| Name | City | Companies | Last Transaction |
|---|
| U.M. AccelMed, Limited Partnership | HERZELIA | OPHTHALMIC IMAGING SYSTEMS ($OISI) | 2010-01-08 | |
| U.M. AccelMed, Limited Partnership | HERZELIA | OPHTHALMIC IMAGING SYSTEMS ($OISI) | 2010-06-10 | |
| UAL CORP /DE/ | ELK GROVE TOWNSHIP | ORBITZ INC ($ORBZ) , United Airlines Holdings, Inc. ($UAL) | 2004-11-15 | |
| UAW Retiree Medical Benefits Trust | DETROIT | FORD MOTOR CO ($F) , General Motors Co ($NO SYMBOL) | 2018-03-05 | |
| UBA HAJIME | IRVINE | KURA SUSHI USA, INC. ($KRUS) | 2019-12-04 | |
| Ubarri Enrique R | SAN JUAN | DORAL FINANCIAL CORP ($DRL) | 2013-09-13 | |
| UBBEN JEFFREY W | | AES CORP ($AES) , AppHarvest, Inc. ($NOVSW) , Bausch Health Companies Inc. ($BVF) , Enviva Partners, LP ($EVA) , EXXON MOBIL CORP ($XOM) , Nikola Corp ($VTIQ) , TWENTY-FIRST CENTURY FOX, INC. ($FOXA) , VALEANT PHARMACEUTICALS INTERNATIONAL ($ICN) , WILLIS TOWERS WATSON PLC ($WSH) | 2021-04-26 | |
| UBBEN JEFFREY W | SAN FRANCISCO | MARTHA STEWART LIVING OMNIMEDIA INC ($MSO) | 2004-04-05 | |
| UBBEN JEFFREY W | SAN FRANCISCO | GARTNER INC ($IT) , Hillshire Brands Co ($HSH) , LiveRamp Holdings, Inc. ($ACXM) , MARTHA STEWART LIVING OMNIMEDIA INC ($MSO) , MENTOR CORP /MN/ ($MNTR) , OMNICARE INC ($NYSE: OCR) , PER SE TECHNOLOGIES INC ($PSTI) , WILLIS TOWERS WATSON PLC ($WSH) | 2014-03-04 | |
| UBBEN JEFFREY W | SAN FRANCISCO | Bausch Health Companies Inc. ($BVF) , WILLIS TOWERS WATSON PLC ($WSH) | 2014-12-11 | |
| Ubeda Jose Antonio | SEATTLE | EXPEDITORS INTERNATIONAL OF WASHINGTON INC ($EXPD) | 2014-05-06 | |
| UBER R BARRY | FAIRFIELD | NES RENTALS HOLDINGS INC ($NLEQ) | 2004-05-04 | |
| UBER R BARRY | HAMPTON | Measurement Specialties Inc ($MEAS) | 2014-10-14 | |
| UBER R BARRY | HAMPTON | Measurement Specialties Inc ($MEAS) | 2007-11-26 | |
| UBER R BARRY | HAMPTON | Measurement Specialties Inc ($MEAS) | 2008-01-16 | |
| UBER R BARRY | HAMPTON | Measurement Specialties Inc ($MEAS) | 2014-09-22 | |
| Ubinas Luis A | REDWOOD CITY | BOSTON PRIVATE FINANCIAL HOLDINGS INC ($BPFH) , CommerceHub, Inc. ($CHUBA) , ELECTRONIC ARTS INC. ($EA) , TANGER FACTORY OUTLET CENTERS, INC ($SKT) | 2021-03-17 | |
| Ubinas Luis A | LIVONIA | VALASSIS COMMUNICATIONS INC ($VCI) | 2014-02-05 | |
| UBINGER RICHARD M | BRIDGEVILLE | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC ($USAP) | 2009-09-02 | |
| Uboldi Alain Jean Jose | LAS VEGAS | Gold Merger Sub, LLC ($PNK) | 2006-10-10 | |
| Uboldi Alain Jean Jose | LAS VEGAS | Gold Merger Sub, LLC ($PNK) | 2008-05-21 | |
| Uboldi Alain Jean Jose | LAS VEGAS | Gold Merger Sub, LLC ($PNK) | 2010-03-02 | |
| Uboldi Alain Jean Jose | LAS VEGAS | Gold Merger Sub, LLC ($PNK) | 2010-11-04 | |
| UBS AG | STAMFORD | ENTERASYS NETWORKS INC /DE/ ($ETS) , SILVERSTAR HOLDINGS LTD ($SSTR) | 2006-03-06 | |
| UBS AG | ZURICH | DUNE ENERGY INC ($DUNR) | 2011-04-15 | |
