PHILLIP GOLDSTEIN Insider Trading Transactions
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General | Insider Transactions | Monthly Overview
Get the latest insider transactions of PHILLIP GOLDSTEIN. PHILLIP GOLDSTEIN is Director in ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC. ($ETF) and Director in ABERDEEN ISRAEL FUND, INC. ($ISL) and 10% Owner in HERZFELD CARIBBEAN BASIN FUND INC ($CUBA) and Chairman and Secretary in SPECIAL OPPORTUNITIES FUND, INC. ($PIF) and Director in SPECIAL OPPORTUNITIES FUND, INC. ($PIF) and Director in KOREA EQUITY FUND INC ($KEF) and Director in SPECIAL OPPORTUNITIES FUND ($SPE) and Director in MEXICO EQUITY & INCOME FUND INC ($MXE) and Director in SWISS HELVETIA FUND, INC. ($SWZ) and Director in HIGH INCOME SECURITIES FUND ($PCF) and in MVC CAPITAL, INC. ($MVC) and Director in MVC CAPITAL, INC. ($MVC) and Director in CROSSROADS CAPITAL, INC. ($NO SYMBOL) and Director in EMERGENT CAPITAL, INC. ($IFT) and in Brookfield DTLA Fund Office Trust Investor Inc. ($DTLA PR) and Director in Brookfield DTLA Fund Office Trust Investor Inc. ($DTLA PR).
Latest Insider Trading Transactions of PHILLIP GOLDSTEIN
1 Week | 2 Weeks | 1 Month | 3 Months | 6 Months | 1 Year | 2 Years | |
---|---|---|---|---|---|---|---|
No. of Purchases | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Value of Purchases ($) | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
No. of Sales | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Value of Sales ($) | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Sentiment: All, ETF, ISL, DTLA-P, NO SYMBOL, EMGC, CUBA, PCF, KEF, MXE, MVC, SPE, PIF, SWZ
Date | Ticker | Company | Owner | Relationship | Transaction | Code | Cost ($) | Shares | Transaction Value ($) | Total Shares | % Holdings |
---|---|---|---|---|---|---|---|---|---|---|---|
Jun 08 2021 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | P | 0.00 | 2,800 | 0 | 2,800 | |
Jun 08 2021 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Sell | S | 15.43 | 10,000 | 154,300 | 16,417 | 26.4 K to 16.4 K (-37.85 %) |
Jun 08 2021 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Sell | S | 15.32 | 88,330 | 1,353,216 | 26,417 | 114.7 K to 26.4 K (-76.98 %) |
Feb 04 2021 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Buy | M | 8.24 | 163,703 | 1,348,913 | 163,706 | 3 to 163.7 K (+5,456,766.67 %) |
Dec 28 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.54 | 6,990 | 59,695 | 3 | 7 K to 3 (-99.96 %) |
Dec 28 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.54 | 6,990 | 59,695 | 3 | 7 K to 3 (-99.96 %) |
Dec 28 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.54 | 6,710 | 57,303 | 6,993 | 13.7 K to 7 K (-48.97 %) |
Dec 28 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.54 | 6,710 | 57,303 | 6,993 | 13.7 K to 7 K (-48.97 %) |
Dec 23 2020 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | D | 0.00 | 13,666 | 0 | 0 | 13.7 K to 0 (-100.00 %) | |
Dec 22 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 9.03 | 200 | 1,806 | 14,481 | 14.7 K to 14.5 K (-1.36 %) |
Dec 22 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 9.02 | 4,800 | 43,301 | 14,681 | 19.5 K to 14.7 K (-24.64 %) |
Dec 17 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.82 | 5,000 | 44,100 | 19,481 | 24.5 K to 19.5 K (-20.42 %) |
Dec 17 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.83 | 5,000 | 44,150 | 24,481 | 29.5 K to 24.5 K (-16.96 %) |
