Parag Shah Insider Trading $HTGC Hercules Capital, Inc.

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General | Insider Transactions | Monthly Overview

Get the latest insider transactions of Parag Shah. Parag Shah is Senior Managing Director in Hercules Capital, Inc. ($HTGC).

Parag Shah in Hercules Capital, Inc.

Trading Symbol: HTGC
Industry:
Position of Parag Shah: Senior Managing Director
Holdings: 303,248 shares
Current Value: $4,427,421
Latest Transaction: Jul 25 2013
$HTGC Market Capitalization: $1.12B
$HTGC Previous Close: $14.60

Last 4 weeks trend: HOLD
Last 3 months trend: HOLD

Latest Insider Trading Transactions of Parag Shah in Hercules Capital, Inc.

	1 Week	2 Weeks	1 Month	3 Months	6 Months	1 Year	2 Years
No. of Purchases	0	0	0	0	0	0	0
Value of Purchases ($)	0	0	0	0	0	0	0
No. of Sales	0	0	0	0	0	0	0
Value of Sales ($)	0	0	0	0	0	0	0

Page: 1

Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Jul 25 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.94	166	2,314	303,248	303.4 K to 303.2 K (-0.05 %)
Jul 18 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	14.02	694	9,730	303,414	304.1 K to 303.4 K (-0.23 %)
Jul 11 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.72	697	9,563	304,108	304.8 K to 304.1 K (-0.23 %)
Jul 01 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.94	413	5,757	304,805	305.2 K to 304.8 K (-0.14 %)
Jun 25 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.28	166	2,204	305,218	305.4 K to 305.2 K (-0.05 %)
Jun 18 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.39	694	9,293	305,384	306.1 K to 305.4 K (-0.23 %)
Jun 10 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.51	697	9,416	306,078	306.8 K to 306.1 K (-0.23 %)
Jun 03 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.69	413	5,654	306,775	307.2 K to 306.8 K (-0.13 %)
May 28 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.33	166	2,213	307,188	307.4 K to 307.2 K (-0.05 %)
May 20 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.19	694	9,154	307,354	308 K to 307.4 K (-0.23 %)
May 10 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.35	88,321	1,179,085	308,048	396.4 K to 308 K (-22.28 %)
May 10 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	M	12.14	94,400	1,146,016	396,369	302 K to 396.4 K (+31.26 %)
May 10 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.35	697	9,305	301,969	302.7 K to 302 K (-0.23 %)
May 02 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	13.30	413	5,493	302,666	303.1 K to 302.7 K (-0.14 %)
Apr 26 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.87	165	2,124	303,079	303.2 K to 303.1 K (-0.05 %)
Apr 18 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.02	1,493	17,946	303,244	304.7 K to 303.2 K (-0.49 %)
Apr 10 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.71	771	9,028	304,737	305.5 K to 304.7 K (-0.25 %)
Apr 01 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.25	414	5,072	305,508	305.9 K to 305.5 K (-0.14 %)
Mar 26 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.25	166	2,034	305,922	306.1 K to 305.9 K (-0.05 %)
Mar 18 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.27	298	3,656	306,088	306.4 K to 306.1 K (-0.10 %)
Mar 18 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.27	694	8,515	306,386	307.1 K to 306.4 K (-0.23 %)
Mar 12 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.34	8,361	103,175	307,080	315.4 K to 307.1 K (-2.65 %)
Mar 06 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Grant	A	12.72	51,101	650,005	315,441	264.3 K to 315.4 K (+19.33 %)
Mar 06 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Grant	A	12.72	15,330	194,998	264,340	249 K to 264.3 K (+6.16 %)
Mar 01 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.53	413	5,175	249,010	249.4 K to 249 K (-0.17 %)
Feb 25 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.51	166	2,077	249,423	249.6 K to 249.4 K (-0.07 %)
Feb 20 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.30	298	3,665	249,589	249.9 K to 249.6 K (-0.12 %)
Feb 20 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.30	803	9,877	249,887	250.7 K to 249.9 K (-0.32 %)
Feb 01 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.92	475	5,662	250,690	251.2 K to 250.7 K (-0.19 %)
