$LPLA LPL Financial Holdings Inc. Insiders
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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview
Overview of current and past insiders in LPL Financial Holdings Inc.. Find out how many shares they currently own, their value and whether they buy or sell their shares.
LPL Financial Holdings Inc. Insiders
| Name | Position | Total Shares | Current Value ($) | Last 3 Months | Buy / Sell | Last Transaction | |
|---|---|---|---|---|---|---|---|
| Abood Denise M. | MD, Human Capital | 39,134 | 1,541,488 | Dec 27 2010 | |||
| Arnold Dan H. | President & CEO | 219,609 | 8,650,399 | May 12 2021 | |||
| Arnold Dan H. | MD & Head of Strategy | 246,684 | 9,716,883 | Feb 13 2012 | |||
| Arnold Dan H. | Chief Financial Officer | 185,927 | 7,323,665 | Feb 26 2014 | |||
| Audette Matthew J | Chief Financial Officer | 29,998 | 1,181,621 | May 12 2021 | |||
| Bergers David P. | Managing Director | 43,382 | 1,708,817 | Mar 15 2017 | |||
| BERNARD EDWARD C | Director | 10,306 | 405,953 | May 10 2021 | |||
| Black Steven M. | Mng Dir., Chief Risk Officer | 0 | 0 | Mar 23 2009 | |||
| BOYCE RICHARD W | Director | 59,990 | 2,363,006 | May 20 2015 | |||
| BOYCE RICHARD W | Director | 1,513 | 59,597 | Feb 18 2011 | |||
| BOYCE RICHARD W | Director | 6,515 | 256,626 | Nov 13 2012 | |||
| BOYCE RICHARD W | Director | 54,954 | 2,164,638 | May 09 2014 | |||
| BOYCE RICHARD W | Director | 51,130 | 2,014,011 | Sep 03 2013 | |||
| Brennan John Joseph | Director | 45,872 | 1,806,898 | Mar 28 2017 | |||
| Brennan John Joseph | Director | 35,485 | 1,397,754 | May 09 2014 | |||
| Brown Stephanie L | Managing Director, GC | 0 | 0 | Mar 23 2009 | |||
| Brown Stephanie L | MD & General Counsel | 633,605 | 24,957,701 | May 14 2012 | |||
| Brown Stephanie L | MD & General Counsel | 545,788 | 21,498,589 | Feb 26 2013 | |||
| Bruton Derek | MD, Independent Advisor Svcs | 9,402 | 370,345 | Feb 25 2014 | |||
| Buchheister Jeffrey R. | EVP, Chief Accounting Officer | 7,341 | 289,162 | Mar 08 2016 | |||
| Calder Tracy | Managing Director | 8,089 | 318,626 | Nov 26 2019 | |||
| Casady Mark S | Director | 132,957 | 5,237,176 | Mar 06 2017 | |||
| Casady Mark S | Chairman & Chief Exec. Officer | 1,220,133 | 48,061,039 | Feb 13 2012 | |||
| Casady Mark S | Chairman & Chief Exec. Officer | 9,857 | 388,267 | Aug 28 2014 | |||
| Dinh Viet D | Director | 17,322 | 682,314 | Aug 27 2018 | |||
| Dwyer William E III | Managing Director | 207,916 | 8,189,811 | Mar 23 2009 | |||
| Dwyer William E III | President, Nat. Sales & Mktg. | 48,200 | 1,898,598 | Dec 14 2009 | |||
| Dwyer William E III | President, Nat'l Sales | 772,977 | 30,447,564 | May 08 2012 | |||
| Dwyer William E III | President, Nat'l Sales | 0 | 0 | Feb 26 2013 | |||
| Eaton Jonathan | MD, Custom Clearing Services | 199,109 | 7,842,904 | May 02 2012 | |||
