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General | Insiders | Insider Transactions | Monthly Overview | Weekly Overview

Overview of all insider trading transactions in Forest Investments, Inc.. Get notifications about new insider transactions in Forest Investments, Inc. for free.

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Date	Ticker	Company	Owner	Relationship	Transaction	Code	Cost ($)	Shares	Transaction Value ($)	Total Shares	% Holdings
Dec 31 2020	GEC	Forest Investments ...	Forest Investments, Inc.		Sell	J	0.00	429,150	0	0	429.2 K to 0 (-100.00 %)
Dec 31 2020	GEC	Forest Investments ...	Forest Investments, Inc.		Sell	J	0.00	5,425,644	0	0	5.4 M to 0 (-100.00 %)
Dec 23 2020	GEC	Great Elm Capital ...	Great Elm Capital Group, Inc.	10% Owner	Buy	J	0.00	9,089	0	429,150	420.1 K to 429.2 K (+2.16 %)
Dec 23 2020	GEC	Great Elm Capital ...	Great Elm Capital Group, Inc.	10% Owner	Buy	J	0.00	97,294	0	5,425,644	5.3 M to 5.4 M (+1.83 %)
Oct 23 2020	GEC	Great Elm Capital ...	Great Elm Capital Group, Inc.	10% Owner	Buy	J	0.00	6,858	0	407,409	400.6 K to 407.4 K (+1.71 %)
Oct 23 2020	GEC	Great Elm Capital ...	Great Elm Capital Group, Inc.	10% Owner	Buy	J	0.00	59,089	0	5,167,858	5.1 M to 5.2 M (+1.16 %)
Oct 23 2020	GEC	Great Elm Capital ...	Great Elm Capital Group, Inc.	10% Owner	Buy	J	0.00	6,858	0	407,409	400.6 K to 407.4 K (+1.71 %)
Oct 23 2020	GEC	Great Elm Capital ...	Great Elm Capital Group, Inc.	10% Owner	Buy	J	0.00	59,089	0	5,167,858	5.1 M to 5.2 M (+1.16 %)
Oct 15 2020	GEC	Great Elm Capital ...	Reese Jason W.	Director	Grant	A	0.00	18,538	0	73,831	55.3 K to 73.8 K (+33.53 %)
Oct 15 2020	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Grant	A	0.00	7,944	0	97,320	89.4 K to 97.3 K (+8.89 %)
Oct 15 2020	GEC	Great Elm Capital ...	Scheyer Eric J	Director	Grant	A	0.00	9,004	0	54,641	45.6 K to 54.6 K (+19.73 %)
Oct 15 2020	GEC	Great Elm Capital ...	Drapkin Matthew A	Director	Grant	A	0.00	9,004	0	86,397	77.4 K to 86.4 K (+11.63 %)
Jul 02 2020	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Grant	A	0.00	8,047	0	89,376	81.3 K to 89.4 K (+9.89 %)
Jul 02 2020	GEC	Great Elm Capital ...	Reese Jason W.	Director	Grant	A	0.00	18,776	0	55,293	36.5 K to 55.3 K (+51.42 %)
Jun 12 2020	GEC	Great Elm Capital ...	Parmelee James P	Director	Buy	P	2.58	6,000	15,480	74,221	68.2 K to 74.2 K (+8.79 %)
Jun 01 2020	GEC	Great Elm Capital ...	Imperial Capital Asset Managem ...	10% Owner	Buy	P	2.35	5,000	11,739	2,329,312	2.3 M to 2.3 M (+0.22 %)
May 26 2020	GEC	Great Elm Capital ...	Imperial Capital Asset Managem ...	10% Owner	Buy	P	1.96	4,425	8,670	2,324,312	2.3 M to 2.3 M (+0.19 %)
May 26 2020	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Buy	P	1.96	1,000	1,960	81,329	80.3 K to 81.3 K (+1.24 %)
May 26 2020	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Buy	P	1.96	1,000	1,960	80,329	79.3 K to 80.3 K (+1.26 %)
May 20 2020	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Buy	P	1.89	100	189	79,329	79.2 K to 79.3 K (+0.13 %)
May 20 2020	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Buy	P	2.00	1,000	2,000	79,229	78.2 K to 79.2 K (+1.28 %)
