Industry: Retail Trade, Insider Trading

Insider trading in Retail Trade.

APPAREL AND ACCESSORY STORES
AUTOMOTIVE DEALERS AND GASOLINE SERVICE STATIONS
BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY, AND MOBILE HOME DEALERS
EATING AND DRINKING PLACES
FOOD STORES
GENERAL MERCHANDISE STORES
HOME FURNITURE, FURNISHINGS, AND EQUIPMENT STORES
MISCELLANEOUS RETAIL

What Is a Rule 10b5-1 Plan?

Rule 10b5 is one of the most important acts put forth by the SEC. It prohibits fraud, misrepresentation, and deceit in the sale and purchase of securities on national exchanges. More ...

What Do the Transaction Codes Mean?

Each transaction listed on the Form 4 filing must be marked with a transaction code. Here is a list and description of transaction codes as used and categorized by the SEC. More ...

What Is Illegal Insider Trading?

Illegal Insider trading occurs when a trade has been influenced by the possession of "material" and "non-public" information about the security. Because such information is not available to other investors, a person using it is trying to gain an unfair advantage over others. More ...