| EBERHART PAULETT | Director | 21,183 | 834,398 | May 10 2021 | |||
| EBERHART PAULETT | Director | 1,410 | 55,540 | Nov 25 2014 | |||
| Enyedi Matthew | Managing Director | 4,772 | 187,969 | May 12 2021 | |||
| Fandrey Edward | Managing Director | 24,736 | 974,351 | Jun 16 2021 | |||
| Feeney Christopher | MD, Chief Information Officer | 0 | 0 | Mar 13 2012 | |||
| Feeney Christopher | MD, Chief Information Officer | 0 | 0 | Dec 10 2012 | |||
| Fetter Victor | Managing Director | 23,279 | 916,960 | Mar 08 2017 | |||
| Glavin William Francis Jr | Director | 17,826 | 702,166 | May 10 2021 | |||
| Goldstein Jeffrey A | Director | 1,550 | 61,055 | Feb 13 2012 | |||
| Goldstein Jeffrey A | Director | 1,582 | 62,315 | Feb 26 2013 | |||
| Gooley Thomas | Managing Director | 17,293 | 681,171 | Mar 15 2019 | |||
| Handelsman Sharyn | MD, Chief Compliance Officer | 6,478 | 255,168 | Jun 04 2015 | |||
| Helliker Mark | MD, Client Support Services | 7,001 | 275,769 | Mar 10 2015 | |||
| Helliker Mark | MD, B/D Support Services | 0 | 0 | Feb 13 2012 | |||
| Helliker Mark | MD, B/D Support Services | 3,322 | 130,854 | Feb 26 2013 | |||
| Helliker Mark | MD, B/D Support Services | 5,010 | 197,344 | Feb 25 2014 | |||
| Hellman & Friedman LLC | Director | 0 | 0 | Aug 19 2013 | |||
| Hellman & Friedman LLC | Director | 4,115,850 | 162,123,332 | Feb 18 2011 | |||
| Hellman Marco | Director | 492,390 | 19,395,242 | Mar 08 2018 | |||
| Kalbaugh John Andrew | Managing Director | 23,535 | 927,044 | Mar 01 2021 | |||
| Kalbaugh John Andrew | MD, Institution Services | 8,340 | 328,513 | Feb 25 2014 | |||
| Khoury Joan D | MD, Chief Marketing Officer | 2,000 | 78,780 | Jun 01 2012 | |||
| Khoury Joan D | MD, Chief Marketing Officer | 6,817 | 268,522 | Feb 25 2014 | |||
| Larsen Sallie R. | Managing Director | 16,100 | 634,179 | Mar 01 2021 | |||
| Larsen Sallie R. | MD, Chief Human Cap. Officer | 8,564 | 337,336 | Feb 25 2014 | |||
| Maher Bill | Managing Director | 100 | 3,939 | Mar 23 2009 | |||
| McDermott John J. | MD, Chief Enterprise Risk Ofc. | 0 | 0 | Feb 13 2012 | |||
| McDermott John J. | MD, Chief Risk Ofc. | 1,780 | 70,114 | Feb 26 2013 | |||
| Mnookin Allison | Director | 8,063 | 317,602 | May 10 2021 | |||
| Moore Robert J. | President | 56,668 | 2,232,153 | Feb 26 2015 | |||
| Moore Robert J. | President & COO | 40,000 | 1,575,600 | Aug 10 2012 | |||
| Moore Robert J. | President | 57,748 | 2,274,694 | Feb 26 2014 | |||
| Morrissey William P. Jr. | Managing Director | 18,091 | 712,604 | Mar 15 2018 | |||
| MULCAHY ANNE M | Director | 31,213 | 1,229,480 | May 10 2021 | |||
| MULCAHY ANNE M | Director | 1,370 | 53,964 | May 14 2013 | |||
| MULCAHY ANNE M | Director | 5,194 | 204,592 | May 09 2014 | |||
| Oroschakoff Michelle | Managing Director | 22,796 | 897,934 | Mar 01 2021 | |||
