KENNETH R HANKS Insider Trading $SWS Hilltop Securities Holdings LLC

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General | Insider Transactions | Monthly Overview

Get the latest insider transactions of KENNETH R HANKS. KENNETH R HANKS is CFO in Hilltop Securities Holdings LLC ($SWS) and Director in PMFG, Inc. ($PMFG).

KENNETH R HANKS in Hilltop Securities Holdings LLC

Trading Symbol: SWS
Industry: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
Position of KENNETH R HANKS: CFO
Holdings: 48,509 shares
Latest Transaction: Aug 26 2010

Last 4 weeks trend: HOLD
Last 3 months trend: HOLD

Latest Insider Trading Transactions of KENNETH R HANKS in Hilltop Securities Holdings LLC

	1 Week	2 Weeks	1 Month	3 Months	6 Months	1 Year	2 Years
No. of Purchases	0	0	0	0	0	0	0
Value of Purchases ($)	0	0	0	0	0	0	0
No. of Sales	0	0	0	0	0	0	0
Value of Sales ($)	0	0	0	0	0	0	0

Sentiment: All, SWS, PMFG

Page: 1

Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Aug 26 2010	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Payment of Exercise	F	0.00	359	0	48,509	48.9 K to 48.5 K (-0.73 %)
Aug 26 2010	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Payment of Exercise	F	0.00	741	0	49,047	49.8 K to 49 K (-1.49 %)
May 10 2010	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	P	10.56	400	4,224	40,546	40.1 K to 40.5 K (+1.00 %)
Apr 30 2010	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	P	11.08	500	5,540	40,146	39.6 K to 40.1 K (+1.26 %)
Aug 26 2009	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	A	0.00	17	0	1,168
Aug 26 2009	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	L	0.00	347	0	5,719	5.4 K to 5.7 K (+6.46 %)
Aug 26 2009	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Payment of Exercise	F	0.00	743	0	39,646	40.4 K to 39.6 K (-1.84 %)
Aug 26 2009	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Payment of Exercise	F	0.00	419	0	40,389	40.8 K to 40.4 K (-1.03 %)
Aug 26 2009	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Grant	A	0.00	3,654	0	40,808	37.2 K to 40.8 K (+9.83 %)
Aug 26 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Payment of Exercise	F	0.00	1,697	0	37,154	38.9 K to 37.2 K (-4.37 %)
Aug 26 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Grant	A	0.00	4,079	0	38,851	34.8 K to 38.9 K (+11.73 %)
Aug 18 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	A	0.00	416	0	1,151
Aug 18 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	A	0.00	33	0	735
Aug 18 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	L	0.00	413	0	5,372	5 K to 5.4 K (+8.33 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	X	8.28	9,816	81,238	0
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.39	829	14,416	34,772	35.6 K to 34.8 K (-2.33 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.45	800	13,960	35,601	36.4 K to 35.6 K (-2.20 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.40	600	10,440	36,401	37 K to 36.4 K (-1.62 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.42	600	10,452	37,001	37.6 K to 37 K (-1.60 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.41	500	8,705	37,601	38.1 K to 37.6 K (-1.31 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.44	400	6,976	38,101	38.5 K to 38.1 K (-1.04 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.43	400	6,972	38,501	38.9 K to 38.5 K (-1.03 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.48	400	6,992	38,901	39.3 K to 38.9 K (-1.02 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.47	300	5,241	39,301	39.6 K to 39.3 K (-0.76 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.36	300	5,208	39,601	39.9 K to 39.6 K (-0.75 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.34	200	3,468	39,901	40.1 K to 39.9 K (-0.50 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.37	200	3,474	40,101	40.3 K to 40.1 K (-0.50 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.46	200	3,492	40,301	40.5 K to 40.3 K (-0.49 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.38	131	2,277	40,501	40.6 K to 40.5 K (-0.32 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.58	100	1,758	40,632	40.7 K to 40.6 K (-0.25 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.32	100	1,732	40,732	40.8 K to 40.7 K (-0.24 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.35	100	1,735	40,832	40.9 K to 40.8 K (-0.24 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.50	100	1,750	40,932	41 K to 40.9 K (-0.24 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.73	100	1,773	41,032	41.1 K to 41 K (-0.24 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.32	100	1,732	41,132	41.2 K to 41.1 K (-0.24 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.75	100	1,775	41,232	41.3 K to 41.2 K (-0.24 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.51	100	1,751	41,332	41.4 K to 41.3 K (-0.24 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.52	100	1,752	41,432	41.5 K to 41.4 K (-0.24 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Sell	S	17.54	56	982	41,532	41.6 K to 41.5 K (-0.13 %)
May 23 2008	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	X	8.28	9,816	81,238	41,588	31.8 K to 41.6 K (+30.90 %)
Sep 11 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	A	0.00	307	0	702
Aug 28 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Payment of Exercise	F	0.00	813	0	31,772	32.6 K to 31.8 K (-2.50 %)
Aug 27 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Grant	A	0.00	4,762	0	32,585	27.8 K to 32.6 K (+17.12 %)
Aug 21 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	L	0.00	204	0	4,959	4.8 K to 5 K (+4.29 %)
Aug 21 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Payment of Exercise	F	0.00	171	0	27,823	28 K to 27.8 K (-0.61 %)
May 31 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	X	9.17	9,016	82,653	0
May 31 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Payment of Exercise	F	23.99	5,130	123,069	27,994	33.1 K to 28 K (-15.49 %)
May 31 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	X	9.17	9,016	82,653	33,124	24.1 K to 33.1 K (+37.40 %)
May 23 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	C	0.00	4,328	0	395
May 23 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Payment of Exercise	F	21.53	1,541	33,178	24,108	25.6 K to 24.1 K (-6.01 %)
May 23 2007	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	C	0.00	4,328	0	25,649	21.3 K to 25.6 K (+20.30 %)
Aug 29 2006	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Grant	A	0.00	2,904	0	14,214	11.3 K to 14.2 K (+25.68 %)
Aug 17 2006	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	A	0.00	316	0	3,149
Aug 17 2006	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	L	0.00	42	0	3,170	3.1 K to 3.2 K (+1.34 %)
Nov 17 2005	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	P	19.70	500	9,850	11,310	10.8 K to 11.3 K (+4.63 %)
Nov 17 2005	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	P	19.75	500	9,875	10,810	10.3 K to 10.8 K (+4.85 %)
Aug 29 2005	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Grant	A	0.00	3,244	0	10,310	7.1 K to 10.3 K (+45.91 %)
Aug 19 2005	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	A	0.00	229	0	2,833
Aug 19 2005	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	A	0.00	70	0	2,604
Aug 19 2005	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	A	0.00	72	0	2,534
Aug 19 2005	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Option Exercise	A	0.00	2,462	0	2,462
Aug 19 2005	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	L	0.00	6	0	3,128	3.1 K to 3.1 K (+0.19 %)
May 05 2005	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	P	17.00	1,000	17,000	7,066	6.1 K to 7.1 K (+16.49 %)
Aug 20 2004	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Grant	A	0.00	1,300	0	6,066	4.8 K to 6.1 K (+27.28 %)
Aug 20 2004	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Buy	L	0.00	165	0	3,122	3 K to 3.1 K (+5.58 %)
Nov 14 2003	SWS	Hilltop Securities ...	HANKS KENNETH R	CFO	Grant	A	0.00	1,230	0	4,766	3.5 K to 4.8 K (+34.79 %)

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