| UBS AG | ZURICH | AMERICAN MUNICIPAL INCOME PORTFOLIO INC ($XAA) , BLACKROCK CALIFORNIA INSURED MUNICIPAL INCOME TRUST ($BCK) , BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST ($BFO) , BLACKROCK MUNICIPAL 2020 TERM TRUST ($BKK) , BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND ($MFL) , BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. ($MHN) , BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. ($MCA) , Eaton Vance Credit Opportunities Fund ($EOE) , EATON VANCE SENIOR INCOME TRUST ($EVF) , FIRST AMERICAN MINNESOTA MUNICIPAL INCOME FUND II INC ($MXN) , FRANKLIN LTD DURATION INCOME TRUST ($FTF) , Invesco California Value Municipal Income Trust ($VCV) , Invesco Municipal Opportunity Trust ($VMO) , Invesco Municipal Premium Income Trust ($PIA) , Invesco Pennsylvania Value Municipal Income Trust ($VPV) , Invesco Trust for Investment Grade New York Municipals ($VTN) , Invesco Van Kampen Ohio Quality Municipal Trust ($VOQ) , Invesco Van Kampen Select Sector Municipal Trust ($VKL) , Invesco Van Kampen Trust for Investment Grade New Jersey Municipals ($VTJ) , Invesco Van Kampen Trust for Value Municipals ($VIM) , MINNESOTA MUNICIPAL INCOME PORTFOLIO INC ($MXA) , NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC ($NMP) , NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND ($NUM) , Nuveen Municipal Credit Income Fund ($NZF) , NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 ($NVJ) , NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND ($NUO) , PIMCO CORPORATE & INCOME OPPORTUNITY FUND ($PTY) , PIMCO Income Strategy Fund II ($PFN) , PIONEER HIGH INCOME FUND, INC. ($PHH) , Voya PRIME RATE TRUST ($PPR) , WELLS FARGO MULTI-SECTOR INCOME FUND ($ERC) | 2014-06-10 | |
| UBS AG | ZURICH | BLACKROCK CALIFORNIA INVESTMENT QUALITY MUNICIPAL TRUST INC ($RAA) | 2010-10-12 | |
| UBS AG | ZURICH | NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 ($NBJ) | 2011-05-10 | |
| UBS AG | ZURICH, | BLACKROCK MUNICIPAL 2020 TERM TRUST ($BKK) | 2014-06-11 | |
| UBS AG | ZURICH | BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST ($BFO) , BLACKROCK MUNICIPAL 2020 TERM TRUST ($BKK) , Virtus AllianzGI Convertible & Income Fund II ($NCZ) | 2014-11-13 | |
| UBS AG | STAMFORD | IMPSAT FIBER NETWORKS INC ($IMFN.OB) | 2005-03-15 | |
| UBS AG | | Euthymics Bioscience, Inc. ($DOVP) , FIBERNET TELECOM GROUP INC\ ($FTGX) , O2DIESEL CORP ($DYVW) | 2009-01-16 | |
| UBS AG | STAMFORD | DUNE ENERGY INC ($DUNR) | 2008-05-23 | |
| UBS AG | STAMFORD | DUNE ENERGY INC ($DUNR) | 2008-05-23 | |
| UBS AG | CH-8001, ZURICH, SWITZERLAND | India Globalization Capital, Inc. ($IGC) | 2008-09-18 | |
| UBS AG | ZURICH | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND ($AKP) , AMERICAN MUNICIPAL INCOME PORTFOLIO INC ($XAA) , BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST ($BFZ) , BLACKROCK CREDIT ALLOCATION INCOME TRUST I, INC. ($PSW) , BLACKROCK CREDIT ALLOCATION INCOME TRUST II, INC. ($PSY) , BLACKROCK FLOATING RATE INCOME TRUST ($BGT) , BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST ($BFO) , BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC. ($BKN) , BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST ($MHE) , BLACKROCK MUNICIPAL 2020 TERM TRUST ($BKK) , BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST ($BBF) , BLACKROCK MUNICIPAL INCOME QUALITY