RICHARD H LITTON Insider Trading $SWS Hilltop Securities Holdings LLC

FREE EMAIL WATCHDOG

Get free email notifications about insider trading for RICHARD H LITTON.

Your email is safe with us.
The service is free and you can unsubscribe at any time.

General | Insider Transactions | Monthly Overview

Get the latest insider transactions of RICHARD H LITTON. RICHARD H LITTON is Executive Vice President in Hilltop Securities Holdings LLC ($SWS).

RICHARD H LITTON in Hilltop Securities Holdings LLC

Trading Symbol: SWS
Industry: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
Position of RICHARD H LITTON: Executive Vice President
Holdings: 0 shares
Latest Transaction: Jan 02 2015

Last 4 weeks trend: HOLD
Last 3 months trend: HOLD

Latest Insider Trading Transactions of RICHARD H LITTON in Hilltop Securities Holdings LLC

	1 Week	2 Weeks	1 Month	3 Months	6 Months	1 Year	2 Years
No. of Purchases	0	0	0	0	0	0	0
Value of Purchases ($)	0	0	0	0	0	0	0
No. of Sales	0	0	0	0	0	0	0
Value of Sales ($)	0	0	0	0	0	0	0

Page: 1

Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Jan 02 2015	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	D	0.00	747	0	0
Jan 02 2015	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	D	0.00	52,947	0	0	52.9 K to 0 (-100.00 %)
Jan 02 2015	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	D	0.00	111,527	0	52,947	164.5 K to 52.9 K (-67.81 %)
Aug 22 2014	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	52,947	0	164,474	111.5 K to 164.5 K (+47.47 %)
Aug 23 2013	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	21,583	0	111,527	89.9 K to 111.5 K (+24.00 %)
Aug 28 2012	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Payment of Exercise	F	0.00	201	0	89,944	90.1 K to 89.9 K (-0.22 %)
Feb 06 2012	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	6,702	0	90,145	83.4 K to 90.1 K (+8.03 %)
Sep 16 2011	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Buy	P	5.83	6,000	34,990	83,443	77.4 K to 83.4 K (+7.75 %)
May 31 2011	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Buy	P	6.47	10,000	64,654	77,443	67.4 K to 77.4 K (+14.83 %)
May 31 2011	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Buy	P	6.49	11,950	77,511	67,443	55.5 K to 67.4 K (+21.53 %)
May 31 2011	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Buy	P	6.00	800	4,803	55,493	54.7 K to 55.5 K (+1.46 %)
May 23 2011	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Buy	P	6.01	10,000	60,052	54,693	44.7 K to 54.7 K (+22.37 %)
May 23 2011	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Buy	P	6.32	7,250	45,841	44,693	37.4 K to 44.7 K (+19.36 %)
Aug 26 2010	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Payment of Exercise	F	0.00	224	0	45,912	46.1 K to 45.9 K (-0.49 %)
Aug 26 2010	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Payment of Exercise	F	0.00	463	0	46,248	46.7 K to 46.2 K (-0.99 %)
Aug 26 2009	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	A	0.00	14	0	707
Aug 26 2009	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	2,283	0	38,130	35.8 K to 38.1 K (+6.37 %)
Aug 26 2008	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	A	0.00	44	0	693
Aug 26 2008	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	2,550	0	35,847	33.3 K to 35.8 K (+7.66 %)
May 30 2008	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	X	8.28	9,816	81,238	0
May 30 2008	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Buy	X	8.28	9,816	81,238	33,297	23.5 K to 33.3 K (+41.80 %)
Aug 27 2007	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	A	0.00	7	0	649
Aug 27 2007	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	2,976	0	23,481	20.5 K to 23.5 K (+14.51 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	30.45	9,400	286,230	13,670	23.1 K to 13.7 K (-40.75 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	30.50	9,000	274,500	23,070	32.1 K to 23.1 K (-28.06 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	30.40	5,000	152,000	32,070	37.1 K to 32.1 K (-13.49 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	30.25	3,900	117,975	37,070	41 K to 37.1 K (-9.52 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	30.51	1,000	30,510	40,970	42 K to 41 K (-2.38 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	30.41	700	21,287	41,970	42.7 K to 42 K (-1.64 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	30.49	600	18,294	42,670	43.3 K to 42.7 K (-1.39 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	30.26	400	12,104	43,270	43.7 K to 43.3 K (-0.92 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	29.75	3,000	89,250	43,670	46.7 K to 43.7 K (-6.43 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	29.65	4,800	142,320	46,670	51.5 K to 46.7 K (-9.33 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	29.75	2,000	59,500	51,470	53.5 K to 51.5 K (-3.74 %)
Nov 13 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Sell	S	29.70	200	5,940	53,470	53.7 K to 53.5 K (-0.37 %)
Aug 29 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	1,815	0	53,670	51.9 K to 53.7 K (+3.50 %)
Aug 17 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	A	0.00	25	0	428
Feb 23 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	M	13.75	6,871	94,484	0
Feb 23 2006	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Buy	M	13.75	6,871	94,484	51,855	45 K to 51.9 K (+15.27 %)
Aug 19 2005	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	A	0.00	17	0	403
Aug 19 2005	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	A	0.00	11	0	386
Aug 19 2005	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	A	0.00	29	0	375
Aug 19 2005	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Option Exercise	A	0.00	346	0	346
Aug 30 2005	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	2,028	0	44,984	43 K to 45 K (+4.72 %)
Aug 20 2004	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	745	0	42,956	42.2 K to 43 K (+1.76 %)
Aug 20 2004	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Grant	A	0.00	745	0	42,956	42.2 K to 43 K (+1.76 %)
Nov 03 2003	SWS	Hilltop Securities ...	LITTON RICHARD H	Executive Vice Pres ...	Gift	G	0.00	3,000	0	42,211	45.2 K to 42.2 K (-6.64 %)

Page: 1