Dec 17 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.70 | 5,000 | 43,500 | 29,481 | 34.5 K to 29.5 K (-14.50 %) |
Dec 17 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.66 | 5,000 | 43,300 | 34,481 | 39.5 K to 34.5 K (-12.66 %) |
Dec 10 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.66 | 5,000 | 43,300 | 39,481 | 44.5 K to 39.5 K (-11.24 %) |
Dec 08 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.52 | 5,000 | 42,600 | 44,481 | 49.5 K to 44.5 K (-10.10 %) |
Dec 08 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.60 | 5,000 | 43,000 | 49,481 | 54.5 K to 49.5 K (-9.18 %) |
Dec 08 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.62 | 2,255 | 19,438 | 54,481 | 56.7 K to 54.5 K (-3.97 %) |
Oct 23 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.15 | 1,188 | 9,682 | 69,436 | 70.6 K to 69.4 K (-1.68 %) |
Oct 13 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.42 | 3,432 | 28,897 | 70,624 | 74.1 K to 70.6 K (-4.63 %) |
Oct 13 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.35 | 296 | 2,472 | 74,056 | 74.4 K to 74.1 K (-0.40 %) |
Oct 13 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.34 | 6,000 | 50,040 | 74,352 | 80.4 K to 74.4 K (-7.47 %) |
Oct 13 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.30 | 5,000 | 41,500 | 80,352 | 85.4 K to 80.4 K (-5.86 %) |
Oct 13 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.31 | 5,000 | 41,550 | 85,352 | 90.4 K to 85.4 K (-5.53 %) |
Oct 05 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.23 | 5,000 | 41,150 | 90,352 | 95.4 K to 90.4 K (-5.24 %) |
Oct 05 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.33 | 10 | 83 | 95,352 | 95.4 K to 95.4 K (-0.01 %) |
Oct 05 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.32 | 8,291 | 68,981 | 95,362 | 103.7 K to 95.4 K (-8.00 %) |
Sep 23 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.34 | 2,403 | 20,041 | 103,653 | 106.1 K to 103.7 K (-2.27 %) |
Sep 23 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.44 | 15 | 127 | 106,056 | 106.1 K to 106.1 K (-0.01 %) |
Sep 23 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.50 | 438 | 3,723 | 106,071 | 106.5 K to 106.1 K (-0.41 %) |
Sep 17 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.46 | 2,306 | 19,509 | 106,509 | 108.8 K to 106.5 K (-2.12 %) |
Sep 17 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.47 | 2,469 | 20,912 | 108,815 | 111.3 K to 108.8 K (-2.22 %) |
Sep 17 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.45 | 7,217 | 60,984 | 111,284 | 118.5 K to 111.3 K (-6.09 %) |
Sep 16 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.47 | 5,000 | 42,350 | 118,501 | 123.5 K to 118.5 K (-4.05 %) |
Sep 16 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.50 | 1,416 | 12,036 | 123,501 | 124.9 K to 123.5 K (-1.13 %) |
Sep 16 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.48 | 7,389 | 62,659 | 124,917 | 132.3 K to 124.9 K (-5.58 %) |
Sep 16 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.46 | 2,694 | 22,791 | 132,306 | 135 K to 132.3 K (-2.00 %) |
Sep 16 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.45 | 10,000 | 84,500 | 135,000 | 145 K to 135 K (-6.90 %) |
Sep 16 2020 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.40 | 5,000 | 42,020 | 145,000 | 150 K to 145 K (-3.33 %) |
Jul 23 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 11.80 | 5,000 | 59,000 | 123,721 | 118.7 K to 123.7 K (+4.21 %) |