May 18 2020	GEC	Great Elm Capital ...	Pearson Brent J	Chief Financial Off ...	Buy	P	1.99	6,500	12,935	9,000	2.5 K to 9 K (+260.00 %)
Apr 28 2020	GEC	Great Elm Capital ...	Reese Jason W.	Director	Grant	A	0.00	36,517	0	36,517	0 to 36.5 K
Apr 28 2020	GEC	Great Elm Capital ...	Hugar James H	Director	Grant	A	0.00	36,517	0	36,517	0 to 36.5 K
Apr 28 2020	GEC	Great Elm Capital ...	Scheyer Eric J	Director	Grant	A	0.00	36,517	0	36,517	0 to 36.5 K
Dec 12 2019	GEC	Great Elm Capital ...	Parmelee James P	Director	Grant	A	0.00	18,482	0	68,221	49.7 K to 68.2 K (+37.16 %)
Dec 12 2019	GEC	Great Elm Capital ...	Wilson Hugh Steven	Director	Grant	A	0.00	18,482	0	159,647	141.2 K to 159.6 K (+13.09 %)
Dec 12 2019	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Grant	A	0.00	18,482	0	78,229	59.7 K to 78.2 K (+30.93 %)
Dec 12 2019	GEC	Great Elm Capital ...	Serota Jeffrey	Director	Grant	A	0.00	18,482	0	70,869	52.4 K to 70.9 K (+35.28 %)
Dec 12 2019	GEC	Great Elm Capital ...	SNELL MARK A	Director	Grant	A	0.00	18,482	0	70,869	52.4 K to 70.9 K (+35.28 %)
Dec 12 2019	GEC	Great Elm Capital ...	Drapkin Matthew A	Director	Grant	A	0.00	18,482	0	68,273	49.8 K to 68.3 K (+37.12 %)
Aug 07 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Option Exercise	A	4.52	57,143	258,286	57,143
Aug 07 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Grant	A	0.00	25,381	0	784,270	758.9 K to 784.3 K (+3.34 %)
Aug 07 2019	GEC	Great Elm Capital ...	Kleinman Adam M	President and COO	Option Exercise	A	4.52	57,143	258,286	57,143
Aug 07 2019	GEC	Great Elm Capital ...	Kleinman Adam M	President and COO	Grant	A	0.00	25,381	0	338,562	313.2 K to 338.6 K (+8.10 %)
Jul 31 2019	GEC	Great Elm Capital ...	Pearson Brent J	Chief Financial Off ...	Option Exercise	A	4.16	20,000	83,200	20,000
Mar 14 2019	GEC	Great Elm Capital ...	Parmelee James P	Director	Buy	P	3.75	4,000	15,000	49,739	45.7 K to 49.7 K (+8.75 %)
Mar 05 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.40	359	1,221	758,889	758.5 K to 758.9 K (+0.05 %)
Feb 28 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.45	5,000	17,250	758,530	753.5 K to 758.5 K (+0.66 %)
Feb 28 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.45	2,102	7,252	753,530	751.4 K to 753.5 K (+0.28 %)
Feb 21 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.43	213	731	743,960	743.7 K to 744 K (+0.03 %)
Feb 21 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.40	900	3,060	743,747	742.8 K to 743.7 K (+0.12 %)
Feb 21 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.40	110	374	742,847	742.7 K to 742.8 K (+0.01 %)
Feb 15 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.35	3,637	12,184	742,737	739.1 K to 742.7 K (+0.49 %)
Feb 15 2019	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.30	360	1,188	739,100	738.7 K to 739.1 K (+0.05 %)
Feb 15 2019	GEC	Great Elm Capital ...	Pearson Brent J	Chief Accounting Of ...	Buy	P	3.44	2,500	8,600	2,500	0 to 2.5 K
Dec 11 2018	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.63	7,216	26,194	738,740	731.5 K to 738.7 K (+0.99 %)
Dec 11 2018	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.65	101	369	731,524	731.4 K to 731.5 K (+0.01 %)