| Parker Ryan | MD, Invstmt & Planning Solutns | 11,864 | 467,323 | Mar 08 2016 | |||
| Putnam James S | Director | 132,488 | 5,218,702 | May 10 2021 | |||
| Putnam James S | Director | 262,197 | 10,327,940 | Mar 27 2012 | |||
| Putnam James S | Director | 106,921 | 4,211,618 | May 09 2014 | |||
| Ragatz Erik D. | Director | 3,180 | 125,260 | Dec 05 2011 | |||
| RIEPE JAMES S | Director | 95,214 | 3,750,479 | Apr 02 2020 | |||
| RIEPE JAMES S | Director | 0 | 0 | May 23 2008 | |||
| RIEPE JAMES S | Director | 38,107 | 1,501,035 | Mar 17 2010 | |||
| RIEPE JAMES S | Director | 44,265 | 1,743,598 | Feb 13 2012 | |||
| RIEPE JAMES S | Director | 51,456 | 2,026,852 | May 09 2014 | |||
| SCHIFTER RICHARD P | Director | 50,828 | 2,002,115 | Jun 09 2021 | |||
| SCHIFTER RICHARD P | Director | 21,937 | 864,098 | May 09 2014 | |||
| SCHIFTER RICHARD P | Director | 6,515 | 256,626 | Nov 13 2012 | |||
| Schott Mary Frances | MD, Client Expernce & Training | 6,446 | 253,908 | Mar 10 2015 | |||
| Seese Scott | Managing Director | 23,553 | 927,753 | Mar 01 2021 | |||
| SEMERJIAN DAYTON | Managing Director | 12,105 | 476,816 | Mar 01 2021 | |||
| SHULMAN BECKY S | MD & Deputy CFO | 0 | 0 | Sep 30 2011 | |||
| Simonich Brent | EVP, CAO and Treasurer | 3,936 | 155,039 | Mar 01 2021 | |||
| Stearns Esther M | President and COO | 500 | 19,695 | Mar 23 2009 | |||
| Stearns Esther M | President, COO | 0 | 0 | Sep 16 2009 | |||
| Stearns Esther M | President & COO | 616,926 | 24,300,715 | Feb 24 2012 | |||
| Steinmeier Richard | Managing Director | 22,902 | 902,110 | Mar 10 2021 | |||
| STIEFLER JEFFREY E | Director | 80,236 | 3,160,496 | Feb 13 2012 | |||
| STIEFLER JEFFREY E | Director | 7,767 | 305,942 | Nov 21 2013 | |||
| STIEFLER JEFFREY E | Director | 71,942 | 2,833,795 | May 23 2008 | |||
| STIEFLER JEFFREY E | Director | 74,078 | 2,917,932 | Mar 17 2010 | |||
| Thomas Corey E. | Director | 8,518 | 335,524 | May 10 2021 | |||
| Thomas Lux | Acting Chief Financial Officer | 10,378 | 408,789 | May 20 2015 | |||
| Thomas Lux | EVP, CAO | 8,413 | 331,388 | Mar 04 2014 | |||
| Thorpe Allen R | Director | 4,730 | 186,315 | Feb 13 2012 | |||
| Thorpe Allen R | Director | 433,003 | 17,055,988 | Aug 19 2013 | |||
| TPG Group Holdings (SBS) Advisors, Inc. | 8,794,282 | 346,406,768 | Dec 14 2015 | ||||
| TPG Group Holdings (SBS) Advisors, Inc. | 10% Owner | 26,960,185 | 1,061,961,687 | May 08 2012 | |||
| TPG Group Holdings (SBS) Advisors, Inc. | 10% Owner | 13,113,819 | 516,553,330 | Feb 18 2014 | |||
| TPG Group Holdings (SBS) Advisors, Inc. | 10% Owner | 17,275,574 | 680,484,860 | Sep 06 2013 | |||
| Tuorto Joseph P | Mng Dir, Head of Compliance | 0 | 0 | Apr 03 2008 | |||
| White George Burton | Managing Director | 63,102 | 2,485,588 | May 14 2021 | |||
| White George Burton | MD, Chief Investment Officer | 6,298 | 248,078 | Feb 25 2014 |