Jan 28 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	12.02	198	2,380	251,165	251.4 K to 251.2 K (-0.08 %)
Jan 18 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.82	337	3,983	251,363	251.7 K to 251.4 K (-0.13 %)
Jan 18 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.82	786	9,291	251,700	252.5 K to 251.7 K (-0.31 %)
Jan 02 2013	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.88	543	5,908	254,725	255.3 K to 254.7 K (-0.21 %)
Dec 26 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.07	218	2,413	255,268	255.5 K to 255.3 K (-0.09 %)
Dec 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.66	391	4,168	255,486	255.9 K to 255.5 K (-0.15 %)
Dec 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.59	912	9,658	255,877	256.8 K to 255.9 K (-0.36 %)
Dec 03 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.75	543	5,837	256,789	257.3 K to 256.8 K (-0.21 %)
Nov 26 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.65	218	2,322	257,332	257.6 K to 257.3 K (-0.08 %)
Nov 20 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.39	392	4,073	257,550	257.9 K to 257.6 K (-0.15 %)
Nov 20 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.39	913	9,486	257,942	258.9 K to 257.9 K (-0.35 %)
Oct 31 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.87	543	5,902	258,855	259.4 K to 258.9 K (-0.21 %)
Oct 26 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.80	217	2,344	259,398	259.6 K to 259.4 K (-0.08 %)
Oct 01 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.01	543	5,978	260,918	261.5 K to 260.9 K (-0.21 %)
Oct 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.95	391	4,281	259,615	260 K to 259.6 K (-0.15 %)
Oct 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.92	912	9,959	260,006	260.9 K to 260 K (-0.35 %)
Sep 25 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.41	214	2,442	261,247	261.5 K to 261.2 K (-0.08 %)
Sep 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.53	384	4,428	261,461	261.8 K to 261.5 K (-0.15 %)
Sep 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.52	896	10,322	261,845	262.7 K to 261.8 K (-0.34 %)
Aug 31 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.22	533	5,980	262,741	263.3 K to 262.7 K (-0.20 %)
Aug 27 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.34	214	2,427	263,274	263.5 K to 263.3 K (-0.08 %)
Aug 20 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.26	384	4,324	263,488	263.9 K to 263.5 K (-0.15 %)
Aug 20 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.29	895	10,105	263,872	264.8 K to 263.9 K (-0.34 %)
Aug 16 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.19	512	5,729	264,767	265.3 K to 264.8 K (-0.19 %)
Aug 16 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.36	3,948	44,849	265,279	269.2 K to 265.3 K (-1.47 %)
Aug 16 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	M	4.21	6,944	29,234	269,227	262.3 K to 269.2 K (+2.65 %)
Aug 01 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.26	533	6,002	262,283	262.8 K to 262.3 K (-0.20 %)
Jul 25 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.20	2,141	23,979	262,816	265 K to 262.8 K (-0.81 %)
Jul 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.28	384	4,332	263,030	263.4 K to 263 K (-0.15 %)
Jul 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.39	896	10,205	263,414	264.3 K to 263.4 K (-0.34 %)
Jul 03 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.34	533	6,044	264,310	264.8 K to 264.3 K (-0.20 %)
Jun 26 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.86	214	2,324	264,843	265.1 K to 264.8 K (-0.08 %)
Jun 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.83	384	4,159	265,057	265.4 K to 265.1 K (-0.14 %)
Jun 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.83	895	9,693	265,441	266.3 K to 265.4 K (-0.34 %)
Jun 01 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.59	533	5,644	266,336	266.9 K to 266.3 K (-0.20 %)
May 29 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.51	214	2,249	266,869	267.1 K to 266.9 K (-0.08 %)
May 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.74	384	4,124	267,083	267.5 K to 267.1 K (-0.14 %)
May 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.92	896	9,784	267,467	268.4 K to 267.5 K (-0.33 %)