Dec 07 2018	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.65	665	2,427	731,423	730.8 K to 731.4 K (+0.09 %)
Dec 07 2018	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.65	901	3,289	730,758	729.9 K to 730.8 K (+0.12 %)
Dec 04 2018	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.65	244	891	729,857	729.6 K to 729.9 K (+0.03 %)
Dec 04 2018	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.65	2,653	9,683	729,613	727 K to 729.6 K (+0.36 %)
Nov 19 2018	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.35	2,118	7,095	726,960	724.8 K to 727 K (+0.29 %)
Nov 15 2018	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.49	10,107	35,273	724,842	714.7 K to 724.8 K (+1.41 %)
Nov 15 2018	GEC	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.47	15,925	55,260	714,735	698.8 K to 714.7 K (+2.28 %)
Nov 09 2018	GEC	Great Elm Capital ...	Pearson Brent J	Chief Accounting Of ...	Option Exercise	A	3.43	40,000	137,200	40,000
Nov 09 2018	GEC	Great Elm Capital ...	Serota Jeffrey	Director	Grant	A	0.00	19,673	0	52,387	32.7 K to 52.4 K (+60.14 %)
Nov 09 2018	GEC	Great Elm Capital ...	Serota Jeffrey	Director	Grant	A	0.00	15,954	0	32,714	16.8 K to 32.7 K (+95.19 %)
Nov 09 2018	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Grant	A	0.00	19,673	0	59,747	40.1 K to 59.7 K (+49.09 %)
Nov 09 2018	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Grant	A	0.00	862	0	40,074	39.2 K to 40.1 K (+2.20 %)
Nov 09 2018	GEC	Great Elm Capital ...	Wilson Hugh Steven	Director	Grant	A	0.00	19,673	0	141,165	121.5 K to 141.2 K (+16.19 %)
Nov 09 2018	GEC	Great Elm Capital ...	Wilson Hugh Steven	Director	Grant	A	0.00	15,954	0	121,492	105.5 K to 121.5 K (+15.12 %)
Nov 09 2018	GEC	Great Elm Capital ...	Parmelee James P	Director	Grant	A	0.00	19,673	0	45,739	26.1 K to 45.7 K (+75.47 %)
Nov 09 2018	GEC	Great Elm Capital ...	Parmelee James P	Director	Grant	A	0.00	7,707	0	26,066	18.4 K to 26.1 K (+41.98 %)
Nov 09 2018	GEC	Great Elm Capital ...	SNELL MARK A	Director	Grant	A	0.00	19,673	0	52,387	32.7 K to 52.4 K (+60.14 %)
Nov 09 2018	GEC	Great Elm Capital ...	SNELL MARK A	Director	Grant	A	0.00	15,954	0	32,714	16.8 K to 32.7 K (+95.19 %)
Nov 09 2018	GEC	Great Elm Capital ...	Drapkin Matthew A	Director	Grant	A	0.00	19,673	0	49,791	30.1 K to 49.8 K (+65.32 %)
Nov 09 2018	GEC	Great Elm Capital ...	Drapkin Matthew A	Director	Grant	A	0.00	10,887	0	30,118	19.2 K to 30.1 K (+56.61 %)
Nov 09 2018	GEC	Great Elm Capital ...	Pearson Brent J	Chief Accounting Of ...	Option Exercise	A	3.43	40,000	137,200	40,000
Nov 09 2018	GEC	Great Elm Capital ...	Serota Jeffrey	Director	Grant	A	0.00	19,673	0	52,387	32.7 K to 52.4 K (+60.14 %)
Nov 09 2018	GEC	Great Elm Capital ...	Serota Jeffrey	Director	Grant	A	0.00	15,954	0	32,714	16.8 K to 32.7 K (+95.19 %)
Nov 09 2018	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Grant	A	0.00	19,673	0	59,747	40.1 K to 59.7 K (+49.09 %)
Nov 09 2018	GEC	Great Elm Capital ...	Harbin Thomas S	Director	Grant	A	0.00	862	0	40,074	39.2 K to 40.1 K (+2.20 %)
Nov 09 2018	GEC	Great Elm Capital ...	Wilson Hugh Steven	Director	Grant	A	0.00	19,673	0	141,165	121.5 K to 141.2 K (+16.19 %)
