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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview
Overview of all insider trading transactions in LPL Financial Holdings Inc.. Get notifications about new insider transactions in LPL Financial Holdings Inc. for free.
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| Date | Ticker | Company | Owner | Relationship | Transaction | Code | Cost ($) | Shares | Transaction Value ($) | Total Shares | % Holdings |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Jan 05 2010 | LPLA | LPL Financial Hold ... | Brown Stephanie L | Man Dir. & General ... | Gift | G | 0.00 | 217,202 | 0 | 838,873 | 1.1 M to 838.9 K (-20.57 %) |
| Dec 17 2009 | LPLA | LPL Financial Hold ... | Brown Stephanie L | Man Dir. & General ... | Gift | G | 0.00 | 40,910 | 0 | 1,056,075 | 1.1 M to 1.1 M (-3.73 %) |
| Dec 14 2009 | LPLA | LPL Financial Hold ... | Dwyer William E III | President, Nat. Sal ... | Option Exercise | M | 1.07 | 23,000 | 24,610 | 0 | |
| Dec 14 2009 | LPLA | LPL Financial Hold ... | Dwyer William E III | President, Nat. Sal ... | Buy | M | 1.07 | 23,000 | 24,610 | 48,200 | 25.2 K to 48.2 K (+91.27 %) |
| Nov 16 2009 | LPLA | LPL Financial Hold ... | STIEFLER JEFFREY E | Director | Option Exercise | A | 23.02 | 4,500 | 103,590 | 4,500 | |
| Nov 16 2009 | LPLA | LPL Financial Hold ... | RIEPE JAMES S | Director | Option Exercise | A | 23.02 | 4,500 | 103,590 | 4,500 | |
| Sep 23 2009 | LPLA | LPL Financial Hold ... | Brown Stephanie L | Man Dir. & General ... | Option Exercise | M | 1.07 | 64,680 | 69,208 | 0 | |
| Sep 23 2009 | LPLA | LPL Financial Hold ... | Brown Stephanie L | Man Dir. & General ... | Buy | M | 1.07 | 64,680 | 69,208 | 1,096,985 | 1 M to 1.1 M (+6.27 %) |
| Sep 16 2009 | LPLA | LPL Financial Hold ... | Casady Mark S | Chairman, CEO | Option Exercise | P | 22.08 | 120,000 | 2,649,600 | 120,000 | |
| Sep 16 2009 | LPLA | LPL Financial Hold ... | Moore Robert J. | Chief Financial Off ... | Option Exercise | A | 22.08 | 80,000 | 1,766,400 | 80,000 | |
| Sep 16 2009 | LPLA | LPL Financial Hold ... | Thomas Lux | EVP, CAO | Option Exercise | P | 22.08 | 20,000 | 441,600 | 20,000 | |
| Sep 16 2009 | LPLA | LPL Financial Hold ... | Stearns Esther M | President, COO | Option Exercise | P | 22.08 | 80,000 | 1,766,400 | 80,000 | |
| Sep 16 2009 | LPLA | LPL Financial Hold ... | Brown Stephanie L | Man. Dir. & General ... | Option Exercise | P | 22.08 | 40,000 | 883,200 | 40,000 | |
| Sep 16 2009 | LPLA | LPL Financial Hold ... | Dwyer William E III | President, Nat. Sal ... | Option Exercise | P | 22.08 | 50,000 | 1,104,000 | 50,000 | |
| Jun 16 2009 | LPLA | LPL Financial Hold ... | Moore Robert J. | Chief Financial Off ... | Option Exercise | A | 19.74 | 130,000 | 2,566,200 | 130,000 | |
| Jun 03 2009 | LPLA | LPL Financial Hold ... | STIEFLER JEFFREY E | Director | Option Exercise | A | 19.74 | 4,500 | 88,830 | 4,500 | |
| Jun 03 2009 | LPLA | LPL Financial Hold ... | RIEPE JAMES S | Director | Option Exercise | A | 19.74 | 4,500 | 88,830 | 4,500 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Dwyer William E III | Managing Director | Option Exercise | J | 0.00 | 95,149 | 0 | 95,149 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Dwyer William E III | Managing Director | Option Exercise | J | 1.07 | 101,150 | 108,231 | 0 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Dwyer William E III | Managing Director | Option Exercise | M | 1.07 | 25,200 | 26,964 | 23,000 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Dwyer William E III | Managing Director | Gift | G | 0.00 | 9,885 | 0 | 207,916 | 217.8 K to 207.9 K (-4.54 %) |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Dwyer William E III | Managing Director | Buy | M | 1.07 | 25,200 | 26,964 | 25,200 | 0 to 25.2 K |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Stearns Esther M | President and COO | Option Exercise | J | 0.00 | 627,918 | 0 | 627,918 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Stearns Esther M | President and COO | Option Exercise | J | 1.07 | 667,510 | 714,236 | 0 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Stearns Esther M | President and COO | Option Exercise | M | 1.07 | 500 | 535 | 0 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Stearns Esther M | President and COO | Buy | M | 1.07 | 500 | 535 | 500 | 0 to 500 |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Maher Bill | Managing Director | Option Exercise | M | 2.38 | 100 | 238 | 220,290 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Maher Bill | Managing Director | Buy | M | 2.38 | 100 | 238 | 100 | 0 to 100 |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Brown Stephanie L | Managing Director, ... | Option Exercise | J | 0.00 | 60,843 | 0 | 60,843 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Brown Stephanie L | Managing Director, ... | Option Exercise | J | 1.07 | 64,680 | 69,208 | 64,680 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Black Steven M. | Mng Dir., Chief Ris ... | Option Exercise | J | 0.00 | 408,446 | 0 | 408,446 | |
| Mar 23 2009 | LPLA | LPL Financial Hold ... | Black Steven M. | Mng Dir., Chief Ris ... | Option Exercise | J | 1.07 | 434,200 | 464,594 | 0 | |
| Feb 17 2009 | LPLA | LPL Financial Hold ... | STIEFLER JEFFREY E | Director | Option Exercise | A | 18.04 | 4,500 | 81,180 | 4,500 | |
| Feb 17 2009 | LPLA | LPL Financial Hold ... | RIEPE JAMES S | Director | Option Exercise | A | 18.04 | 4,500 | 81,180 | 4,500 | |
| Nov 21 2008 | LPLA | LPL Financial Hold ... | STIEFLER JEFFREY E | Director | Option Exercise | A | 24.96 | 4,500 | 112,320 | 4,500 | |
| Nov 21 2008 | LPLA | LPL Financial Hold ... | RIEPE JAMES S | Director | Option Exercise | A | 24.96 | 4,500 | 112,320 | 4,500 | |
| Sep 16 2008 | LPLA | LPL Financial Hold ... | STIEFLER JEFFREY E | Director | Option Exercise | A | 26.33 | 4,500 | 118,485 | 4,500 | |
| Sep 16 2008 | LPLA | LPL Financial Hold ... | RIEPE JAMES S | Director | Option Exercise | A | 26.33 | 4,500 | 118,485 | 4,500 | |
| May 23 2008 | LPLA | LPL Financial Hold ... | RIEPE JAMES S | Director | Option Exercise | A | 27.80 | 4,500 | 125,100 | 4,500 | |
| May 23 2008 | LPLA | LPL Financial Hold ... | RIEPE JAMES S | Director | Option Exercise | A | 27.80 | 4,500 | 125,100 | 4,500 | |
| May 23 2008 | LPLA | LPL Financial Hold ... | STIEFLER JEFFREY E | Director | Option Exercise | A | 27.80 | 4,500 | 125,100 | 4,500 | |
| May 23 2008 | LPLA | LPL Financial Hold ... | STIEFLER JEFFREY E | Director | Option Exercise | A | 27.80 | 4,500 | 125,100 | 4,500 | |
| May 23 2008 | LPLA | LPL Financial Hold ... | STIEFLER JEFFREY E | Director | Option Exercise | A | 27.80 | 4,500 | 125,100 | 4,500 | |
| Apr 03 2008 | LPLA | LPL Financial Hold ... | Black Steven M. | Mng Dir, Chief Risk ... | Option Exercise | A | 27.80 | 10,000 | 278,000 | 10,000 | |
| Apr 03 2008 | LPLA | LPL Financial Hold ... | Maher Bill | Managing Director, ... | Option Exercise | A | 27.80 | 20,000 | 556,000 | 20,000 | |
| Apr 03 2008 | LPLA | LPL Financial Hold ... | Stearns Esther M | President & COO | Option Exercise | A | 27.80 | 80,000 | 2,224,000 | 80,000 | |
| Apr 03 2008 | LPLA | LPL Financial Hold ... | Dwyer William E III | Mng Dir, President, ... | Option Exercise | A | 27.80 | 35,000 | 973,000 | 35,000 | |
| Apr 03 2008 | LPLA | LPL Financial Hold ... | Brown Stephanie L | Mng Dir, General Co ... | Option Exercise | A | 27.80 | 15,000 | 417,000 | 15,000 | |
| Apr 03 2008 | LPLA | LPL Financial Hold ... | Tuorto Joseph P | Mng Dir, Head of Co ... | Option Exercise | A | 27.80 | 20,000 | 556,000 | 20,000 | |
| Mar 19 2008 | LPLA | LPL Financial Hold ... | STIEFLER JEFFREY E | Director | Grant | A | 27.80 | 71,942 | 1,999,988 | 71,942 | 0 to 71.9 K |