$LTS LADENBURG THALMANN FINANCIAL SERVICES INC. Insider Trading

General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview

CIK Number: 0001029730
IRS Number: 650701248
Industry: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
Trading Symbol: LTS
Company Address: 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI 33137
Phone number: 305-572-4100
Former name: FROST HANNA CAPITAL GROUP INC, date of change: 1996-12-27
Former name: GBI CAPITAL MANAGEMENT CORP, date of change: 1999-08-26
Former name: LADENBURG THALMANN FINANCIAL SERVICES INC, date of change: 2001-05-14

Ladenburg Thalmann Financial Services, Inc. is a holding company, which engages in investment banking and research, institutional sales and trading, asset management services, wholesale life insurance brokerage and trust services through its principal subsidiaries. It operates through the following segments: Independent Brokerage and Advisory Services, Ladenburg, and Insurance Brokerage. The Independent Brokerage and Advisory segment is the broker-dealer and investment advisory services provided by the independent contractor financial advisors of the company and the wealth management services provided by Premier Trust. The Ladenburg Segment is comprised of the investment banking, sales and trading, asset management services and investment activities conducted by Ladenburg and Ladenburg Thalmann Asset Management Inc. The Insurance Brokerage segment is the wholesale insurance brokerage activities provided by Highland, which delivers life insurance, fixed and equity indexed annuities and long-term care solutions to investment insurance providers. The company was founded in February 1996 and is headquartered in Miami, FL.

Market Capitalization: $420.75M
Prev close: $2.20
Average Daily Volume: 168,561
Days Low: $2.12
Year Low: $1.63
Year High: $2.87

LADENBURG THALMANN FINANCIAL SERVICES INC. Insiders Active In Last 3 Months

Name	Position	Total Shares	Current Value ($)	Last 3 Months	Buy / Sell	Last Transaction
FROST PHILLIP MD ET AL	10% Owner	816,199	1,795,638	shares bought: 13,655,000 / shares sold: -62,990,000	STRONG SELL	Dec 27 2018	20 days ago
giovanniello joseph	Senior Vice President	418,648	921,026	shares bought: 191,483 / shares sold: 0	STRONG BUY	Jan 14 2019	2 days ago
Kaufman Brett	Senior Vice President and CFO	277,655	610,841	shares bought: 300,001 / shares sold: -133,693	STRONG BUY	Jan 15 2019	yesterday
LAMPEN RICHARD	CEO, President & Chairman	2,978,671	6,553,076	shares bought: 3,070,000 / shares sold: -1,413,246	STRONG BUY	Jan 14 2019	2 days ago
LORBER HOWARD M	Director	3,022,887	6,650,351	shares bought: 1,050,000 / shares sold: -671,171	BUY	Oct 17 2018	3 months ago
Malamed Adam Scott	Executive VP and COO	1,503,303	3,307,267	shares bought: 1,631,500 / shares sold: -774,338	STRONG BUY	Jan 15 2019	yesterday
ZEITCHICK MARK	Executive Vice President	1,073,356	2,361,383	shares bought: 2,850,000 / shares sold: -1,644,070	STRONG BUY	Jan 15 2019	yesterday

View all LADENBURG THALMANN FINANCIAL SERVICES INC. insiders.

LADENBURG THALMANN FINANCIAL SERVICES INC. Latest Insider Transactions

Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Jan 15 2019	LTS	LADENBURG THALMANN ...	Kaufman Brett	Senior Vice Preside ...	Payment of Exercise	F	3.01	3,080	9,271	271,452	274.5 K to 271.5 K (-1.12 %)
Jan 15 2019	LTS	LADENBURG THALMANN ...	Kaufman Brett	Senior Vice Preside ...	Payment of Exercise	F	3.12	3,123	9,744	274,532	277.7 K to 274.5 K (-1.12 %)
Jan 15 2019	LTS	LADENBURG THALMANN ...	Kaufman Brett	Senior Vice Preside ...	Payment of Exercise	F	3.12	3,903	12,177	277,655	281.6 K to 277.7 K (-1.39 %)
Jan 15 2019	LTS	LADENBURG THALMANN ...	Malamed Adam Scott	Executive VP and CO ...	Payment of Exercise	F	3.01	12,481	37,568	1,475,640	1.5 M to 1.5 M (-0.84 %)
Jan 15 2019	LTS	LADENBURG THALMANN ...	Malamed Adam Scott	Executive VP and CO ...	Payment of Exercise	F	3.12	15,182	47,368	1,488,121	1.5 M to 1.5 M (-1.01 %)
Jan 15 2019	LTS	LADENBURG THALMANN ...	Malamed Adam Scott	Executive VP and CO ...	Payment of Exercise	F	3.12	19,214	59,948	1,503,303	1.5 M to 1.5 M (-1.26 %)
Jan 15 2019	LTS	LADENBURG THALMANN ...	ZEITCHICK MARK	Executive Vice Pres ...	Payment of Exercise	F	3.01	24,961	75,133	1,020,561	1 M to 1 M (-2.39 %)
Jan 15 2019	LTS	LADENBURG THALMANN ...	ZEITCHICK MARK	Executive Vice Pres ...	Payment of Exercise	F	3.12	27,834	86,842	1,045,522	1.1 M to 1 M (-2.59 %)
Jan 15 2019	LTS	LADENBURG THALMANN ...	ZEITCHICK MARK	Executive Vice Pres ...	Payment of Exercise	F	3.12	32,894	102,629	1,073,356	1.1 M to 1.1 M (-2.97 %)
Jan 14 2019	LTS	LADENBURG THALMANN ...	ZEITCHICK MARK	Executive Vice Pres ...	Grant	A	0.00	400,000	0	1,106,250	706.3 K to 1.1 M (+56.64 %)
Jan 14 2019	LTS	LADENBURG THALMANN ...	Malamed Adam Scott	Executive VP and CO ...	Grant	A	0.00	275,000	0	1,522,517	1.2 M to 1.5 M (+22.04 %)
Jan 14 2019	LTS	LADENBURG THALMANN ...	Kaufman Brett	Senior Vice Preside ...	Grant	A	0.00	60,000	0	281,558	221.6 K to 281.6 K (+27.08 %)
Jan 14 2019	LTS	LADENBURG THALMANN ...	LAMPEN RICHARD	CEO, President & Ch ...	Grant	A	0.00	400,000	0	2,978,671	2.6 M to 3 M (+15.51 %)
Jan 14 2019	LTS	LADENBURG THALMANN ...	giovanniello joseph	Senior Vice Preside ...	Grant	A	0.00	60,000	0	418,648	358.6 K to 418.6 K (+16.73 %)
Jan 04 2019	LTS	LADENBURG THALMANN ...	Malamed Adam Scott	Executive VP and CO ...	Buy	P	2.46	5,000	12,296	1,247,517	1.2 M to 1.2 M (+0.40 %)

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