Nov 09 2018	GEC	Great Elm Capital ...	Wilson Hugh Steven	Director	Grant	A	0.00	15,954	0	121,492	105.5 K to 121.5 K (+15.12 %)
Nov 09 2018	GEC	Great Elm Capital ...	Parmelee James P	Director	Grant	A	0.00	19,673	0	45,739	26.1 K to 45.7 K (+75.47 %)
Nov 09 2018	GEC	Great Elm Capital ...	Parmelee James P	Director	Grant	A	0.00	7,707	0	26,066	18.4 K to 26.1 K (+41.98 %)
Nov 09 2018	GEC	Great Elm Capital ...	SNELL MARK A	Director	Grant	A	0.00	19,673	0	52,387	32.7 K to 52.4 K (+60.14 %)
Nov 09 2018	GEC	Great Elm Capital ...	SNELL MARK A	Director	Grant	A	0.00	15,954	0	32,714	16.8 K to 32.7 K (+95.19 %)
Nov 09 2018	GEC	Great Elm Capital ...	Drapkin Matthew A	Director	Grant	A	0.00	19,673	0	49,791	30.1 K to 49.8 K (+65.32 %)
Nov 09 2018	GEC	Great Elm Capital ...	Drapkin Matthew A	Director	Grant	A	0.00	10,887	0	30,118	19.2 K to 30.1 K (+56.61 %)
Aug 21 2018	UPIP	Great Elm Capital ...	Harbin Thomas S	Director	Buy	P	3.34	7,000	23,380	39,212	32.2 K to 39.2 K (+21.73 %)
Aug 21 2018	UPIP	Great Elm Capital ...	Harbin Thomas S	Director	Buy	P	3.69	4,000	14,760	32,212	28.2 K to 32.2 K (+14.18 %)
Aug 21 2018	UPIP	Great Elm Capital ...	Harbin Thomas S	Director	Buy	P	3.74	2,000	7,480	28,212	26.2 K to 28.2 K (+7.63 %)
Aug 21 2018	UPIP	Great Elm Capital ...	Harbin Thomas S	Director	Buy	P	4.15	1,281	5,316	26,212	24.9 K to 26.2 K (+5.14 %)
Aug 21 2018	UPIP	Great Elm Capital ...	Harbin Thomas S	Director	Buy	P	3.60	7,000	25,200	24,931	17.9 K to 24.9 K (+39.04 %)
May 30 2018	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.80	7,800	29,640	698,810	691 K to 698.8 K (+1.13 %)
May 25 2018	UPIP	Great Elm Capital ...	Kleinman Adam M	See Remarks	Buy	P	3.80	20,000	76,000	313,181	293.2 K to 313.2 K (+6.82 %)
May 25 2018	UPIP	Great Elm Capital ...	Kleinman Adam M	See Remarks	Buy	P	3.80	20,000	76,000	313,181	293.2 K to 313.2 K (+6.82 %)
May 25 2018	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.75	2,170	8,138	691,010	688.8 K to 691 K (+0.32 %)
May 25 2018	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.75	2,170	8,138	691,010	688.8 K to 691 K (+0.32 %)
May 25 2018	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.80	75,000	285,000	688,840	613.8 K to 688.8 K (+12.22 %)
May 25 2018	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.80	75,000	285,000	688,840	613.8 K to 688.8 K (+12.22 %)
Mar 26 2018	UPIP	Great Elm Capital ...	Woods John J	Chief Financial Off ...	Option Exercise	A	3.85	55,680	214,368	55,680
Dec 05 2017	UPIP	Great Elm Capital ...	Harbin Thomas S	Director	Grant	A	0.00	17,931	0	17,931	0 to 17.9 K
Nov 27 2017	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.80	41,315	156,832	613,840	572.5 K to 613.8 K (+7.22 %)
Nov 22 2017	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.75	8,685	32,569	572,525	563.8 K to 572.5 K (+1.54 %)
Nov 22 2017	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.75	151,643	568,661	563,840	412.2 K to 563.8 K (+36.79 %)
Nov 22 2017	UPIP	Great Elm Capital ...	Kleinman Adam M	See Remarks	Buy	P	3.75	10,000	37,500	293,181	283.2 K to 293.2 K (+3.53 %)
Nov 15 2017	UPIP	Great Elm Capital ...	Kleinman Adam M	See Remarks	Buy	P	3.65	20,000	73,000	283,181	263.2 K to 283.2 K (+7.60 %)
