	0	162,500
Mar 13 2019	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	13.47	96	1,293	40,955	40.9 K to 41 K (+0.23 %)
Dec 10 2018	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	12.28	234	2,874	40,859	40.6 K to 40.9 K (+0.58 %)
Dec 10 2018	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	13.42	111	1,490	40,625	40.5 K to 40.6 K (+0.27 %)
Nov 09 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	P	4.63	50,000	231,605	1,377,075	1.3 M to 1.4 M (+3.77 %)
Nov 09 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	P	4.63	50,000	231,605	1,377,075	1.3 M to 1.4 M (+3.77 %)
Sep 19 2018	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	13.15	3,802	49,996	40,514	36.7 K to 40.5 K (+10.36 %)
Sep 19 2018	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	13.15	3,802	49,996	40,514	36.7 K to 40.5 K (+10.36 %)
Jul 12 2018	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	12.98	4,754	61,707	36,712	32 K to 36.7 K (+14.88 %)
May 23 2018	HTGC	Hercules Capital, ...	Fallon Thomas J		Grant	A	12.40	42	521	31,958	31.9 K to 32 K (+0.13 %)
May 08 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	28,708	0	86,123
May 08 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	21,713	0	43,424
May 08 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	18,413	0	0
May 08 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	12.01	9,928	119,235	1,327,075	1.3 M to 1.3 M (-0.74 %)
May 08 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	28,708	0	1,337,003	1.3 M to 1.3 M (+2.19 %)
May 08 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	12.01	7,509	90,183	1,308,295	1.3 M to 1.3 M (-0.57 %)
May 08 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	21,713	0	1,315,804	1.3 M to 1.3 M (+1.68 %)
May 08 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	12.01	6,353	76,300	1,294,091	1.3 M to 1.3 M (-0.49 %)
May 08 2018	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	18,413	0	1,300,444	1.3 M to 1.3 M (+1.44 %)
Mar 14 2018	HTGC	Hercules Capital, ...	Fallon Thomas J		Grant	A	12.27	42	515	31,916	31.9 K to 31.9 K (+0.13 %)
Nov 22 2017	HTGC	Hercules Capital, ...	Fallon Thomas J		Grant	A	13.44	38	511	31,874	31.8 K to 31.9 K (+0.12 %)
Nov 13 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	P	6.33	100,000	633,130	1,282,031	1.2 M to 1.3 M (+8.46 %)
Aug 22 2017	HTGC	Hercules Capital, ...	Fallon Thomas J		Grant	A	12.92	40	517	31,836	31.8 K to 31.8 K (+0.13 %)
Aug 16 2017	HTGC	Hercules Capital, ...	Fallon Thomas J		Grant	A	12.81	3,903	49,997	31,796	27.9 K to 31.8 K (+13.99 %)
May 24 2017	HTGC	Hercules Capital, ...	Fallon Thomas J		Grant	A	13.31	78	1,038	27,893	27.8 K to 27.9 K (+0.28 %)
May 08 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	21,713	0	65,137
May 08 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	18,413	0	18,413
May 08 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	35,629	0	0
May 08 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	9.55	8,160	77,928	1,179,904	1.2 M to 1.2 M (-0.69 %)
May 08 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	21,713	0	1,188,064	1.2 M to 1.2 M (+1.86 %)
May 08 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	9.55	6,920	66,086	1,166,351	1.2 M to 1.2 M (-0.59 %)
May 08 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	18,413	0	1,173,271	1.2 M to 1.2 M (+1.59 %)
May 08 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	9.55	13,390	127,875	1,154,858	1.2 M to 1.2 M (-1.15 %)
May 08 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	35,629	0	1,168,248	1.1 M to 1.2 M (+3.15 %)
Mar 15 2017	HTGC	Hercules Capital, ...	Fallon Thomas J		Grant	A	14.85	70	1,040	27,815	27.7 K to 27.8 K (+0.25 %)
Feb 23 2017	INFN	INFINERA Corp	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	114,831	0	114,831
Sep 19 2016	HTGC	Hercules Capital, ...	Fallon Thomas J		Grant	A	13.44	3,720	49,997	27,408	23.7 K to 27.4 K (+15.70 %)
Aug 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	37,563	0	0
Aug 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	9.36	19,601	183,465	1,132,619	1.2 M to 1.1 M (-1.70 %)
Aug 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	37,563	0	1,152,220	1.1 M to 1.2 M (+3.37 %)