TRUST ($BYM) , BLACKROCK MUNIVEST FUND, INC. ($MVF) , BLACKROCK MUNIYIELD ARIZONA FUND, INC. ($MZA) , BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. ($MYC) , BLACKROCK MUNIYIELD FUND, INC. ($MYD) , BLACKROCK MUNIYIELD INVESTMENT FUND ($MYF) , BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND ($MFT) , BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC. ($MYM) , BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC. ($MIY) , BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INC ($RNJ) , BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST ($BLJ) , BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUST ($BNJ) , BLACKROCK NEW YORK INVESTMENT QUALITY MUNICIPAL TRUST INC ($RNY) , BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST ($BSE) , BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST ($BPS) , BNY MELLON MUNICIPAL INCOME, INC. ($DMF) , BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. ($DSM) , BNY MELLON STRATEGIC MUNICIPALS, INC. ($LEO) , DNP SELECT INCOME FUND INC ($DNP) , DWS RREEF REAL ESTATE FUND II, INC. ($SRO) , DWS RREEF REAL ESTATE FUND, INC. ($SRQ) , Eaton Vance Floating-Rate Income Trust ($EFT) , EATON VANCE LTD DURATION INCOME FUND ($EVV) , EATON VANCE SENIOR FLOATING RATE TRUST ($EFR) , Federated Hermes Premier Municipal Income Fund ($FMN) , Invesco California Municipal Income Trust ($IIC) , Invesco California Value Municipal Income Trust ($VCV) , Invesco Municipal Opportunity Trust ($VMO) , Invesco New York Quality Municipal Securities ($IQN) , Invesco Pennsylvania Value Municipal Income Trust ($VPV) , Invesco Trust for Investment Grade New York Municipals ($VTN) , Invesco Value Municipal Bond Trust ($IMB) , Invesco Van Kampen Massachusetts Value Municipal Income Trust ($VMV) , Invesco Van Kampen Ohio Quality Municipal Trust ($VOQ) , Invesco Van Kampen Select Sector Municipal Trust ($VKL) , Invesco Van Kampen Trust for Value Municipals ($VIM) , INVESTMENT GRADE MUNICIPAL INCOME FUND ($PPM) , MFS MUNICIPAL INCOME TRUST ($MFM) , NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 ($NXE) , NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 ($NGK) , NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN ($NCL) , NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND ($NMB) , NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND ($NMT) , NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND ($NXI) , PIMCO CORPORATE & INCOME OPPORTUNITY FUND ($PTY) , PIMCO Income Strategy Fund II ($PFN) , Pioneer Floating Rate Fund, Inc. ($PHD) , PIONEER HIGH INCOME FUND, INC. ($PHH) , VAN KAMPEN HIGH YIELD FUND ($VLT) , Virtus AllianzGI Convertible & Income Fund ($NCV) | 2014-04-03 | |
| UBS CAPITAL II LLC | STAMFORD | GREENFIELD ONLINE INC ($SRVY) | 2004-12-14 | |