Jul 23 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 11.85 | 5,000 | 59,250 | 118,721 | 113.7 K to 118.7 K (+4.40 %) |
Jul 16 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 11.74 | 1,431 | 16,800 | 3,862 | 2.4 K to 3.9 K (+58.86 %) |
Jul 16 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 11.74 | 11,405 | 133,895 | 113,721 | 102.3 K to 113.7 K (+11.15 %) |
Jun 23 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | D | 0.00 | 842 | 0 | 0 | |
Jun 23 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | D | 0.00 | 2,213 | 0 | 0 | |
Jun 10 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | D | 0.00 | 10,000 | 0 | 2,213 | |
Jun 10 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | D | 0.00 | 16,564 | 0 | 12,213 | |
May 04 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 7.37 | 500 | 3,685 | 115,747 | 115.2 K to 115.7 K (+0.43 %) |
Apr 27 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 7.35 | 5,000 | 36,750 | 115,247 | 110.2 K to 115.2 K (+4.54 %) |
Apr 21 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.55 | 1,589 | 5,641 | 203,931 | 205.5 K to 203.9 K (-0.77 %) |
Apr 21 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.65 | 5,177 | 18,889 | 205,520 | 210.7 K to 205.5 K (-2.46 %) |
Apr 21 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.50 | 5,000 | 17,500 | 210,697 | 215.7 K to 210.7 K (-2.32 %) |
Apr 21 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.36 | 25,000 | 83,960 | 215,697 | 240.7 K to 215.7 K (-10.39 %) |
Apr 21 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.14 | 18,714 | 58,693 | 240,697 | 259.4 K to 240.7 K (-7.21 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.44 | 11,700 | 40,250 | 259,411 | 271.1 K to 259.4 K (-4.32 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | P | 3.55 | 5,365 | 19,046 | 271,111 | 276.5 K to 271.1 K (-1.94 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.50 | 2,316 | 8,106 | 276,476 | 278.8 K to 276.5 K (-0.83 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Buy | S | 3.46 | 410 | 1,420 | 278,792 | 278.4 K to 278.8 K (+0.15 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.56 | 12,645 | 44,993 | 279,202 | 291.8 K to 279.2 K (-4.33 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.32 | 30,002 | 99,508 | 291,847 | 321.8 K to 291.8 K (-9.32 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Buy | S | 3.01 | 35,000 | 105,350 | 321,849 | 286.8 K to 321.8 K (+12.20 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.00 | 5,000 | 15,000 | 356,849 | 361.8 K to 356.8 K (-1.38 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Buy | S | 2.82 | 5,000 | 14,100 | 361,849 | 356.8 K to 361.8 K (+1.40 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 2.85 | 10,000 | 28,500 | 366,849 | 376.8 K to 366.8 K (-2.65 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 2.80 | 10,000 | 28,000 | 376,849 | 386.8 K to 376.8 K (-2.58 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 2.80 | 5,000 | 14,005 | 386,849 | 391.8 K to 386.8 K (-1.28 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.25 | 608 | 1,976 | 391,849 | 392.5 K to 391.8 K (-0.15 %) |
Apr 06 2020 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Sell | S | 3.63 | 3,630 | 13,177 | 392,457 | 396.1 K to 392.5 K (-0.92 %) |
Mar 02 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 7.73 | 4,899 | 37,869 | 0 | -4,899 to 0 (-100.00 %) |
Mar 02 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 7.99 | 5,000 | 39,950 | 0 | -5,000 to 0 (-100.00 %) |