Nov 15 2017	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.65	10,900	39,785	412,197	401.3 K to 412.2 K (+2.72 %)
Nov 15 2017	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Buy	P	3.65	37,457	136,718	401,297	363.8 K to 401.3 K (+10.29 %)
Nov 13 2017	UPIP	Great Elm Capital ...	Kleinman Adam M	See Remarks	Buy	P	3.65	20,000	73,000	263,181	243.2 K to 263.2 K (+8.22 %)
Nov 13 2017	UPIP	Great Elm Capital ...	Kleinman Adam M	See Remarks	Buy	P	3.65	10,000	36,500	243,181	233.2 K to 243.2 K (+4.29 %)
Oct 10 2017	UPIP	Great Elm Capital ...	Woods John J	Chief Financial Off ...	Buy	P	3.64	10,000	36,400	10,000	0 to 10 K
Oct 05 2017	UPIP	Great Elm Capital ...	Drapkin Matthew A	Director	Buy	P	3.61	1,266,000	4,572,286	2,402,792	1.1 M to 2.4 M (+111.37 %)
Sep 25 2017	UPIP	Great Elm Capital ...	Kleinman Adam M	See Remarks	Option Exercise	A	3.60	194,175	699,030	194,175
Sep 25 2017	UPIP	Great Elm Capital ...	Kleinman Adam M	See Remarks	Option Exercise	A	3.60	213,000	766,800	213,000
Sep 20 2017	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Option Exercise	A	3.60	461,165	1,660,194	461,165
Sep 20 2017	UPIP	Great Elm Capital ...	Reed Peter A	Chief Executive Off ...	Option Exercise	A	3.60	213,000	766,800	213,000
Aug 01 2017	UPIP	Great Elm Capital ...	Parmelee James P	Director	Grant	A	0.00	18,359	0	18,359	0 to 18.4 K
May 19 2017	UPIP	Great Elm Capital ...	Wilson Hugh Steven	Director	Buy	P	3.30	18,000	59,382	105,538	87.5 K to 105.5 K (+20.56 %)
May 19 2017	UPIP	Great Elm Capital ...	Drapkin Matthew A	Director	Grant	A	0.00	19,231	0	19,231	0 to 19.2 K
May 16 2017	UPIP	Great Elm Capital ...	Mast Capital Management, LLC	10% Owner	Sell	S	3.30	488,486	1,612,004	0	488.5 K to 0 (-100.00 %)
May 16 2017	UPIP	Great Elm Capital ...	Mast Capital Management, LLC	10% Owner	Sell	S	3.30	482,900	1,593,570	488,486	971.4 K to 488.5 K (-49.71 %)
May 16 2017	UPIP	Great Elm Capital ...	Mast Capital Management, LLC	10% Owner	Sell	S	3.35	1,136,792	3,808,253	971,386	2.1 M to 971.4 K (-53.92 %)
May 15 2017	UPIP	Great Elm Capital ...	Drapkin Matthew A	Director	Buy	P	3.35	1,136,792	3,808,253	1,136,792	0 to 1.1 M
Apr 20 2017	UPIP	Great Elm Capital ...	Mast Capital Management, LLC		Option Exercise	P	0.01	54,733	547	54,733
Apr 20 2017	UPIP	Great Elm Capital ...	Mast Capital Management, LLC		Buy	P	3.29	1,104,596	3,634,121	1,947,735	843.1 K to 1.9 M (+131.01 %)
Apr 20 2017	UPIP	Great Elm Capital ...	Mast Capital Management, LLC		Buy	P	3.29	1,195,586	3,933,478	2,108,178	912.6 K to 2.1 M (+131.01 %)
Apr 20 2017	UPIP	Great Elm Capital ...	Mast Capital Management, LLC		Buy	P	3.29	62,341	205,102	283,264	220.9 K to 283.3 K (+28.22 %)
Apr 20 2017	UPIP	Great Elm Capital ...	Mast Capital Management, LLC		Buy	P	0.00	220,923	0	220,923	0 to 220.9 K
Apr 06 2017	UPIP	Great Elm Capital ...	Chernicoff Richard	CHIEF EXECUTIVE OFF ...	Payment of Exercise	F	3.30	188	620	187,637	187.8 K to 187.6 K (-0.10 %)
Jan 12 2017	UPIP	Great Elm Capital ...	SNELL MARK A	Director	Grant	A	0.00	16,760	0	16,760	0 to 16.8 K
Jan 12 2017	UPIP	Great Elm Capital ...	Wilson Hugh Steven	Director	Grant	A	0.00	16,760	0	87,091	70.3 K to 87.1 K (+23.83 %)