Aug 02 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	P	8.54	100,000	853,550	1,114,657	1 M to 1.1 M (+9.86 %)
Aug 02 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	P	8.54	100,000	853,550	1,114,657	1 M to 1.1 M (+9.86 %)
Jul 28 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	37,563	0	37,563
May 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	18,414	0	36,826
May 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	35,629	0	35,629
May 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	11.88	9,609	114,155	1,014,657	1 M to 1 M (-0.94 %)
May 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	18,414	0	1,024,266	1 M to 1 M (+1.83 %)
May 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	11.88	18,592	220,873	1,005,852	1 M to 1 M (-1.81 %)
May 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	35,629	0	1,024,444	988.8 K to 1 M (+3.60 %)
May 03 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	P	11.95	100,000	1,195,030	988,815	888.8 K to 988.8 K (+11.25 %)
Feb 25 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	86,850	0	86,850
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	25,960	0	0
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	80,164	0	0
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	84,999	0	0
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	0.00	37,666	0	0
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	14.40	13,546	195,062	888,815	902.4 K to 888.8 K (-1.50 %)
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	25,960	0	902,361	876.4 K to 902.4 K (+2.96 %)
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	14.40	41,830	602,352	876,401	918.2 K to 876.4 K (-4.56 %)
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	80,164	0	918,231	838.1 K to 918.2 K (+9.57 %)
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	14.40	39,713	571,867	838,067	877.8 K to 838.1 K (-4.52 %)
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	84,999	0	877,780	792.8 K to 877.8 K (+10.72 %)
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Payment of Exercise	F	14.40	14,341	206,510	792,781	807.1 K to 792.8 K (-1.78 %)
Feb 09 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	0.00	37,666	0	807,122	769.5 K to 807.1 K (+4.90 %)
Feb 03 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	25,960	0	25,960
Feb 03 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	80,164	0	80,164
Feb 03 2016	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	A	0.00	84,999	0	84,999
Mar 15 2016	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	11.51	179	2,060	23,688	23.5 K to 23.7 K (+0.76 %)
Jan 05 2016	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	12.19	2,050	24,990	22,987	20.9 K to 23 K (+9.79 %)
Nov 24 2015	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Buy	P	11.16	10,000	111,600	20,937	10.9 K to 20.9 K (+91.43 %)
Nov 04 2015	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	8.19	69,405	568,427	90,056
Nov 04 2015	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	8.19	5,595	45,823	0
Nov 04 2015	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Option Exercise	M	8.19	75,000	614,250	0
Nov 04 2015	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Sell	S	19.85	50,000	992,295	769,456	819.5 K to 769.5 K (-6.10 %)
Nov 04 2015	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Sell	S	19.85	150,000	2,976,885	0	150 K to 0 (-100.00 %)
Nov 04 2015	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	8.19	69,405	568,427	150,000	80.6 K to 150 K (+86.12 %)
Nov 04 2015	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	8.19	5,595	45,823	80,595	75 K to 80.6 K (+7.46 %)
Nov 04 2015	INFN	INFINERA CORP	Fallon Thomas J	Chief Executive Off ...	Buy	M	8.19	75,000	614,250	75,000	0 to 75 K
Oct 02 2015	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	10.11	2,472	24,992	10,937	8.5 K to 10.9 K (+29.20 %)
Jul 09 2015	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Option Exercise	A	11.44	15,000	171,600	25,000
Jul 09 2015	HTGC	Hercules Capital, ...	Fallon Thomas J	Director	Grant	A	11.44	5,000	57,200	8,465	3.5 K to 8.5 K (+144.30 %)

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