Feb 26 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.42 | 4,987 | 41,991 | 100,348 | 95.4 K to 100.3 K (+5.23 %) |
Feb 26 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.33 | 5,000 | 41,650 | 95,361 | 90.4 K to 95.4 K (+5.53 %) |
Feb 26 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.32 | 5,000 | 41,600 | 90,361 | 85.4 K to 90.4 K (+5.86 %) |
Feb 26 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.45 | 5,000 | 42,250 | 85,361 | 80.4 K to 85.4 K (+6.22 %) |
Feb 26 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.42 | 5,013 | 42,209 | 80,361 | 75.3 K to 80.4 K (+6.65 %) |
Feb 25 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | P | 0.00 | 2,613 | 0 | 28,777 | |
Feb 25 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | P | 0.00 | 2,613 | 0 | 28,777 | |
Feb 18 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | P | 0.00 | 100 | 0 | 26,164 | |
Feb 18 2020 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | P | 0.00 | 900 | 0 | 26,064 | |
Feb 07 2020 | MXE | MEXICO EQUITY & IN ... | GOLDSTEIN PHILLIP | Director | Sell | D | 12.02 | 5,583 | 67,108 | 0 | 5.6 K to 0 (-100.00 %) |
Jan 08 2020 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.33 | 1,086 | 9,046 | 75,348 | 74.3 K to 75.3 K (+1.46 %) |
Dec 23 2019 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.20 | 2,611 | 21,410 | 74,262 | 71.7 K to 74.3 K (+3.64 %) |
Dec 19 2019 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.15 | 614 | 5,004 | 71,651 | 71 K to 71.7 K (+0.86 %) |
Dec 19 2019 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.15 | 40,000 | 326,000 | 71,037 | 31 K to 71 K (+128.88 %) |
Dec 03 2019 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.12 | 8,209 | 66,657 | 31,037 | 22.8 K to 31 K (+35.96 %) |
Dec 03 2019 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.10 | 10,000 | 81,000 | 22,828 | 12.8 K to 22.8 K (+77.95 %) |
Dec 03 2019 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.09 | 10,000 | 80,900 | 12,828 | 2.8 K to 12.8 K (+353.61 %) |
Dec 03 2019 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 8.12 | 1,791 | 14,543 | 2,828 | 1 K to 2.8 K (+172.71 %) |
Oct 18 2019 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 8.46 | 107 | 906 | 0 | 107 to 0 (-100.00 %) |
Aug 29 2019 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Buy | L | 6.15 | 4,200 | 25,830 | 396,087 | 391.9 K to 396.1 K (+1.07 %) |
Aug 29 2019 | CUBA | HERZFELD CARIBBEAN ... | GOLDSTEIN PHILLIP | 10% Owner | Buy | L | 6.15 | 800 | 4,920 | 391,887 | 391.1 K to 391.9 K (+0.20 %) |
Jul 16 2019 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Gift | G | 0.00 | 9,000 | 0 | 13,666 | 22.7 K to 13.7 K (-39.71 %) | |
Mar 28 2019 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Buy | P | 9.10 | 517 | 4,705 | 22,666 | 22.1 K to 22.7 K (+2.33 %) | |
Mar 27 2019 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | S | 9.25 | 220,000 | 2,035,000 | 106 | 220.1 K to 106 (-99.95 %) |
Mar 27 2019 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Buy | P | 9.25 | 150,000 | 1,387,500 | 150,000 | 0 to 150 K |
Mar 20 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 13.36 | 4,000 | 53,440 | 107,291 | 103.3 K to 107.3 K (+3.87 %) |
Mar 20 2019 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | D | 9.25 | 1,247,106 | 11,535,731 | 220,106 | 1.5 M to 220.1 K (-85.00 %) |