May 01 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.41	533	6,082	267,497	268 K to 267.5 K (-0.20 %)
Apr 25 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.17	213	2,379	268,030	268.2 K to 268 K (-0.08 %)
Apr 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.19	384	4,297	268,243	268.6 K to 268.2 K (-0.14 %)
Apr 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.06	895	9,899	268,627	269.5 K to 268.6 K (-0.33 %)
Apr 03 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.08	6,359	70,458	269,522	275.9 K to 269.5 K (-2.30 %)
Mar 27 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	11.05	188	2,077	275,881	276.1 K to 275.9 K (-0.07 %)
Mar 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.53	298	3,138	276,069	276.4 K to 276.1 K (-0.11 %)
Mar 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.53	694	7,308	276,367	277.1 K to 276.4 K (-0.25 %)
Mar 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Sell	S	10.59	113,630	1,203,342	277,061	390.7 K to 277.1 K (-29.08 %)
Mar 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Sell	S	10.67	46,108	491,972	390,691	436.8 K to 390.7 K (-10.56 %)
Mar 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.71	69,912	748,758	436,799	506.7 K to 436.8 K (-13.80 %)
Mar 19 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	M	4.21	119,409	502,712	506,711	387.3 K to 506.7 K (+30.83 %)
Mar 13 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	M	4.21	2,636	11,098	387,302	384.7 K to 387.3 K (+0.69 %)
Mar 13 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Grant	A	0.00	105,500	0	384,666	279.2 K to 384.7 K (+37.79 %)
Feb 27 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.42	3,057	31,854	279,166	282.2 K to 279.2 K (-1.08 %)
Feb 27 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.42	188	1,959	282,223	282.4 K to 282.2 K (-0.07 %)
Jan 26 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.62	188	1,809	283,534	283.7 K to 283.5 K (-0.07 %)
Feb 21 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.45	337	3,522	282,411	282.7 K to 282.4 K (-0.12 %)
Feb 21 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.41	786	8,182	282,748	283.5 K to 282.7 K (-0.28 %)
Jan 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.86	338	3,333	283,722	284.1 K to 283.7 K (-0.12 %)
Jan 18 2012	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.94	787	7,823	284,060	284.8 K to 284.1 K (-0.28 %)
Dec 27 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.61	166	1,595	283,688	283.9 K to 283.7 K (-0.06 %)
Dec 19 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.38	298	2,795	283,854	284.2 K to 283.9 K (-0.10 %)
Dec 19 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.38	695	6,519	284,152	284.8 K to 284.2 K (-0.24 %)
Nov 28 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	8.66	166	1,438	284,847	285 K to 284.8 K (-0.06 %)
Nov 18 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.11	298	2,715	285,013	285.3 K to 285 K (-0.10 %)
Nov 18 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.19	695	6,387	285,311	286 K to 285.3 K (-0.24 %)
Nov 10 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.64	1,728	16,658	286,006	287.7 K to 286 K (-0.60 %)
Nov 10 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	M	4.21	3,955	16,651	287,734	283.8 K to 287.7 K (+1.39 %)
Oct 25 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.59	166	1,592	283,779	283.9 K to 283.8 K (-0.06 %)
Oct 18 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.25	298	2,757	283,945	284.2 K to 283.9 K (-0.10 %)
Oct 18 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.57	695	6,651	284,243	284.9 K to 284.2 K (-0.24 %)
Sep 26 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	8.65	166	1,436	285,104	285.3 K to 285.1 K (-0.06 %)
Sep 20 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.38	298	2,795	285,270	285.6 K to 285.3 K (-0.10 %)
Sep 20 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.38	695	6,519	285,568	286.3 K to 285.6 K (-0.24 %)
Aug 25 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.18	166	1,524	286,263	286.4 K to 286.3 K (-0.06 %)
Aug 18 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.19	298	2,739	286,429	286.7 K to 286.4 K (-0.10 %)
