LPL Financial Holdings Inc. Insider Trading for March 2018

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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview

Overview of insider trading in LPL Financial Holdings Inc. for March 2018.

Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Mar 27 2018	LPLA	LPL Financial Hold ...	SCHIFTER RICHARD P	Director	Grant	A	0.00	30	0	37,494	37.5 K to 37.5 K (+0.08 %)
Mar 27 2018	LPLA	LPL Financial Hold ...	SCHIFTER RICHARD P	Director	Grant	A	0.00	13	0	37,464	37.5 K to 37.5 K (+0.03 %)
Mar 27 2018	LPLA	LPL Financial Hold ...	RIEPE JAMES S	Director	Grant	A	0.00	22	0	79,111	79.1 K to 79.1 K (+0.03 %)
Mar 27 2018	LPLA	LPL Financial Hold ...	Putnam James S	Director	Grant	A	0.00	30	0	122,281	122.3 K to 122.3 K (+0.02 %)
Mar 27 2018	LPLA	LPL Financial Hold ...	Putnam James S	Director	Grant	A	0.00	13	0	122,251	122.2 K to 122.3 K (+0.01 %)
Mar 27 2018	LPLA	LPL Financial Hold ...	Glavin William Francis Jr	Director	Grant	A	0.00	8	0	5,240	5.2 K to 5.2 K (+0.15 %)
Mar 27 2018	LPLA	LPL Financial Hold ...	Glavin William Francis Jr	Director	Grant	A	0.00	13	0	5,232	5.2 K to 5.2 K (+0.25 %)
Mar 27 2018	LPLA	LPL Financial Hold ...	DINH VIET D	Director	Grant	A	0.00	30	0	13,531	13.5 K to 13.5 K (+0.22 %)
Mar 27 2018	LPLA	LPL Financial Hold ...	DINH VIET D	Director	Grant	A	0.00	13	0	13,501	13.5 K to 13.5 K (+0.10 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	Kalbaugh John Andrew	Managing Director	Sell	S	64.76	1,398	90,534	24,318	25.7 K to 24.3 K (-5.44 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	White George Burton	Managing Director	Option Exercise	M	18.04	25,000	451,000	0
Mar 15 2018	LPLA	LPL Financial Hold ...	White George Burton	Managing Director	Payment of Exercise	F	64.99	704	45,753	24,801	25.5 K to 24.8 K (-2.76 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	White George Burton	Managing Director	Sell	S	65.79	4,200	276,318	25,505	29.7 K to 25.5 K (-14.14 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	White George Burton	Managing Director	Sell	S	65.34	20,800	1,359,072	29,705	50.5 K to 29.7 K (-41.18 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	White George Burton	Managing Director	Buy	M	18.04	25,000	451,000	50,505	25.5 K to 50.5 K (+98.02 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	Oroschakoff Michelle	Managing Director	Payment of Exercise	F	64.99	485	31,520	19,861	20.3 K to 19.9 K (-2.38 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	Morrissey William P. Jr.	Managing Director	Payment of Exercise	F	64.99	400	25,996	18,091	18.5 K to 18.1 K (-2.16 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	Larsen Sallie R.	Managing Director	Payment of Exercise	F	64.99	329	21,382	18,082	18.4 K to 18.1 K (-1.79 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	Gooley Thomas	Managing Director	Payment of Exercise	F	64.99	960	62,390	22,910	23.9 K to 22.9 K (-4.02 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	Calder Tracy	Managing Director	Payment of Exercise	F	64.99	253	16,442	27,644	27.9 K to 27.6 K (-0.91 %)
Mar 15 2018	LPLA	LPL Financial Hold ...	Audette Matthew J	Chief Financial Off ...	Payment of Exercise	F	64.99	1,309	85,072	35,883	37.2 K to 35.9 K (-3.52 %)
Mar 08 2018	LPLA	LPL Financial Hold ...	White George Burton	Managing Director	Payment of Exercise	F	64.27	417	26,801	25,505	25.9 K to 25.5 K (-1.61 %)
Mar 08 2018	LPLA	LPL Financial Hold ...	Oroschakoff Michelle	Managing Director	Payment of Exercise	F	64.27	585	37,598	20,346	20.9 K to 20.3 K (-2.79 %)
Mar 08 2018	LPLA	LPL Financial Hold ...	Morrissey William P. Jr.	Managing Director	Payment of Exercise	F	64.27	231	14,846	18,491	18.7 K to 18.5 K (-1.23 %)
Mar 08 2018	LPLA	LPL Financial Hold ...	Larsen Sallie R.	Managing Director	Payment of Exercise	F	64.27	519	33,356	18,411	18.9 K to 18.4 K (-2.74 %)
Mar 08 2018	LPLA	LPL Financial Hold ...	Kalbaugh John Andrew	Managing Director	Sell	S	63.16	2,397	151,395	25,716	28.1 K to 25.7 K (-8.53 %)
Mar 08 2018	LPLA	LPL Financial Hold ...	Hellman Marco	Director	Sell	S	63.63	29,300	1,864,359	492,390	521.7 K to 492.4 K (-5.62 %)
Mar 08 2018	LPLA	LPL Financial Hold ...	Arnold Dan H.	President & CEO	Option Exercise	M	22.08	10,000	220,800	6,000
Mar 08 2018	LPLA	LPL Financial Hold ...	Arnold Dan H.	President & CEO	Sell	S	63.50	10,000	635,000	229,761	239.8 K to 229.8 K (-4.17 %)
Mar 08 2018	LPLA	LPL Financial Hold ...	Arnold Dan H.	President & CEO	Buy	M	22.08	10,000	220,800	239,761	229.8 K to 239.8 K (+4.35 %)
Mar 08 2018	LPLA	LPL Financial Hold ...	Arnold Dan H.	President & CEO	Sell	S	63.15	1,206	76,159	229,761	231 K to 229.8 K (-0.52 %)
Mar 02 2018	LPLA	LPL Financial Hold ...	RIEPE JAMES S	Director	Option Exercise	M	24.96	4,500	112,320	0
Mar 02 2018	LPLA	LPL Financial Hold ...	RIEPE JAMES S	Director	Option Exercise	M	26.33	4,500	118,485	0
Mar 02 2018	LPLA	LPL Financial Hold ...	RIEPE JAMES S	Director	Option Exercise	M	27.17	4,500	122,265	0
Mar 02 2018	LPLA	LPL Financial Hold ...	RIEPE JAMES S	Director	Sell	S	62.77	5,632	353,521	79,089	84.7 K to 79.1 K (-6.65 %)
Mar 02 2018	LPLA	LPL Financial Hold ...	RIEPE JAMES S	Director	Buy	M	24.96	4,500	112,320	84,721	80.2 K to 84.7 K (+5.61 %)
Mar 02 2018	LPLA	LPL Financial Hold ...	RIEPE JAMES S	Director	Buy	M	26.33	4,500	118,485	80,221	75.7 K to 80.2 K (+5.94 %)
Mar 02 2018	LPLA	LPL Financial Hold ...	RIEPE JAMES S	Director	Buy	M	27.17	4,500	122,265	75,721	71.2 K to 75.7 K (+6.32 %)
Mar 02 2018	LPLA	LPL Financial Hold ...	Hellman Marco	Director	Sell	S	66.00	10,886	718,476	521,690	532.6 K to 521.7 K (-2.04 %)