Mar 20 2019 | PCF | HIGH INCOME SECURI ... | GOLDSTEIN PHILLIP | Director | Sell | D | 9.25 | 6,241 | 57,729 | 0 | 6.2 K to 0 (-100.00 %) |
Feb 21 2019 | MXE | MEXICO EQUITY & IN ... | GOLDSTEIN PHILLIP | Director | Sell | D | 11.58 | 3,036 | 35,157 | 5,583 | 8.6 K to 5.6 K (-35.22 %) |
Feb 12 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | P | 0.00 | 165 | 0 | 25,164 | |
Jan 29 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 12.63 | 100 | 1,263 | 103,291 | 103.2 K to 103.3 K (+0.10 %) |
Jan 29 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 12.68 | 3,000 | 38,040 | 103,191 | 100.2 K to 103.2 K (+2.99 %) |
Jan 16 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 12.48 | 100 | 1,248 | 100,191 | 100.1 K to 100.2 K (+0.10 %) |
Jan 16 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 12.49 | 3,000 | 37,470 | 100,091 | 97.1 K to 100.1 K (+3.09 %) |
Jan 10 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | P | 0.00 | 3,000 | 0 | 24,999 | |
Jan 08 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | P | 0.00 | 2,500 | 0 | 21,999 | |
Jan 04 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Option Exercise | X | 0.00 | 3,000 | 0 | 19,499 | |
Jan 04 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 11.75 | 3 | 35 | 97,091 | 97.1 K to 97.1 K (0.00 %) |
Jan 04 2019 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 11.61 | 5,000 | 58,050 | 97,088 | 92.1 K to 97.1 K (+5.43 %) |
Jan 04 2019 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Sell | J | 0.00 | 104,660 | 0 | 0 | 104.7 K to 0 (-100.00 %) |
Jan 04 2019 | DTLA PR | Brookfield DTLA Fu ... | GOLDSTEIN PHILLIP | Sell | J | 0.00 | 200,936 | 0 | 0 | 200.9 K to 0 (-100.00 %) | |
Dec 31 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 11.34 | 3,000 | 34,020 | 92,088 | 89.1 K to 92.1 K (+3.37 %) |
Dec 31 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 11.29 | 3,000 | 33,870 | 89,088 | 86.1 K to 89.1 K (+3.48 %) |
Nov 23 2018 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Sell | D | 7.86 | 17,633 | 138,595 | 1,050 | 18.7 K to 1.1 K (-94.38 %) |
Nov 23 2018 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Sell | D | 7.86 | 1,782,348 | 14,009,255 | 104,660 | 1.9 M to 104.7 K (-94.45 %) |
Oct 23 2018 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | J | 0.00 | 5,924 | 0 | 18,683 | 12.8 K to 18.7 K (+46.43 %) |
Oct 23 2018 | SWZ | SWISS HELVETIA FUN ... | GOLDSTEIN PHILLIP | Director | Buy | J | 0.00 | 598,378 | 0 | 1,887,008 | 1.3 M to 1.9 M (+46.44 %) |
Oct 12 2018 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | S | 9.41 | 449,476 | 4,229,569 | 0 | 449.5 K to 0 (-100.00 %) | |
Oct 09 2018 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | S | 9.43 | 65,957 | 621,975 | 449,476 | 515.4 K to 449.5 K (-12.80 %) | |
Oct 05 2018 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | S | 9.50 | 970 | 9,215 | 515,433 | 516.4 K to 515.4 K (-0.19 %) | |
Oct 05 2018 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | S | 9.51 | 9,035 | 85,923 | 516,403 | 525.4 K to 516.4 K (-1.72 %) | |
Oct 03 2018 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | S | 9.58 | 14,042 | 134,522 | 525,438 | 539.5 K to 525.4 K (-2.60 %) | |
Oct 03 2018 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | S | 9.61 | 4,813 | 46,253 | 539,480 | 544.3 K to 539.5 K (-0.88 %) | |
Oct 03 2018 | DTLA PR | Brookfield DTLA Fu ... | GOLDSTEIN PHILLIP | Director | Sell | J | 0.00 | 46,050 | 0 | 200,936 | 247 K to 200.9 K (-18.64 %) |