Aug 18 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.11	695	6,331	286,727	287.4 K to 286.7 K (-0.24 %)
Aug 16 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	9.23	397	3,664	287,422	287.8 K to 287.4 K (-0.14 %)
Jul 26 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.50	166	1,743	287,819	288 K to 287.8 K (-0.06 %)
Jul 19 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.33	298	3,078	287,985	288.3 K to 288 K (-0.10 %)
Jul 19 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.33	695	7,179	288,283	289 K to 288.3 K (-0.24 %)
Jun 27 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.30	166	1,710	288,812	289 K to 288.8 K (-0.06 %)
Jun 21 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.28	298	3,063	288,978	289.3 K to 289 K (-0.10 %)
Jun 21 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.34	695	7,186	289,276	290 K to 289.3 K (-0.24 %)
May 26 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.41	166	1,728	289,971	290.1 K to 290 K (-0.06 %)
May 18 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.37	298	3,090	290,137	290.4 K to 290.1 K (-0.10 %)
May 18 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.35	695	7,193	290,435	291.1 K to 290.4 K (-0.24 %)
May 11 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Option Exercise	M	4.21	4,614	19,425	682,941
May 11 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	M	4.21	4,614	19,425	291,130	286.5 K to 291.1 K (+1.61 %)
Apr 25 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.17	166	1,688	286,516	286.7 K to 286.5 K (-0.06 %)
Apr 20 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.33	298	3,078	286,682	287 K to 286.7 K (-0.10 %)
Apr 20 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.33	695	7,179	286,980	287.7 K to 287 K (-0.24 %)
Apr 01 2011	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Grant	A	0.00	62,500	0	287,675	225.2 K to 287.7 K (+27.76 %)
Dec 21 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.10	392	3,959	225,175	225.6 K to 225.2 K (-0.17 %)
Nov 19 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Payment of Exercise	F	10.19	392	3,994	225,567	226 K to 225.6 K (-0.17 %)
Sep 20 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Option Exercise	M	4.21	3,295	13,872	575,113
Sep 20 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	M	4.21	3,295	13,872	225,959	222.7 K to 226 K (+1.48 %)
Sep 02 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Option Exercise	M	4.21	100,554	423,332	578,408
Sep 02 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Sell	S	9.32	100,554	937,163	222,664	323.2 K to 222.7 K (-31.11 %)
Sep 02 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	M	4.21	100,554	423,332	323,218	222.7 K to 323.2 K (+45.16 %)
May 10 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	M	4.21	8,593	36,177	222,664	214.1 K to 222.7 K (+4.01 %)
Mar 26 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Grant	A	0.00	25,000	0	214,071	189.1 K to 214.1 K (+13.22 %)
Mar 18 2010	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Grant	A	0.00	105,000	0	84,071	-20,929 to 84.1 K (-501.70 %)
Nov 25 2009	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Sell	S	10.00	2,470	24,703	85,520	88 K to 85.5 K (-2.81 %)
Nov 25 2009	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Sell	S	10.20	10,308	105,184	87,990	98.3 K to 88 K (-10.49 %)
Sep 25 2009	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Sell	S	10.11	4,078	41,229	98,298	102.4 K to 98.3 K (-3.98 %)
Sep 25 2009	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Sell	S	10.14	8,700	88,218	102,376	111.1 K to 102.4 K (-7.83 %)
Mar 19 2009	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Option Exercise	A	4.21	250,000	1,052,500	687,555
Mar 19 2009	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Grant	A	0.00	45,000	0	106,251	61.3 K to 106.3 K (+73.47 %)
Feb 26 2009	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Buy	P	4.55	2,000	9,100	62,251	60.3 K to 62.3 K (+3.32 %)
Aug 19 2008	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Option Exercise	A	10.49	15,500	162,595	437,555
Aug 19 2008	HTGC	Hercules Capital, ...	Shah Parag	Senior Managing Dir ...	Grant	A	0.00	5,000	0	57,190	52.2 K to 57.2 K (+9.58 %)

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