JAMES M OATES Insider Trading Transactions
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General | Insider Transactions | Monthly Overview
Get the latest insider transactions of JAMES M OATES. JAMES M OATES is Director in STIFEL FINANCIAL CORP ($SF) and Director in Virtus Total Return Fund Inc. ($ZF) and Director in VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. ($ZTR) and Director in Virtus Global Multi-Sector Income Fund ($VGI) and Director in Duff & Phelps Select Energy MLP Fund Inc. ($MLP).
Latest Insider Trading Transactions of JAMES M OATES
| 1 Week | 2 Weeks | 1 Month | 3 Months | 6 Months | 1 Year | 2 Years | |
|---|---|---|---|---|---|---|---|
| No. of Purchases | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
| Value of Purchases ($) | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
| No. of Sales | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
| Value of Sales ($) | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Sentiment: All, MLP, SF, VGI, ZTR, ZF
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| Date | Ticker | Company | Owner | Relationship | Transaction | Code | Cost ($) | Shares | Transaction Value ($) | Total Shares | % Holdings |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Feb 24 2021 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Sell | S | 60.63 | 10,000 | 606,300 | 2,842 | 12.8 K to 2.8 K (-77.87 %) |
| Jan 14 2021 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | M | 0.00 | 6,004 | 0 | 22,184 | |
| Jan 14 2021 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Buy | M | 0.00 | 6,004 | 0 | 12,842 | 6.8 K to 12.8 K (+87.80 %) |
| Nov 10 2020 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Sell | S | 68.14 | 9,000 | 613,260 | 4,463 | 13.5 K to 4.5 K (-66.85 %) |
| Jun 09 2020 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | M | 0.00 | 1,900 | 0 | 18,792 | |
| Jun 09 2020 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Buy | M | 0.00 | 1,900 | 0 | 13,463 | 11.6 K to 13.5 K (+16.43 %) |
| Jan 06 2020 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | M | 0.00 | 4,076 | 0 | 18,596 | |
| Jan 06 2020 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Buy | M | 0.00 | 4,076 | 0 | 13,511 | 9.4 K to 13.5 K (+43.20 %) |
| Dec 23 2019 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Sell | S | 61.99 | 10,000 | 619,940 | 9,435 | 19.4 K to 9.4 K (-51.45 %) |
| Jun 07 2019 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | M | 0.00 | 1,900 | 0 | 22,672 | |
| Jun 07 2019 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | A | 0.00 | 1,900 | 0 | 24,572 | |
| Jun 07 2019 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Buy | M | 0.00 | 1,900 | 0 | 19,297 | 17.4 K to 19.3 K (+10.92 %) |
| May 10 2019 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Sell | S | 58.61 | 20,000 | 1,172,200 | 17,397 | 37.4 K to 17.4 K (-53.48 %) |
| Sep 27 2018 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | A | 0.00 | 1,900 | 0 | 26,851 | |
| Aug 07 2018 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | J | 0.00 | 1,900 | 0 | 24,951 | |
| Jun 08 2018 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | M | 0.00 | 1,900 | 0 | 26,851 | |
| Jun 08 2018 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | A | 0.00 | 1,900 | 0 | 28,751 | |
| Jun 08 2018 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Buy | M | 0.00 | 1,900 | 0 | 32,786 | 30.9 K to 32.8 K (+6.15 %) |
| Apr 13 2018 | VGI | Virtus Global Mult ... | OATES JAMES M | Director | Sell | S | 16.81 | 1,586 | 26,661 | 0 | 1.6 K to 0 (-100.00 %) |
| Apr 13 2018 | ZF | Virtus Total Retur ... | OATES JAMES M | Director | Sell | S | 12.06 | 5,630 | 67,901 | 0 | 5.6 K to 0 (-100.00 %) |
| Jan 03 2018 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | M | 0.00 | 4,246 | 0 | 26,851 | |
| Jan 03 2018 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Buy | M | 0.00 | 4,246 | 0 | 32,886 | 28.6 K to 32.9 K (+14.83 %) |
| Nov 14 2017 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Sell | S | 52.27 | 1,768 | 92,413 | 28,640 | 30.4 K to 28.6 K (-5.81 %) |
| Aug 02 2017 | MLP | Duff & Phelps Sele ... | OATES JAMES M | Director | Sell | S | 7.22 | 2,000 | 14,440 | 14,395 | 16.4 K to 14.4 K (-12.20 %) |
| Jun 09 2017 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | A | 0.00 | 1,900 | 0 | 31,097 | |
| Jan 11 2017 | ZTR | VIRTUS GLOBAL DIVI ... | OATES JAMES M | Director | Buy | P | 11.26 | 3,000 | 33,780 | 3,000 | 0 to 3 K |
| Jan 04 2017 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | M | 0.00 | 3,768 | 0 | 29,197 | |
| Jan 04 2017 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Gift | G | 0.00 | 573 | 0 | 0 | 573 to 0 (-100.00 %) |
| Jan 04 2017 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Gift | G | 0.00 | 573 | 0 | 30,345 | 29.8 K to 30.3 K (+1.92 %) |
| Jan 04 2017 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Buy | M | 0.00 | 3,768 | 0 | 29,772 | 26 K to 29.8 K (+14.49 %) |
| Dec 05 2016 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Gift | G | 0.00 | 2,000 | 0 | 26,004 | 28 K to 26 K (-7.14 %) |
| Dec 05 2016 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Sell | S | 50.42 | 5,000 | 252,100 | 28,004 | 33 K to 28 K (-15.15 %) |
| Nov 23 2016 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Sell | S | 50.20 | 5,000 | 251,000 | 33,004 | 38 K to 33 K (-13.16 %) |
| Jun 17 2016 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | A | 0.00 | 437 | 0 | 32,965 | |
| Jun 17 2016 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | A | 0.00 | 3,750 | 0 | 32,528 | |
| Jun 07 2016 | MLP | Duff & Phelps ... | OATES JAMES M | Director | Buy | P | 8.15 | 2,000 | 16,308 | 14,552 | 12.6 K to 14.6 K (+15.93 %) |
| May 17 2016 | MLP | Duff & Phelps ... | OATES JAMES M | Director | Buy | P | 7.26 | 8,616 | 62,544 | 12,552 | 3.9 K to 12.6 K (+218.90 %) |
| Jan 26 2016 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | M | 0.00 | 3,778 | 0 | 28,778 | |
| Jan 26 2016 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Buy | M | 0.00 | 3,778 | 0 | 40,004 | 36.2 K to 40 K (+10.43 %) |
| Dec 07 2015 | MLP | Duff & Phelps ... | OATES JAMES M | Director | Buy | P | 6.28 | 2,000 | 12,560 | 3,712 | 1.7 K to 3.7 K (+116.82 %) |
| Jun 12 2015 | SF | STIFEL FINANCIAL C ... | OATES JAMES M | Director | Option Exercise | A | 0.00 | 4,003 | 0 | 32,556 |
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