Oct 03 2018 | DTLA PR | Brookfield DTLA Fu ... | GOLDSTEIN PHILLIP | Director | Buy | P | 24.79 | 1,155 | 28,635 | 246,986 | 245.8 K to 247 K (+0.47 %) |
Sep 27 2018 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | S | 9.75 | 6,700 | 65,325 | 544,293 | 551 K to 544.3 K (-1.22 %) | |
Sep 25 2018 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Director | Sell | S | 9.78 | 3,511 | 34,338 | 550,993 | 554.5 K to 551 K (-0.63 %) |
Sep 25 2018 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Director | Sell | S | 9.75 | 5,291 | 51,587 | 554,504 | 559.8 K to 554.5 K (-0.95 %) |
Jul 03 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 14.95 | 2,407 | 35,985 | 86,088 | 83.7 K to 86.1 K (+2.88 %) |
Jul 02 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 14.95 | 93 | 1,390 | 83,681 | 83.6 K to 83.7 K (+0.11 %) |
May 25 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 15.00 | 3,000 | 45,000 | 83,588 | 80.6 K to 83.6 K (+3.72 %) |
May 15 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 15.03 | 186 | 2,796 | 80,588 | 80.4 K to 80.6 K (+0.23 %) |
Apr 17 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 14.89 | 3,000 | 44,670 | 80,402 | 77.4 K to 80.4 K (+3.88 %) |
Mar 29 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 14.70 | 2,500 | 36,750 | 77,402 | 74.9 K to 77.4 K (+3.34 %) |
Mar 26 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 14.55 | 3,000 | 43,650 | 74,902 | 71.9 K to 74.9 K (+4.17 %) |
Mar 26 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 14.74 | 630 | 9,286 | 71,902 | 71.3 K to 71.9 K (+0.88 %) |
Mar 01 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 14.92 | 1,000 | 14,920 | 71,272 | 70.3 K to 71.3 K (+1.42 %) |
Mar 01 2018 | MXE | MEXICO EQUITY & IN ... | GOLDSTEIN PHILLIP | Director | Sell | D | 12.15 | 1,985 | 24,118 | 8,615 | 10.6 K to 8.6 K (-18.73 %) |
Feb 06 2018 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 15.14 | 1,000 | 15,140 | 70,272 | 69.3 K to 70.3 K (+1.44 %) |
Aug 25 2017 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | D | 10.40 | 381,653 | 3,969,191 | 559,795 | 941.4 K to 559.8 K (-40.54 %) | |
Aug 25 2017 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Sell | D | 10.40 | 15,101 | 157,050 | 22,149 | 37.3 K to 22.1 K (-40.54 %) | |
Aug 04 2017 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | P | 15.52 | 1,596 | 24,770 | 69,272 | 67.7 K to 69.3 K (+2.36 %) |
Aug 03 2017 | PIF | SPECIAL OPPORTUNIT ... | GOLDSTEIN PHILLIP | Chairman and Secret ... | Buy | D | 15.41 | 6 | 92 | 67,676 | 67.7 K to 67.7 K (+0.01 %) |
Jun 15 2017 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Director | Sell | S | 9.80 | 2,384 | 23,358 | 941,448 | 943.8 K to 941.4 K (-0.25 %) |
Jun 15 2017 | MVC | MVC CAPITAL, INC. | GOLDSTEIN PHILLIP | Director | Sell | S | 9.82 | 27,469 | 269,729 | 943,832 | 971.3 K to 943.8 K (-2.83 %) |
Jun 08 2017 | NO SYMBOL | CROSSROADS CAPITAL ... | GOLDSTEIN PHILLIP | Director | Buy | P | 2.17 | 28,479 | 61,799 | 826,327 | 797.8 K to 826.3 K (+3.57 %) |
Jun 08 2017 | NO SYMBOL | CROSSROADS CAPITAL ... | GOLDSTEIN PHILLIP | Director | Sell | S | 2.17 | 28,479 | 61,799 | 797,848 | 826.3 K to 797.8 K (-3.45 %) |
Jun 06 2017 | MXE | MEXICO EQUITY & IN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 10.97 | 3,000 | 32,910 | 11,100 | 8.1 K to 11.1 K (+37.04 %) |
May 04 2017 | MXE | MEXICO EQUITY & IN ... | GOLDSTEIN PHILLIP | Director | Buy | P | 11.05 | 100 | 1,105 | 8,100 | 8 K to 8.1 K (+1.25 %) |