Jan 12 2017	UPIP	Great Elm Capital ...	Serota Jeffrey	Director	Grant	A	0.00	16,760	0	16,760	0 to 16.8 K
Jan 05 2017	UPIP	Great Elm Capital ...	Wilson Hugh Steven	Director	Buy	P	3.55	17,700	62,835	53,795	36.1 K to 53.8 K (+49.04 %)
Jan 05 2017	UPIP	Great Elm Capital ...	Wilson Hugh Steven	Director	Buy	P	3.68	16,000	58,880	36,095	20.1 K to 36.1 K (+79.62 %)
Jan 05 2017	UPIP	Great Elm Capital ...	Wheat James D	Chief Financial Off ...	Buy	P	3.29	24,000	78,840	25,000	1,000 to 25 K (+2,400.00 %)
Jan 04 2017	UPIP	Great Elm Capital ...	Chernicoff Richard	CHIEF EXECUTIVE OFF ...	Buy	P	3.29	14,947	49,176	187,825	172.9 K to 187.8 K (+8.65 %)
Jan 04 2017	UPIP	Great Elm Capital ...	Wilson Hugh Steven	Director	Buy	P	3.29	12,456	40,980	20,095	7.6 K to 20.1 K (+163.06 %)
Jan 04 2017	UPIP	Great Elm Capital ...	Reed Peter A	CIO & PRESIDENT	Buy	P	3.29	62,341	205,102	383,264	320.9 K to 383.3 K (+19.43 %)
Nov 07 2016	UPIP	Great Elm Capital ...	Reed Peter A	See Remarks	Grant	A	0.00	220,923	0	320,923	100 K to 320.9 K (+220.92 %)
Oct 03 2016	UPIP	Great Elm Capital ...	Wheat James D	Chief Financial Off ...	Buy	P	4.70	1,000	4,700	1,000	0 to 1,000
Aug 10 2016	UPIP	Great Elm Capital ...	VACHON PHILIP A	Director	Option Exercise	M	0.00	3,001	0	0
Aug 10 2016	UPIP	Great Elm Capital ...	VACHON PHILIP A	Director	Option Exercise	M	0.00	3,001	0	0
Aug 10 2016	UPIP	Great Elm Capital ...	VACHON PHILIP A	Director	Buy	M	0.00	6,002	0	30,464	24.5 K to 30.5 K (+24.54 %)
Jul 20 2016	UPIP	Great Elm Capital ...	Chernicoff Richard	CHIEF EXECUTIVE OFF ...	Option Exercise	A	6.99	141,437	988,645	141,437
Jan 08 2016	UPIP	UNWIRED PLANET, IN ...	Wilson Hugh Steven	Director	Grant	A	0.00	7,639	0	7,639	0 to 7.6 K
Dec 15 2015	UPIP	UNWIRED PLANET, IN ...	Chernicoff Richard	Director	Grant	A	0.00	100,000	0	172,878	72.9 K to 172.9 K (+137.22 %)
Dec 15 2015	UPIP	UNWIRED PLANET, IN ...	RAVICH JESS M	Director	Grant	A	0.00	100,000	0	100,000	0 to 100 K
Dec 15 2015	UPIP	UNWIRED PLANET, IN ...	Harmeling Taylor O	Director	Grant	A	0.00	100,000	0	100,000	0 to 100 K
Dec 15 2015	UPIP	UNWIRED PLANET, IN ...	VACHON PHILIP A	Director	Grant	A	0.00	100,000	0	293,551	193.6 K to 293.6 K (+51.67 %)
Dec 15 2015	UPIP	UNWIRED PLANET, IN ...	Reed Peter A	Director	Grant	A	0.00	100,000	0	100,000	0 to 100 K
Nov 06 2015	UPIP	UNWIRED PLANET, IN ...	Wheat James D	Chief Financial Off ...	Option Exercise	A	0.88	500,000	440,000	500,000
Oct 28 2015	UPIP	UNWIRED PLANET, IN ...	Mast Capital Management, LLC	10% Owner	Buy	P	0.88	8,849,389	7,756,489	10,117,671	1.3 M to 10.1 M (+697.75 %)
Oct 28 2015	UPIP	UNWIRED PLANET, IN ...	Mast Capital Management, LLC	10% Owner	Sell	S	0.88	4,338,000	3,802,257	0	4.3 M to 0 (-100.00 %)
Oct 28 2015	UPIP	UNWIRED PLANET, IN ...	Mast Capital Management, LLC	10% Owner	Sell	S	0.88	4,511,389	3,954,232	0	4.5 M to 0 (-100.00 %)
Aug 18 2015	UPIP	UNWIRED PLANET, IN ...	Mast Capital Management, LLC	10% Owner	Buy	P	1.00	401,365	401,365	1,268,282	866.9 K to 1.3 M (+46.30 %)
Aug 18 2015	UPIP	UNWIRED PLANET, IN ...	Mast Capital Management, LLC	10% Owner	Buy	P	1.00	1,351,329	1,351,329	4,338,000	3 M to 4.3 M (+45.25 %)

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