| UBS Group AG | ZURICH | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND ($AKP) , ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND ($AFB) , BLACKROCK MUNICIPAL 2020 TERM TRUST ($BKK) , EATON VANCE CALIFORNIA MUNICIPAL BOND FUND II ($EIA) , EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST ($CEV) , EATON VANCE LTD DURATION INCOME FUND ($EVV) , EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUND ($MAB) , EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST ($MMV) , EATON VANCE MICHIGAN MUNICIPAL BOND FUND ($MIW) , EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST ($EMI) , EATON VANCE MUNICIPAL BOND FUND II ($EIV) , EATON VANCE MUNICIPAL INCOME TRUST ($EVN) , EATON VANCE NEW JERSEY MUNICIPAL BOND FUND ($EMJ) , EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST ($EVJ) , EATON VANCE NEW YORK MUNICIPAL BOND FUND II ($NYH) , EATON VANCE NEW YORK MUNICIPAL INCOME TRUST ($EVY) , EATON VANCE OHIO MUNICIPAL BOND FUND ($EIO) , EATON VANCE OHIO MUNICIPAL INCOME TRUST ($EVO) , EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUND ($EIP) , EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST ($EVP) , EATON VANCE SENIOR FLOATING RATE TRUST ($EFR) , EATON VANCE SENIOR INCOME TRUST ($EVF) , FRANKLIN LTD DURATION INCOME TRUST ($FTF) , PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. ($MAV) , PIONEER MUNICIPAL HIGH INCOME FUND, INC. ($MHI) , Virtus AllianzGI Convertible & Income Fund ($NCV) , Virtus AllianzGI Convertible & Income Fund II ($NCZ) | 2021-02-12 | |
| UBS Managed Fund Services Inc | CHICAGO | UBS Managed Futures LLC (Aspect Series) ($NA) | 2007-06-18 | |
| UBS Oncology Impact Fund L.P. | CAMBRIDGE | Cullinan Oncology, Inc. ($CGEM) , Harpoon Therapeutics, Inc. ($HARP) , Oncorus, Inc. ($ONCR) , TCR2 THERAPEUTICS INC. ($TCRR) | 2021-01-14 | |
| Ucar Joseba Asier Picaza | MIAMI | CarLotz, Inc. ($LOTZW) | 2019-04-11 | |
| UCB S.A. | BRUSSELS BELGIUM | CYTEC INDUSTRIES INC/DE/ ($CYT) | 2007-03-07 | |
| UCC-mktg Investment, LLC | NEW YORK | 'mktg, inc.' ($CMKG) | 2014-08-28 | |
| Uccelletti Nello | LONDON | TechnipFMC plc ($FTI) | 2019-03-12 | |
| Uccello Antonio F III | SAINT PETERSBURG | International Consolidated Companies, Inc. ($SGNM) | 2011-03-09 | |
| UCCIFERRI LOUIE | SANTA BARBARA | CLOUDCOMMERCE, INC. ($RMSG) | 2004-12-06 | |
| UCCIFERRI LOUIE | GOLETA | CLOUDCOMMERCE, INC. ($RMSG) | 2006-10-31 | |
| UCHIDA HIROSHI | DEERFIELD | DADE BEHRING HOLDINGS INC ($DADE) | 2004-10-05 | |
| UCHIDA HIROSHI | DEERFIELD | DADE BEHRING HOLDINGS INC ($DADE) | 2006-11-07 | |
| Uchida T Christopher | LA JOLLA | Palomar Holdings, Inc. ($PLMR) | 2021-04-23 | |
| Uchino Gary | COLUMBIA | FIELDSTONE INVESTMENT CORP ($FICC) | 2005-08-02 | |
| Uchino Gary | COLUMBIA | FIELDSTONE INVESTMENT CORP ($FICC) | 2006-01-20 | |
| UCHITEL LOUIS | ELKINS PARK | SYNERGETICS USA INC ($VLFG) | 2005-09-21 | |
| UCHTMAN SUSAN J | MOUNTAIN GROVE | FIRST BANCSHARES INC /MO/ ($FBSI) | 2005-02-14 | |
| UDASIN SETH | SECAUCUS | Childrens Place, Inc. ($PLCE) | 2004-08-31 | |
| Udel James | VAN NUYS | RUBICON FINANCIAL INC ($NA) | 2007-08-14 | |
| Udelhofen Justin | JACKSONVILLE | Dream Finders Homes, Inc. ($DFH) | 2021-02-02 | |
| Udell C Robert JR | MATTOON | Consolidated Communications Holdings, Inc. ($CNSL) | 2020-03-04 | |
| Udell David | CHICAGO | Hyatt Hotels Corp ($H) | 2021-03-26 | |
| Udell Stuart | FRAMINGHAM | PRINCETON REVIEW INC ($REVU) , Stride, Inc. ($LRN) | 2018-02-16 | |